Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DLH Holdings Corp.DLHC · Entity 7088 | President, DLH Solutions | August 12, 2021 | August 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DLH Holdings Corp.
Report date August 12, 2021 · Filed August 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 301,192 |
Ending reported balance
After 2021-08-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-12 · Exercise / conversion · Acquired 37,500 · Balance 307,506 Row 2 · 2021-08-12 · Tax withholding · Disposed 6,314 · Balance 301,192 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.81 · Expires 2021-08-18 | Direct | 0 |
Reported balance
After 2021-08-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-12 · Exercise / conversion · Disposed 37,500 · Balance 0 F1: The option was granted August 18, 2011 and became exercisable as of September 30, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was granted August 18, 2011 and became exercisable as of September 30, 2011.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2021 Filed Aug 16, 2021 21:20 UTC | DLH Holdings Corp. DLHC · Entity 7088 | Exercise / conversionEmployee Stock Option · Derivative | 37,500 | $0.00 Strike: $1.81 | $0.00 |
DisclosureSEC source: 0000785557-21-000013 · wf-form4_162914879603168.xml · derivative · entry 3 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Employee Stock Option · 37,500 shares Expires 2021-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was granted August 18, 2011 and became exercisable as of September 30, 2011. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 21:20 UTC | DLH Holdings Corp. DLHC · Entity 7088 | Tax withholdingCommon Stock | 6,314 | $10.75 | $67,875.50 |
DisclosureSEC source: 0000785557-21-000013 · wf-form4_162914879603168.xml · nonDerivative · entry 2 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,192 Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 21:20 UTC | DLH Holdings Corp. DLHC · Entity 7088 | Exercise / conversionCommon Stock | 37,500 | $1.81 | $67,875.00 |
DisclosureSEC source: 0000785557-21-000013 · wf-form4_162914879603168.xml · nonDerivative · entry 1 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2020 Filed May 28, 2020 20:30 UTC | DLH Holdings Corp. DLHC · Entity 7088 | SaleCommon Stock | 15,000 | $8.00 | $120,000.00 |
DisclosureSEC source: 0001628280-20-008541 · wf-form4_159069782957310.xml · nonDerivative · entry 1 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,006 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 21:23 UTC | DLH Holdings Corp. DLHC · Entity 7088 | SaleCommon Stock | 20,000 | $6.01 | $120,200.00 |
DisclosureSEC source: 0001628280-19-003091 · wf-form4_155294421125523.xml · nonDerivative · entry 1 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,006 Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 20:37 UTC | DLH Holdings Corp. DLHC · Entity 7088 | SaleCommon Stock | 30,000 | $5.00 | $150,000.00 |
DisclosureSEC source: 0001628280-18-011840 · wf-form4_153687101781798.xml · nonDerivative · entry 1 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,006 Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC | DLH Holdings Corp. DLHC · Entity 7088 | Exercise / conversionEmployee Stock Option · Derivative | 75,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · derivative · entry 5 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted to the reporting person became vested and exercisable upon satisfaction of vesting conditions. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC | DLH Holdings Corp. DLHC · Entity 7088 | Exercise / conversionEmployee Stock Option · Derivative | 150,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · derivative · entry 4 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2021-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Of the options granted to the reporting person, 50,000 vested on the date of grant and the balance became vested and exercisable upon satisfaction of vesting conditions. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC | DLH Holdings Corp. DLHC · Entity 7088 | Tax withholdingCommon Stock | 57,407 | $6.16 | $353,627.12 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · nonDerivative · entry 3 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,006 Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC | DLH Holdings Corp. DLHC · Entity 7088 | Exercise / conversionCommon Stock | 75,000 | $1.40 | $104,625.00 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · nonDerivative · entry 2 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 16:44 UTC | DLH Holdings Corp. DLHC · Entity 7088 | Exercise / conversionCommon Stock | 150,000 | $1.66 | $249,000.00 |
DisclosureSEC source: 0001628280-17-009338 · wf-form4_150549386752516.xml · nonDerivative · entry 1 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 20:34 UTC | DLH Holdings Corp. DLHC · Entity 7088 | SaleCommon Stock | 10,000 | $5.80 | $58,000.00 |
DisclosureSEC source: 0001628280-17-000015 · wf-form4_148347562970112.xml · nonDerivative · entry 1 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,413 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.