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person · Reporting owner

JohnBull Kathryn M.

Disclosed activity across 1 company

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33468
SEC CIK
0001553121

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DLH Holdings Corp.DLHC · Entity 7088Director · Director, CEO and PresidentJune 30, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DLH Holdings Corp.

Report date June 30, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect695,333 Reported balance After 2026-06-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-30 · Grant · Acquired 85,714 · Balance 695,333

F1: Grant of time-based restricted stock units pursuant to the Company's 2025 Omnibus Equity Incentive Plan, as amended. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on June 30, 2029, provided that the reporting person remains in the employment of the Company as of such date.

F2: Includes 98,763 time-based restricted stock units previously granted to the reporting person under the Company's equity incentive plans.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of time-based restricted stock units pursuant to the Company's 2025 Omnibus Equity Incentive Plan, as amended. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on June 30, 2029, provided that the reporting person remains in the employment of the Company as of such date.

F2: Includes 98,763 time-based restricted stock units previously granted to the reporting person under the Company's equity incentive plans.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Jul 2, 2026 20:30 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 85,714 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-046942 · wk-form4_1783024222.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Director · Director, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,333

F1 · security: Grant of time-based restricted stock units pursuant to the Company's 2025 Omnibus Equity Incentive Plan, as amended. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on June 30, 2029, provided that the reporting person remains in the employment of the Company as of such date.

F2 · balance_after: Includes 98,763 time-based restricted stock units previously granted to the reporting person under the Company's equity incentive plans.

Read SEC document
December 17, 2025 Filed Dec 18, 2025 21:43 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 46,708 $0.00 $0.00
Disclosure

SEC source: 0000785557-25-000174 · wk-form4_1766094203.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609,619

F1 · security: Grant of time-based restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2028, provided that the reporting person remains in the employment of the Company as of such date.

F2 · balance_after: Includes 52,055 time-based restricted stock units previously granted to the reporting person pursuant to the Company's 2016 Omnibus Equity Incentive Plan.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:19 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 34,224 $0.00 $0.00
Disclosure

SEC source: 0000785557-24-000073 · wk-form4_1734988766.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,911

F1 · security: Grant of time-based restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2027, provided that the reporting person remains in the employment of the Company as of such date.

F2 · balance_after: Includes 17,831 time-based restricted stock units previously granted to the reporting person pursuant to the Company's 2016 Omnibus Equity Incentive Plan.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 12:37 UTC DLH Holdings Corp. DLHC · Entity 7088 PurchaseCommon Stock 10,000 $7.76 $77,600.00
Disclosure

SEC source: 0001628280-24-051951 · wk-form4_1734611823.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,687

F1 · price: The price reported in Column 4 of Table I is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.73 to 7.78, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Includes 17,831 time-based restricted stock units granted to the reporting person pursuant to the Companys 2016 Omnibus Equity Incentive Plan.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:26 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionEmployee Stock Option · Derivative 200,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001628280-24-041223 · wk-form4_1727209580.xml · derivative · entry 3

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2024-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on September 22, 2014, and subsequently vested upon the achievement of certain performance targets.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:26 UTC DLH Holdings Corp. DLHC · Entity 7088 Tax withholdingCommon Stock 78,240 $9.78 $765,187.20
Disclosure

SEC source: 0001628280-24-041223 · wk-form4_1727209580.xml · nonDerivative · entry 2

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,687

F2 · shares: Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options.

F1 · balance_after: Includes 17,831 time-based restricted stock units granted to the reporting person on December 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2026, provided that the reporting person remains in the employment of the Company as of such date.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:26 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionCommon Stock 200,000 $1.95 $390,000.00
Disclosure

SEC source: 0001628280-24-041223 · wk-form4_1727209580.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 17,831 time-based restricted stock units granted to the reporting person on December 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2026, provided that the reporting person remains in the employment of the Company as of such date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:36 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantCommon Stock 17,831 $0.00 $0.00
Disclosure

SEC source: 0000785557-23-000097 · wk-form4_1703021757.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,927

F1 · security: Grant of time-based restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2026, provided that the reporting person remains in the employment of the Company as of such date.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 12:35 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionEmployee Stock Option · Derivative 75,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0000785557-23-000077 · wk-form4_1698928527.xml · derivative · entry 3

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2023-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on November 8, 2013 and subsequently vested upon the achievement of certain performance targets.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 12:35 UTC DLH Holdings Corp. DLHC · Entity 7088 Tax withholdingCommon Stock 17,785 $13.68 $243,298.80
Disclosure

SEC source: 0000785557-23-000077 · wk-form4_1698928527.xml · nonDerivative · entry 2

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,096

F1 · shares: Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 12:35 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionCommon Stock 75,000 $1.40 $104,625.00
Disclosure

SEC source: 0000785557-23-000077 · wk-form4_1698928527.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:36 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionEmployee Stock Options · Derivative 191,000 $1.34 Strike: $1.34 $255,940.00
Disclosure

SEC source: 0000785557-22-000011 · wf-form4_165480695393779.xml · derivative · entry 3

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 191,000 shares

Expires 2022-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option initially represented the right to purchase a total of 250,000 shares and became exercisable, in part, on June 25, 2012. The remaining shares subject to this option subsequently vested over time.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:36 UTC DLH Holdings Corp. DLHC · Entity 7088 Tax withholdingCommon Stock 31,119 $17.25 $536,802.75
Disclosure

