TapewireFind a company

person · Reporting owner

Mbugua Stanley

Disclosed activity across 4 companies

Tapewire entity
38546
SEC CIK
0001625441

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Datavault AI Inc.DVLT · Entity 6156See RemarksJune 10, 2026June 12, 2026
Firy Inc.SKLZ · Entity 6462Chief Accounting OfficerMarch 27, 2023March 30, 2023
Presto Automation Inc.PRST · Entity 90002CAO and Interim CFOJune 11, 2024June 12, 2024
Rimini Street, Inc.RMNI · Entity 5475GVP & Chief Accounting OfficerFebruary 25, 2021February 26, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Datavault AI Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,052,846 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Sale · Disposed 62,982 · Balance 2,052,846

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4067 to $0.4070. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4067 to $0.4070. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Firy Inc.

Report date March 27, 2023 · Filed March 30, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect46,629 Reported balance After 2023-03-27 transaction · row 1
1 source row

Row 1 · 2023-03-27 · Exercise / conversion · Acquired 8,515 · Balance 46,629

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect85,149 Reported balance After 2023-03-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-27 · Exercise / conversion · Disposed 8,515 · Balance 85,149

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2: Twenty-five percent of the restricted stock unit grant vested on September 27, 2022 and the remainder will vest in substantially equal quarterly installments thereafter over the next three years.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2: Twenty-five percent of the restricted stock unit grant vested on September 27, 2022 and the remainder will vest in substantially equal quarterly installments thereafter over the next three years.

Presto Automation Inc.

Report date June 11, 2024 · Filed June 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect274,623 Reported balance After 2024-06-11 transaction · row 1
1 source row

Row 1 · 2024-06-11 · Sale · Disposed 1,318 · Balance 274,623

F1: The shares reported as disposed herein were granted as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported as disposed herein were granted as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of RSUs.

Rimini Street, Inc.

Report date February 25, 2021 · Filed February 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,064 Ending reported balance After 2021-02-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-02-25 · Exercise / conversion · Acquired 3,333 · Balance 3,434

Row 2 · 2021-02-25 · Sale · Disposed 1,370 · Balance 2,064

F3: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect6,667 Reported balance After 2021-02-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-02-25 · Exercise / conversion · Disposed 3,333 · Balance 6,667

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: On February 25, 2020, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on February 25, 2021. The remaining two-thirds vest ratably on February 25, 2022 and February 25, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: On February 25, 2020, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on February 25, 2021. The remaining two-thirds vest ratably on February 25, 2022 and February 25, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through each vesting date.

F3: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 16:27 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 62,982 $0.41 $25,614.78
Disclosure

SEC source: 0001104659-26-073503 · tm2617853-1_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,052,846

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4067 to $0.4070. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 21:47 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 1,100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-047065 · tm2612538-6_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · Director · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115,828

F1 · shares: 1,100,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on September 20, 2026 and ending on September 20, 2029, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 19:53 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 50,463 $0.06 $3,164.03
Disclosure

SEC source: 0001104659-26-035398 · tm269976-2_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · Director · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,015,828

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6248 to $0.6324. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 23, 2025 Filed Dec 30, 2025 17:36 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 14,720 $0.93 $13,616.00
Disclosure

SEC source: 0001104659-25-125296 · tm2534531-3_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,066,291

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.8913 to $0.9419. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 21:52 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 764,812 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116548 · tm2532335-2_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,081,011

F1 · shares: 764,812 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 18:52 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 8,219 $2.44 $20,051.07
Disclosure

SEC source: 0001104659-25-116081 · tm2532220-1_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,199

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.355 to $2.495. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 28, 2025 Filed Sep 2, 2025 20:51 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 33,920 $0.40 $13,568.00
Disclosure

SEC source: 0001104659-25-086570 · tm2525035-3_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,418

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · balance_after: On June 27, 2025, the reporting person filed a Form 4 which inadvertently did not report 120,000 shares of Common Stock of the issuer which were received by the reporting person on June 25, 2025, as compensation for his service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. Accordingly, the number of securities reported as beneficially owned in this filing includes the grant of 120,000 shares previously omitted from the prior filing.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:46 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 45,605 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063739 · tm2519302-9_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,338

F1 · kind: 45,605 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F1 · shares: 45,605 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 16:46 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019208 · tm257944-9_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,733

F1 · kind: 125,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

F1 · shares: 125,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 16:45 UTC Datavault AI Inc. WISA · Entity 6156 SaleCommon Stock 2,267 $1.79 $4,046.82
Disclosure

SEC source: 0001104659-24-131733 · tm2432066-1_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,733

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 17:09 UTC Presto Automation Inc. PRST · Entity 90002 SaleCommon Stock 1,318 $0.12 $152.62
Disclosure

SEC source: 0001415889-24-016530 · form4-06122024_090657.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · CAO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,623

F1 · shares: The shares reported as disposed herein were granted as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of RSUs.

