Last 12 months
Inside the activity.
90 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 5 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 14 | 0 |
| Jul 2026 | 22 | 0 |
| Aug 2026 | 19 | 0 |
| Sep 2026 | 16 | 0 |
| Oct 2026 | 1 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2017 Filed Dec 14, 2017 22:00 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
SaleCommon Stock, par value $0.001 per share | 101,985 | $6.15 | $627,207.75 |
DisclosureSEC source: 0001144204-17-063757 · tv481411_4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,118,015 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 2,014,512 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 952,016 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 151,487 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, have the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and have indirect beneficial ownership interests in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 22:00 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
SaleCommon Stock, par value $0.001 per share | 48,015 | $6.15 | $295,292.25 |
DisclosureSEC source: 0001144204-17-063757 · tv481411_4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,968 F1 · ownership.direct: The Reporting Person directly beneficially owns 1,084,968 shares of common stock, $0.001 par value per share ("Common Stock") of DLH Holdings Corp. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 20:17 UTC |
Parker ZacharyDirector · CEO and President
|
GrantEmployee Stock Option · Derivative | 35,000 | $0.00 Strike: $6.46 | $0.00 |
DisclosureSEC source: 0001628280-17-011957 · wf-form4_151215941318492.xml · derivative · entry 1 Parker Zachary · CIK 0001484008 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2027-11-29 F1 · derivative.exercise_date: Notes: 1. This is an award of common stock purchase options under the Company's 2016 Omnibus Equity Incentive Plan. The options will vest and become exercisable upon the satisfaction of certain vesting conditions. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 20:16 UTC |
JohnBull Kathryn M.Chief Financial Officer
|
GrantEmployee Stock Option · Derivative | 27,500 | $0.00 Strike: $6.46 | $0.00 |
DisclosureSEC source: 0001628280-17-011956 · wf-form4_151215939557877.xml · derivative · entry 1 JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 27,500 shares Expires 2027-11-29 F1 · derivative.exercise_date: Notes: 1. This is an award of common stock purchase options under the Company's 2016 Omnibus Equity Incentive Plan. The options will vest and become exercisable upon the satisfaction of certain vesting conditions. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:49 UTC |
Murphy Frances MDirector
|
GrantCommon Stock | 13,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011580 · wf-form4_151069975966904.xml · nonDerivative · entry 1 Murphy Frances M · CIK 0001666394 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:49 UTC |
Wasserman Frederick GeraldDirector
|
GrantCommon Stock | 16,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011579 · wf-form4_151069974098286.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,414 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:48 UTC |
Yerks Austin J. IIIDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011577 · wf-form4_151069970582519.xml · nonDerivative · entry 1 Yerks Austin J. III · CIK 0001562731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,875 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:48 UTC |
DELANEY MARTIN JDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011578 · wf-form4_151069972342534.xml · nonDerivative · entry 1 DELANEY MARTIN J · CIK 0001253825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,146 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:02 UTC |
ALLEN JAMES PDirector
|
GrantCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011562 · wf-form4_151069673255823.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 21:56 UTC |
ALDERMAN WILLIAM HDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011559 · wf-form4_151069652896360.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,053 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 21:57 UTC |
Granger ElderDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011560 · wf-form4_151069661098265.xml · nonDerivative · entry 1 Granger Elder · CIK 0001625579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,149 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 21:13 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
SaleCommon Stock, par value $0.001 per share | 33,860 | $6.11 | $206,884.60 |
DisclosureSEC source: 0001144204-17-048530 · v475355_form4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,220,000 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 2,088,552 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 979,961 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 151,487 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, have the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and have indirect beneficial ownership interests in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 21:13 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
SaleCommon Stock, par value $0.001 per share | 16,140 | $6.11 | $98,615.40 |
DisclosureSEC source: 0001144204-17-048530 · v475355_form4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132,983 F1 · ownership.direct: The Reporting Person directly beneficially owns 1,132,983 shares of common stock, $0.001 par value per share ("Common Stock") of DLH Holdings Corp. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC |
Wilson KevinPresident, DLH Solutions
|
Exercise / conversionEmployee Stock Option · Derivative | 75,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · derivative · entry 5 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted to the reporting person became vested and exercisable upon satisfaction of vesting conditions. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC |
Wilson KevinPresident, DLH Solutions
|
Exercise / conversionEmployee Stock Option · Derivative | 150,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · derivative · entry 4 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2021-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Of the options granted to the reporting person, 50,000 vested on the date of grant and the balance became vested and exercisable upon satisfaction of vesting conditions. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC |
Wilson KevinPresident, DLH Solutions
|
Tax withholdingCommon Stock | 57,407 | $6.16 | $353,627.12 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · nonDerivative · entry 3 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,006 Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC |
Wilson KevinPresident, DLH Solutions
|
Exercise / conversionCommon Stock | 75,000 | $1.40 | $104,625.00 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · nonDerivative · entry 2 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC |
Wilson KevinPresident, DLH Solutions
|
Exercise / conversionCommon Stock | 150,000 | $1.66 | $249,000.00 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · nonDerivative · entry 1 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:30 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
SaleCommon Stock, par value $0.001 per share | 18,483 | $6.10 | $112,746.30 |
DisclosureSEC source: 0001144204-17-046600 · v474620_form4.xml · nonDerivative · entry 4 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,253,860 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 2,113,217 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 989,156 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 151,487 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, have the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and have indirect beneficial ownership interests in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:30 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
SaleCommon Stock, par value $0.001 per share | 8,754 | $6.10 | $53,399.40 |
