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person · Reporting owner

Yerks Austin J. III

Disclosed activity across 2 companies

Tapewire entity
74710
SEC CIK
0001562731

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DLH Holdings Corp.DLHC · Entity 7088DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DLH Holdings Corp.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect183,811 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 17,119 · Balance 183,811

F1: Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. The award vests in full on September 30, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. The award vests in full on September 30, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NCI, Inc.

Report date August 15, 2017 · Filed August 15, 2017

Section 16 reporting ended · disclosed 2017-08-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Class A Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.51 · Expires 2020-06-05Direct0 Reported balance After 2017-08-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-08-15 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.

Non-Qualified Class A Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.52 · Expires 2021-06-11Direct0 Reported balance After 2017-08-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-08-15 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.

Non-Qualified Class A Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.82 · Expires 2022-06-03Direct0 Reported balance After 2017-08-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-08-15 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.

F2: These options were granted on 06/03/2015. As of June 3, 2017 (the second anniversary of the grant), 66 2/3% of these options had vested. The remaining 33 1/3% would have vested on June 3, 2018.

Non-Qualified Class A Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.29 · Expires 2023-06-01Direct0 Reported balance After 2017-08-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-08-15 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.

F3: These options were granted on 06/01/2016. As of June 1, 2017 (the first anniversary of the grant), 33 1/3% of these options had vested. The remaining 66 2/3% would have vested in two equal annual installments beginning on the second anniversary of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.

F2: These options were granted on 06/03/2015. As of June 3, 2017 (the second anniversary of the grant), 66 2/3% of these options had vested. The remaining 33 1/3% would have vested on June 3, 2018.

F3: These options were granted on 06/01/2016. As of June 1, 2017 (the first anniversary of the grant), 33 1/3% of these options had vested. The remaining 66 2/3% would have vested in two equal annual installments beginning on the second anniversary of the grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 21:58 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 17,119 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065094 · wk-form4_1791237516.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,811

F1 · security: Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. The award vests in full on September 30, 2027.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:53 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0000785557-25-000134 · wk-form4_1759438388.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,692

F1 · security: Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. The award vests in full on September 30, 2026.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:24 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041966 · wk-form4_1727904284.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,751

F1 · security: Grant of restricted stock units pursuant to the Company 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2025.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:18 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 8,569 $0.00 $0.00
Disclosure

SEC source: 0000785557-23-000071 · wk-form4_1696364265.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,810

F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2024

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:05 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 8,150 $0.00 $0.00
Disclosure

SEC source: 0000785557-22-000027 · wf-form4_166491388784923.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,241

F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2023.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:19 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 7,432 $0.00 $0.00
Disclosure

SEC source: 0000785557-21-000020 · wf-form4_163346512050913.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,091

F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2022.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:22 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 8,784 $0.00 $0.00
Disclosure

SEC source: 0000785557-20-000012 · wf-form4_160192931309065.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,659

F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2021.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 21:22 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-013980 · wf-form4_157359370645717.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,875

F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2020.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 21:04 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-015358 · wf-form4_154542628121347.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,375

F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2019.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 17:09 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014228 · wf-form4_154212896468403.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,875

F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 22:48 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-011577 · wf-form4_151069970582519.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,875

F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan.

Read SEC document
August 15, 2017 Filed Aug 15, 2017 16:22 UTC NCI, Inc. NCIT · Entity 173799 Disposition to issuerNon-Qualified Class A Common Stock Option (Right to Buy) · Derivative 5,000 Not disclosed Strike: $13.29 Not disclosed
Disclosure

SEC source: 0000899243-17-020339 · doc4.xml · derivative · entry 4

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2023-06-01

F1 · price: Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.

F3 · derivative.exercise_date: These options were granted on 06/01/2016. As of June 1, 2017 (the first anniversary of the grant), 33 1/3% of these options had vested. The remaining 66 2/3% would have vested in two equal annual installments beginning on the second anniversary of the grant.

Read SEC document
August 15, 2017 Filed Aug 15, 2017 16:22 UTC NCI, Inc. NCIT · Entity 173799 Disposition to issuerNon-Qualified Class A Common Stock Option (Right to Buy) · Derivative 5,000 Not disclosed Strike: $10.82 Not disclosed
Disclosure

SEC source: 0000899243-17-020339 · doc4.xml · derivative · entry 3

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2022-06-03

F1 · price: Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.

F2 · derivative.exercise_date: These options were granted on 06/03/2015. As of June 3, 2017 (the second anniversary of the grant), 66 2/3% of these options had vested. The remaining 33 1/3% would have vested on June 3, 2018.

Read SEC document
August 15, 2017 Filed Aug 15, 2017 16:22 UTC NCI, Inc. NCIT · Entity 173799 Disposition to issuerNon-Qualified Class A Common Stock Option (Right to Buy) · Derivative 5,000 Not disclosed Strike: $9.52 Not disclosed
Disclosure

SEC source: 0000899243-17-020339 · doc4.xml · derivative · entry 2

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2021-06-11

F1 · price: Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.

Read SEC document
August 15, 2017 Filed Aug 15, 2017 16:22 UTC NCI, Inc. NCIT · Entity 173799 Disposition to issuerNon-Qualified Class A Common Stock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.51 Not disclosed
Disclosure

SEC source: 0000899243-17-020339 · doc4.xml · derivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2020-06-05

F1 · price: Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 21:46 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0000785557-16-000145 · wf-form4_147915921407676.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,875

F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.