Read SEC document
May 23, 2024 Filed May 29, 2024 17:10 UTC Presto Automation Inc. PRST · Entity 90002 SaleCommon Stock 36,559 $0.18 $6,434.38
Disclosure

SEC source: 0001415889-24-014788 · form4-05292024_090549.xml · nonDerivative · entry 2

Mbugua Stanley · CIK 0001625441 · CAO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,941

F2 · shares: The shares reported as disposed herein were granted as RSUs. The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of RSUs.

F3 · price: The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $0.171 to $0.180, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares at each separate price within the range set forth in this footnote.

Read SEC document
April 25, 2024 Filed May 29, 2024 17:10 UTC Presto Automation Inc. PRST · Entity 90002 GrantCommon Stock, $0.0001 par value ("Common Stock") 12,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014788 · form4-05292024_090549.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · CAO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,500

F1 · shares: Represents shares of Common Stock underlying restricted stock units ("RSUs") granted to the reporting person on April 25, 2024 (the "Grant Date") pursuant to the Issuer's 2022 Incentive Award Plan. The RSUs vested 50 percent on the Grant Date and the remaining 50 percent will vest on October 1, 2024, subject to the reporting person's continued employment. Each RSU represents the right to receive one share of Common Stock upon vesting.

Read SEC document
September 13, 2023 Filed Oct 24, 2023 17:47 UTC Presto Automation Inc. PRST · Entity 90002 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-014501 · form4-10242023_091055.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on September 13, 2023 (the "Grant Date") pursuant to the Issuer's 2022 Incentive Award Plan. The RSUs will vest in equal installments on the annual anniversary of the grant date for a period of four years, subject to the reporting person's continued employment. Each RSU represents the right to receive one share of Common Stock upon vesting.

Read SEC document
March 27, 2023 Filed Mar 30, 2023 00:12 UTC Firy Inc. SKLZ · Entity 6462 Exercise / conversionRestricted Stock Units · Derivative 8,515 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-009754 · wf-form4_168013514213429.xml · derivative · entry 2

Mbugua Stanley · CIK 0001625441 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,149

Underlying: Class A common stock · 8,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: Twenty-five percent of the restricted stock unit grant vested on September 27, 2022 and the remainder will vest in substantially equal quarterly installments thereafter over the next three years.

F2 · derivative.expiration_date: Twenty-five percent of the restricted stock unit grant vested on September 27, 2022 and the remainder will vest in substantially equal quarterly installments thereafter over the next three years.

Read SEC document
March 27, 2023 Filed Mar 30, 2023 00:12 UTC Firy Inc. SKLZ · Entity 6462 Exercise / conversionClass A common stock 8,515 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-009754 · wf-form4_168013514213429.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 23:15 UTC Firy Inc. SKLZ · Entity 6462 Exercise / conversionRestricted Stock Units · Derivative 8,515 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032698 · wf-form4_167235574202338.xml · derivative · entry 2

Mbugua Stanley · CIK 0001625441 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,664

Underlying: Class A common stock · 8,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: Twenty-five percent of the restricted stock unit grant will vest on September 27, 2022 and the remainder will vest in substantially equal quarterly installments thereafter over the next three years.

F3 · derivative.expiration_date: Twenty-five percent of the restricted stock unit grant will vest on September 27, 2022 and the remainder will vest in substantially equal quarterly installments thereafter over the next three years.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 23:15 UTC Firy Inc. SKLZ · Entity 6462 Exercise / conversionClass A common stock 8,515 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032698 · wf-form4_167235574202338.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 309 shares of Class A common stock acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") on December 5, 2022.