DisclosureSEC source: 0001144204-17-046600 · v474620_form4.xml · nonDerivative · entry 3 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149,123 F1 · ownership.direct: The Reporting Person directly beneficially owns 1,149,123 shares of common stock, $0.001 par value per share ("Common Stock") of DLH Holdings Corp. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:30 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
SaleCommon Stock, par value $0.001 per share | 169,786 | $6.02 | $1,022,111.72 |
DisclosureSEC source: 0001144204-17-046600 · v474620_form4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,272,343 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 2,113,217 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 989,156 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 151,487 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, have the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and have indirect beneficial ownership interests in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:30 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
SaleCommon Stock, par value $0.001 per share | 80,414 | $6.02 | $484,092.28 |
DisclosureSEC source: 0001144204-17-046600 · v474620_form4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157,877 F1 · ownership.direct: The Reporting Person directly beneficially owns 1,149,123 shares of common stock, $0.001 par value per share ("Common Stock") of DLH Holdings Corp. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 200 | $5.82 | $1,164.00 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 16 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,053 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.83 | $583.00 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 15 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,253 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.94 | $594.00 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 14 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,353 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 1,016 | $6.03 | $6,121.40 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 13 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,453 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 400 | $6.01 | $2,405.00 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 12 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,469 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 134 | $6.00 | $804.00 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 11 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,869 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $6.01 | $601.00 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 10 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,003 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 3,985 | $5.91 | $23,551.35 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 9 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,103 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 1,560 | $5.92 | $9,235.20 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 8 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,088 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 500 | $5.92 | $2,957.50 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 7 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,648 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 4,355 | $5.90 | $25,694.50 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 6 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,148 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 302 | $5.75 | $1,736.50 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 5 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,503 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.77 | $577.00 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 4 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,805 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 98 | $5.76 | $564.48 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 3 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,905 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 300 | $5.78 | $1,734.00 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 2 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,003 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:32 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 500 | $5.85 | $2,925.00 |
DisclosureSEC source: 0001628280-17-008994 · wf-form4_150412515680503.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,303 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 20:04 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 6,889 | $5.87 | $40,438.43 |
DisclosureSEC source: 0001628280-17-008931 · wf-form4_150395066543714.xml · nonDerivative · entry 7 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,803 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 20:04 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 5,403 | $5.81 | $31,391.43 |
DisclosureSEC source: 0001628280-17-008931 · wf-form4_150395066543714.xml · nonDerivative · entry 6 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,692 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 20:04 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 108 | $5.82 | $628.56 |
DisclosureSEC source: 0001628280-17-008931 · wf-form4_150395066543714.xml · nonDerivative · entry 5 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,095 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 20:04 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.85 | $585.00 |
DisclosureSEC source: 0001628280-17-008931 · wf-form4_150395066543714.xml · nonDerivative · entry 4 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,203 Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:04 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 2,917 | $5.81 | $16,947.77 |
DisclosureSEC source: 0001628280-17-008931 · wf-form4_150395066543714.xml · nonDerivative · entry 3 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,303 Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:04 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 487 | $5.82 | $2,834.34 |
DisclosureSEC source: 0001628280-17-008931 · wf-form4_150395066543714.xml · nonDerivative · entry 2 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,220 Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:04 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 3,340 | $5.90 | $19,706.00 |
DisclosureSEC source: 0001628280-17-008931 · wf-form4_150395066543714.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,707 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 21:08 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 1,680 | $5.81 | $9,760.80 |
DisclosureSEC source: 0001628280-17-008873 · wf-form4_150360887456483.xml · nonDerivative · entry 14 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,047 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 21:08 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 400 | $5.90 | $2,360.00 |
DisclosureSEC source: 0001628280-17-008873 · wf-form4_150360887456483.xml · nonDerivative · entry 13 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,727 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 21:08 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 1,377 | $5.92 | $8,151.84 |
DisclosureSEC source: 0001628280-17-008873 · wf-form4_150360887456483.xml · nonDerivative · entry 12 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,127 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 21:08 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 200 | $5.93 | $1,185.00 |
DisclosureSEC source: 0001628280-17-008873 · wf-form4_150360887456483.xml · nonDerivative · entry 11 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,504 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 21:08 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 900 | $5.93 | $5,337.00 |
DisclosureSEC source: 0001628280-17-008873 · wf-form4_150360887456483.xml · nonDerivative · entry 10 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,704 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.