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DOW INC.

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0001751788
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2020 Filed Feb 18, 2020 22:42 UTC
Fitterling James RDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 407,480 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001225208-20-002675 · doc4.xml · derivative · entry 5

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,480

Underlying: Common Stock · 407,480 shares

Expires 2030-02-13

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:42 UTC
Fitterling James RDirector · Chief Executive Officer
GrantCommon Stock 37,270 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002675 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,920

F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:42 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 40,750 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001225208-20-002674 · doc4.xml · derivative · entry 6

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,750

Underlying: Common Stock · 40,750 shares

Expires 2030-02-13

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:42 UTC
Edmonds Ronald CController and Vice President
GrantCommon Stock 3,730 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002674 · doc4.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,017

F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:42 UTC
Carter Karen SChief Human Resources Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 57,730 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001225208-20-002673 · doc4.xml · derivative · entry 4

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,730

Underlying: Common Stock · 57,730 shares

Expires 2030-02-13

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:42 UTC
Carter Karen SChief Human Resources Officer
GrantCommon Stock 5,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002673 · doc4.xml · nonDerivative · entry 1

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,772

F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:42 UTC
Sreeram Attiganal NSenior Vice President / CTO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 91,690 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001225208-20-002672 · doc4.xml · derivative · entry 5

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,690

Underlying: Common Stock · 91,690 shares

Expires 2030-02-13

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:42 UTC
Sreeram Attiganal NSenior Vice President / CTO
GrantCommon Stock 8,390 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002672 · doc4.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,181

F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:09 UTC
Ungerleider Howard IPresident and CFO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 22,115 $0.00 Strike: $28.14 $0.00
Disclosure

SEC source: 0001225208-20-002402 · doc4.xml · derivative · entry 6

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,115 shares

Expires 2020-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:09 UTC
Ungerleider Howard IPresident and CFO
OtherCommon Stock 16,164 $49.38 $798,178.32
Disclosure

SEC source: 0001225208-20-002402 · doc4.xml · nonDerivative · entry 2

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,740

F1 · shares: Represents shares withheld by the company to satisfy the payment of the exercise price and withholding tax obligation through a net settlement on the exercise date; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:09 UTC
Ungerleider Howard IPresident and CFO
Exercise / conversionCommon Stock 22,115 $28.14 $622,316.10
Disclosure

SEC source: 0001225208-20-002402 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:42 UTC
Fitterling James RDirector · Chief Executive Officer
Disposition to issuerCommon Stock 5,475 $48.19 $263,840.25
Disclosure

SEC source: 0001225208-20-002080 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,650

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:42 UTC
HOLICKI PETERSenior Vice President
Disposition to issuerCommon Stock 2,103 $48.19 $101,343.57
Disclosure

SEC source: 0001225208-20-002079 · doc4.xml · nonDerivative · entry 1

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,022

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:42 UTC
Sreeram Attiganal NSenior Vice President / CTO
Disposition to issuerCommon Stock 3,040 $48.19 $146,497.60
Disclosure

SEC source: 0001225208-20-002078 · doc4.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,791

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:42 UTC
Ungerleider Howard IPresident and CFO
Disposition to issuerCommon Stock 4,785 $48.19 $230,589.15
Disclosure

SEC source: 0001225208-20-002077 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,789

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:42 UTC
Edmonds Ronald CController and Vice President
Disposition to issuerCommon Stock 1,448 $48.19 $69,779.12
Disclosure

SEC source: 0001225208-20-002075 · doc4.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,287

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:42 UTC
Wilson Amy EGeneral Counsel / Secretary
Disposition to issuerCommon Stock 315 $48.19 $15,179.85
Disclosure

SEC source: 0001225208-20-002076 · doc4.xml · nonDerivative · entry 1

Wilson Amy E · CIK 0001772229 · General Counsel / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,711

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:42 UTC
Carter Karen SChief Human Resources Officer
Disposition to issuerCommon Stock 349 $48.19 $16,818.31
Disclosure

SEC source: 0001225208-20-002074 · doc4.xml · nonDerivative · entry 1

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,492

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 10, 2020 Filed Nov 25, 2020 22:07 UTC Amendment
HOLICKI PETERSenior Vice President
Disposition to issuerCommon Stock 1,802 $48.19 $86,838.38
Disclosure

SEC source: 0001225208-20-013968 · doc4a.xml · nonDerivative · entry 1

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,323

F1 · shares: This amendment is being filed solely to correct the number of shares beneficially held by the Reporting Person. The Issuer over reported the number of shares withheld for related to the Reported Persons tax withholdings by 301 shares on the Form 4 filed with the Securities and Exchange Commission on February 12, 2020, and as a result underreported the amount of securities beneficially held by the Reporting Person by 301 shares on subsequently filed Forms 4. Shares are used to satisfy tax withholdings of the Reporting Person upon settlement as required by the award agreement, and are exempt under Rule 16b-3.