SEC source: 0000785557-22-000011 · wf-form4_165480695393779.xml · nonDerivative · entry 2

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,881

F1 · shares: Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:36 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionCommon Stock 191,000 $1.34 $255,940.00
Disclosure

SEC source: 0000785557-22-000011 · wf-form4_165480695393779.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 21:58 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionEmployee Stock Options · Derivative 12,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0000785557-21-000001 · wf-form4_160979746453210.xml · derivative · entry 2

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,000

Underlying: Common Stock · 12,000 shares

Expires 2022-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. The remaining shares subject to this option have subsequently vested over time.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 21:58 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionCommon Stock 12,000 $1.34 $16,080.00
Disclosure

SEC source: 0000785557-21-000001 · wf-form4_160979746453210.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 13:09 UTC DLH Holdings Corp. DLHC · Entity 7088 PurchaseCommon Stock 7,346 $9.80 $71,990.80
Disclosure

SEC source: 0000785557-20-000021 · wf-form4_160855613327390.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · price: The price reported in Column 4 of Table I is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.78 to $9.88, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
December 19, 2019 Filed Dec 19, 2019 19:49 UTC DLH Holdings Corp. DLHC · Entity 7088 PurchaseCommon Stock 10,000 $4.00 $40,000.00
Disclosure

SEC source: 0001628280-19-015231 · wf-form4_157678495281527.xml · nonDerivative · entry 2

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,654

Read SEC document
December 17, 2019 Filed Dec 19, 2019 19:49 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionEmployee Stock Options · Derivative 20,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001628280-19-015231 · wf-form4_157678495281527.xml · derivative · entry 3

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,000

Underlying: Common Stock · 20,000 shares

Expires 2022-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. Of the remaining shares subject to this option, 66,666 shares remain subject to additional vesting requirements.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 19:49 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionCommon Stock 20,000 $1.34 $26,800.00
Disclosure

SEC source: 0001628280-19-015231 · wf-form4_157678495281527.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 22:40 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionEmployee Stock Options · Derivative 10,000 $1.34 Strike: $1.34 $13,400.00
Disclosure

SEC source: 0001628280-18-015305 · wf-form4_154525919549204.xml · derivative · entry 2

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,000

Underlying: Common Stock · 10,000 shares

Expires 2022-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: (1) The option, initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. Of the remaining shares subject to this option, 66,666 shares remain subject to additional vesting requirements.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 22:40 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionCommon Stock 10,000 $1.34 $13,400.00
Disclosure

SEC source: 0001628280-18-015305 · wf-form4_154525919549204.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:02 UTC DLH Holdings Corp. DLHC · Entity 7088 PurchaseCommon Stock 2,084 $5.80 $12,087.20
Disclosure

SEC source: 0001628280-18-002693 · wf-form4_152002451685233.xml · nonDerivative · entry 3

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,654

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:02 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionEmployee Stock Options · Derivative 17,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001628280-18-002693 · wf-form4_152002451685233.xml · derivative · entry 4

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,000

Underlying: Common Stock · 17,000 shares

Expires 2022-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option,initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. Of the remaining shares subject to this option, 66,666 shares remain subject to additional vesting requirements.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:02 UTC DLH Holdings Corp. DLHC · Entity 7088 PurchaseCommon Stock 10,916 $5.85 $63,858.60
Disclosure

SEC source: 0001628280-18-002693 · wf-form4_152002451685233.xml · nonDerivative · entry 2

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,570

F1 · price: (1)The price reported in Column 4 of Table I is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.77 to $5.85, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:02 UTC DLH Holdings Corp. DLHC · Entity 7088 Exercise / conversionCommon Stock 17,000 $1.34 $22,780.00
Disclosure

SEC source: 0001628280-18-002693 · wf-form4_152002451685233.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 20:16 UTC DLH Holdings Corp. DLHC · Entity 7088 GrantEmployee Stock Option · Derivative 27,500 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001628280-17-011956 · wf-form4_151215939557877.xml · derivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 27,500 shares

Expires 2027-11-29

F1 · derivative.exercise_date: Notes: 1. This is an award of common stock purchase options under the Company's 2016 Omnibus Equity Incentive Plan. The options will vest and become exercisable upon the satisfaction of certain vesting conditions.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 20:20 UTC DLH Holdings Corp. DLHC · Entity 7088 OtherCommon Stock · Derivative 60,000 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0000785557-16-000124 · wf-form4_147552600047112.xml · derivative · entry 2

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,095 shares

Expires 2016-09-21

F2 · security: Subscription Rights (right to buy)

Read SEC document
September 29, 2016 Filed Oct 3, 2016 20:20 UTC DLH Holdings Corp. DLHC · Entity 7088 OtherCommon Stock 12,654 $3.73 $47,199.42
Disclosure

SEC source: 0000785557-16-000124 · wf-form4_147552600047112.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,654

F1 · shares: Represents shares of the issuer's common stock purchased by the reporting person from the exercise of her basic subscription rights in the issuer's rights offering issued pro rata to holders of common stock of DLH Holdings Corp. on the August 19, 2016 record date for the rights offering, plus an additional 8,559 shares purchased pursuant to the oversubscription privilege. The closing of the rights offering occurred on September 29, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.