Read SEC document
September 28, 2022 Filed Sep 29, 2022 22:09 UTC Firy Inc. SKLZ · Entity 6462 SaleClass A common stock 10,620 $1.07 $11,310.30
Disclosure

SEC source: 0001628280-22-025698 · wf-form4_166448933998523.xml · nonDerivative · entry 2

Mbugua Stanley · CIK 0001625441 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,290

F2 · kind: Securities sold to cover costs associated with the vesting of restricted stock units.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:09 UTC Firy Inc. SKLZ · Entity 6462 Exercise / conversionRestricted Stock Units · Derivative 34,060 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025698 · wf-form4_166448933998523.xml · derivative · entry 3

Mbugua Stanley · CIK 0001625441 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,179

Underlying: Class A common stock · 34,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: Twenty-five percent of the restricted stock unit grant vested on September 27, 2022 and the remainder will vest in substantially equal quarterly installments thereafter over the next three years.

F3 · derivative.expiration_date: Twenty-five percent of the restricted stock unit grant vested on September 27, 2022 and the remainder will vest in substantially equal quarterly installments thereafter over the next three years.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:09 UTC Firy Inc. SKLZ · Entity 6462 Exercise / conversionClass A common stock 34,060 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025698 · wf-form4_166448933998523.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 19:01 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000284 · doc4_7123.xml · derivative · entry 3

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 25, 2020, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on February 25, 2021. The remaining two-thirds vest ratably on February 25, 2022 and February 25, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through each vesting date.

F2 · derivative.expiration_date: On February 25, 2020, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on February 25, 2021. The remaining two-thirds vest ratably on February 25, 2022 and February 25, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through each vesting date.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 19:01 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,370 $7.66 $10,494.20
Disclosure

SEC source: 0001638599-21-000284 · doc4_7123.xml · nonDerivative · entry 2

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

F3 · date: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F3 · price: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 19:01 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000284 · doc4_7123.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 19:38 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 8,524 $4.88 $41,597.12
Disclosure

SEC source: 0001638599-20-000955 · doc4_6951.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101

Read SEC document
November 09, 2020 Filed Nov 9, 2020 18:33 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 1,185 $3.58 $4,242.30
Disclosure

SEC source: 0001638599-20-000891 · doc4_6914.xml · nonDerivative · entry 2

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,212

Read SEC document
November 05, 2020 Filed Nov 9, 2020 18:33 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000891 · doc4_6914.xml · derivative · entry 3

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On November 5, 2019, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on November 5, 2020. The remaining two-thirds vest ratably on November 5, 2021 and November 5, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On November 5, 2019, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on November 5, 2020. The remaining two-thirds vest ratably on November 5, 2021 and November 5, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 18:33 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000891 · doc4_6914.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On November 5, 2019, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on November 5, 2020. The remaining two-thirds vest ratably on November 5, 2021 and November 5, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · acquired: On November 5, 2019, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on November 5, 2020. The remaining two-thirds vest ratably on November 5, 2021 and November 5, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 11, 2020 Filed Aug 11, 2020 21:14 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 6,036 $5.21 $31,466.88
Disclosure

SEC source: 0001638599-20-000729 · doc4_6828.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,064

F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020.

Read SEC document
August 11, 2020 Filed Dec 8, 2020 19:36 UTC Amendment Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 3,623 $5.21 $18,887.42
Disclosure

SEC source: 0001638599-20-000954 · doc4a_6952.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,477

F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020.

F2 · shares: The original Form 4 erroneously reported the net number of shares (6,376) issued to the Reporting Person as a result of the RSU vesting event, as opposed to the number of shares that were withheld to pay withholding taxes (3,623). This also affects the entry in Column 5 of Table 1 of the original Form 4, which has also been updated, as well as the running ownership totals in Column 5 of Table 1 of the Reporting Person's Form 4 filed on November 9, 2020.

F2 · balance_after: The original Form 4 erroneously reported the net number of shares (6,376) issued to the Reporting Person as a result of the RSU vesting event, as opposed to the number of shares that were withheld to pay withholding taxes (3,623). This also affects the entry in Column 5 of Table 1 of the original Form 4, which has also been updated, as well as the running ownership totals in Column 5 of Table 1 of the Reporting Person's Form 4 filed on November 9, 2020.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 19:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 9,999 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000718 · doc4_6820.xml · derivative · entry 2

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,001

Underlying: Common Stock · 9,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 19:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 9,999 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000718 · doc4_6820.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On August 6, 2019, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · acquired: On August 6, 2019, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:50 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000225 · doc4_6551.xml · derivative · entry 2

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on February 25, 2021, February 25, 2022 and February 25, 2023, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on February 25, 2021, February 25, 2022 and February 25, 2023, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 18:00 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000945 · doc4_6344.xml · derivative · entry 2

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on November 5, 2020, November 5, 2021 and November 5, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on November 5, 2020, November 5, 2021 and November 5, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.