F2 · balance_after: As of the date of this amendment filed on November 25, 2020, the Reporting Person beneficially owns 50,971 shares.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 23:45 UTC
BELL JAMES ADirector
SaleCommon Stock 5,304 $53.59 $284,267.35
Disclosure

SEC source: 0001225208-19-015931 · doc4.xml · nonDerivative · entry 2

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,754

F1 · shares: Represents shares of common stock sold to cover the tax liability of the Reporting Person incurred upon the vesting of shares of restricted stock awarded for his service as a director of The Dow Chemical Company (TDCC) and then DowDuPont Inc. (DWDP) in connection with the separation of the Issuer from DWDP.

F2 · price: The price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.26 to $54.205. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 23:45 UTC
BELL JAMES ADirector
SaleCommon Stock 100 $54.59 $5,458.50
Disclosure

SEC source: 0001225208-19-015931 · doc4.xml · nonDerivative · entry 1

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,058

F1 · shares: Represents shares of common stock sold to cover the tax liability of the Reporting Person incurred upon the vesting of shares of restricted stock awarded for his service as a director of The Dow Chemical Company (TDCC) and then DowDuPont Inc. (DWDP) in connection with the separation of the Issuer from DWDP.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 18:26 UTC PurchaseCommon Stock 6,000 $52.91 $317,460.00
Disclosure

SEC source: 0001225208-19-015662 · doc4.xml · nonDerivative · entry 1

DAVIS RICHARD K · CIK 0001185480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,297

F1 · shares: The number of shares are aggregated for purchases occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: The price represents the weighted average purchase price. All purchases occurred at a range of $52.90 to $52.92.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:09 UTC
HOLICKI PETERSenior Vice President
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 12,341 $0.00 Strike: $28.14 $0.00
Disclosure

SEC source: 0001225208-19-015432 · doc4.xml · derivative · entry 3

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,341 shares

Expires 2020-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:09 UTC
HOLICKI PETERSenior Vice President
Disposition to issuerCommon Stock 9,013 $52.10 $469,604.34
Disclosure

SEC source: 0001225208-19-015432 · doc4.xml · nonDerivative · entry 2

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,125

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F2 · price: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The price represents the weighted average sale price. All sales occurred at a range of $52.10 to $52.12.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:09 UTC
HOLICKI PETERSenior Vice President
Exercise / conversionCommon Stock 12,341 $28.14 $347,275.74
Disclosure

SEC source: 0001225208-19-015432 · doc4.xml · nonDerivative · entry 1

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 15:30 UTC
Edmonds Ronald CController and Vice President
SaleCommon Stock 10,000 $55.64 $556,390.00
Disclosure

SEC source: 0001225208-19-014976 · doc4.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,735

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: The price represents the weighted average sale price. All sales occurred at a range of $55.63 to $55.69.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 12:45 UTC GrantCommon Stock 2,745 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013330 · doc4.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,745

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:54 UTC
Ungerleider Howard IPresident and CFO
GiftCommon Stock 13,156 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012384 · doc4.xml · nonDerivative · entry 2

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 63,593

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:54 UTC
Ungerleider Howard IPresident and CFO
GiftCommon Stock 13,156 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012384 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,574

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:20 UTC
Sreeram Attiganal NSenior Vice President / CTO
Disposition to issuerCommon Stock 3,392 $41.80 $141,785.60
Disclosure

SEC source: 0001225208-19-012197 · doc4.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,831

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. The Reporting Person continues to hold the shares received as reported on Forms 4 filed April 4, 2019 and June 4, 2019, net of the withholding.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:20 UTC
HOLICKI PETERSenior Vice President
Disposition to issuerCommon Stock 6,416 $41.80 $268,188.80
Disclosure

SEC source: 0001225208-19-012196 · doc4.xml · nonDerivative · entry 1

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,797

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. The Reporting Person continues to hold the shares received as reported on Forms 4 filed April 4, 2019 and June 4, 2019, net of the withholding.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:20 UTC
Fitterling James RDirector · Chief Executive Officer
Disposition to issuerCommon Stock 10,172 $41.80 $425,189.60
Disclosure

SEC source: 0001225208-19-012195 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,036

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. The Reporting Person continues to hold the shares received as reported on Forms 4 filed April 3, 2019 and June 4, 2019, net of the withholding.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:20 UTC
Ungerleider Howard IPresident and CFO
Disposition to issuerCommon Stock 10,172 $41.80 $425,189.60
Disclosure

SEC source: 0001225208-19-012194 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,730

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. The Reporting Person continues to hold the shares received as reported on Forms 4 filed April 3, 2019 and June 4, 2019, net of the withholding.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 10:01 UTC PurchaseCommon Stock 5,000 $46.64 $233,223.50
Disclosure

SEC source: 0001225208-19-011133 · doc4.xml · nonDerivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,000

F1 · price: The number of shares are aggregated for purchases occurring within a $1.00 price range on the same date. The price represents the weighted average purchase price for all aggregated transactions. The actual prices ranged from $46.63 to $46.65. Full information regarding the aggregated transactions will be made available upon request.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 10:01 UTC PurchaseCommon Stock 1,000 $46.71 $46,707.20
Disclosure

SEC source: 0001225208-19-011132 · doc4.xml · nonDerivative · entry 1

Yohannes Daniel · CIK 0001699621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,103

Read SEC document
August 02, 2019 Filed Aug 6, 2019 23:23 UTC PurchaseCommon Stock 15,000 $46.00 $689,977.50
Disclosure

SEC source: 0001225208-19-010924 · doc4.xml · nonDerivative · entry 2

FETTIG JEFF M · CIK 0001224295 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust B

Disclosed balance after: 15,000

Read SEC document
August 02, 2019 Filed Aug 6, 2019 23:23 UTC PurchaseCommon Stock 15,000 $46.00 $689,977.50
Disclosure

SEC source: 0001225208-19-010924 · doc4.xml · nonDerivative · entry 1

FETTIG JEFF M · CIK 0001224295 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust A

Disclosed balance after: 15,000

Read SEC document
July 30, 2019 Filed Aug 2, 2019 00:05 UTC
Sreeram Attiganal NSenior Vice President / CTO
GiftCommon Stock 41,296 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010798 · doc4.xml · nonDerivative · entry 2

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,296

Read SEC document
July 30, 2019 Filed Aug 2, 2019 00:05 UTC
Sreeram Attiganal NSenior Vice President / CTO
GiftCommon Stock 41,296 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010798 · doc4.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,222

Read SEC document
June 04, 2019 Filed Jun 4, 2019 20:56 UTC
HOLICKI PETERSenior Vice President
GrantCommon Stock 1,593 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008804 · doc4.xml · nonDerivative · entry 1

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,213

F1 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of Corteva, Inc. from DowDuPont Inc. on June 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:56 UTC
Sreeram Attiganal NSenior Vice President · Chief Technology Officer
GrantCommon Stock 797 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008803 · doc4.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,518

F1 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of Corteva, Inc. from DowDuPont Inc. on June 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

F2 · balance_after: Total includes unvested restricted stock units.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:55 UTC
Ungerleider Howard IPresident and CFO
GrantCommon Stock 2,389 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008802 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,902

F1 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of Corteva, Inc. from DowDuPont Inc. on June 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:55 UTC
Fitterling James RDirector · Chief Executive Officer
GrantCommon Stock 2,389 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008801 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,208

F1 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of Corteva, Inc. from DowDuPont Inc. on June 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

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April 11, 2019 Filed Apr 15, 2019 21:08 UTC GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006756 · doc4.xml · nonDerivative · entry 1

DAVIS RICHARD K · CIK 0001185480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,213.8474

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

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April 11, 2019 Filed Apr 15, 2019 21:08 UTC
SHAW RUTH GDirector
GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006760 · doc4.xml · nonDerivative · entry 1

SHAW RUTH G · CIK 0001215486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,402

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

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April 11, 2019 Filed Apr 15, 2019 21:08 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 48,820 $0.00 Strike: $54.89 $0.00
Disclosure

SEC source: 0001225208-19-006763 · doc4.xml · derivative · entry 2

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,820

Underlying: Common Stock · 48,820 shares

Expires 2029-04-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes.

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April 11, 2019 Filed Apr 15, 2019 21:08 UTC
HOLICKI PETERSenior Vice President
GrantCommon Stock 5,330 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006763 · doc4.xml · nonDerivative · entry 1

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,620

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment.

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April 11, 2019 Filed Apr 15, 2019 21:08 UTC
Fitterling James RDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 262,830 $0.00 Strike: $54.89 $0.00
Disclosure

SEC source: 0001225208-19-006762 · doc4.xml · derivative · entry 5

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,830

Underlying: Common Stock · 262,830 shares

Expires 2029-04-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes.

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April 11, 2019 Filed Apr 15, 2019 21:08 UTC
Fitterling James RDirector · Chief Executive Officer
GrantCommon Stock 28,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006762 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,819

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment.

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April 11, 2019 Filed Apr 15, 2019 21:08 UTC GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006761 · doc4.xml · nonDerivative · entry 1

Yohannes Daniel · CIK 0001699621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.