Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DLH Holdings Corp.DLHC · Entity 7088 | Director | October 01, 2022 | October 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DLH Holdings Corp.
Report date October 01, 2022 · Filed October 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,824 |
Reported balance
After 2022-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-10-01 · Grant · Acquired 8,150 · Balance 65,824 F1: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2023.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NCI, Inc.
Report date August 12, 2017 · Filed August 15, 2017
Section 16 reporting ended · disclosed 2017-08-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-12 transaction · row 1
1 source rowRow 1 · 2017-08-12 · Other · Disposed 23,332 · Balance 0 F1: The Reporting Person tendered the shares in exchange for $20.00 per share, net to the Reporting Person in cash, without interest and subject to deduction for any required withholding of taxes, in the tender offer made pursuant to the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. (the "Merger Agreement"). |
| Non-Qualified Class A Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.51 · Expires 2020-06-05 | Direct | 0 |
Reported balance
After 2017-08-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-15 · Disposition to issuer · Disposed 3,334 · Balance 0 F2: Each of these options was canceled pursuant to the terms of the Merger Agreement and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option. |
| Non-Qualified Class A Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.52 · Expires 2021-06-11 | Direct | 0 |
Reported balance
After 2017-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-15 · Disposition to issuer · Disposed 3,334 · Balance 0 F2: Each of these options was canceled pursuant to the terms of the Merger Agreement and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option. |
| Non-Qualified Class A Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.82 · Expires 2022-06-03 | Direct | 0 |
Reported balance
After 2017-08-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-15 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: Each of these options was canceled pursuant to the terms of the Merger Agreement and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option. F3: These options were granted on 06/03/2015. As of June 3, 2017 (the second anniversary of the grant), 66 2/3% of these options had vested. The remaining 33 1/3% would have vested on June 3, 2018. |
| Non-Qualified Class A Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.29 · Expires 2023-06-01 | Direct | 0 |
Reported balance
After 2017-08-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-15 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: Each of these options was canceled pursuant to the terms of the Merger Agreement and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option. F4: These options were granted on 06/01/2016. As of June 1, 2017 (the first anniversary of the grant), 33 1/3% of these options had vested. The remaining 66 2/3% would have vested in two equal annual installments beginning on the second anniversary of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person tendered the shares in exchange for $20.00 per share, net to the Reporting Person in cash, without interest and subject to deduction for any required withholding of taxes, in the tender offer made pursuant to the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. (the "Merger Agreement").
F2: Each of these options was canceled pursuant to the terms of the Merger Agreement and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.
F3: These options were granted on 06/03/2015. As of June 3, 2017 (the second anniversary of the grant), 66 2/3% of these options had vested. The remaining 33 1/3% would have vested on June 3, 2018.
F4: These options were granted on 06/01/2016. As of June 1, 2017 (the first anniversary of the grant), 33 1/3% of these options had vested. The remaining 66 2/3% would have vested in two equal annual installments beginning on the second anniversary of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2022 Filed Oct 4, 2022 20:06 UTC | DLH Holdings Corp. DLHC · Entity 7088 | GrantCommon Stock | 8,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000785557-22-000029 · wf-form4_166491393844083.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,824 F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2023. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:18 UTC | DLH Holdings Corp. DLHC · Entity 7088 | GrantCommon Stock | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000785557-21-000019 · wf-form4_163346507931996.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,674 F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2022. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:17 UTC | DLH Holdings Corp. DLHC · Entity 7088 | GrantCommon Stock | 8,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000785557-20-000007 · wf-form4_160192900798395.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,242 F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2021. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 21:23 UTC | DLH Holdings Corp. DLHC · Entity 7088 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-013986 · wf-form4_157359380566349.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,458 F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2020. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 21:07 UTC | DLH Holdings Corp. DLHC · Entity 7088 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-015360 · wf-form4_154542645552550.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,958 F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2019. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:11 UTC | DLH Holdings Corp. DLHC · Entity 7088 | GrantCommon Stock | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014231 · wf-form4_154212908839011.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,458 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:02 UTC | DLH Holdings Corp. DLHC · Entity 7088 | GrantCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011562 · wf-form4_151069673255823.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 16:21 UTC | NCI, Inc. NCIT · Entity 173799 | Disposition to issuerNon-Qualified Class A Common Stock Option (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $13.29 | Not disclosed |
DisclosureSEC source: 0000899243-17-020337 · doc4.xml · derivative · entry 5 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,000 shares Expires 2023-06-01 F2 · price: Each of these options was canceled pursuant to the terms of the Merger Agreement and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option. F4 · derivative.exercise_date: These options were granted on 06/01/2016. As of June 1, 2017 (the first anniversary of the grant), 33 1/3% of these options had vested. The remaining 66 2/3% would have vested in two equal annual installments beginning on the second anniversary of the grant. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 16:21 UTC | NCI, Inc. NCIT · Entity 173799 | Disposition to issuerNon-Qualified Class A Common Stock Option (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $10.82 | Not disclosed |
DisclosureSEC source: 0000899243-17-020337 · doc4.xml · derivative · entry 4 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,000 shares Expires 2022-06-03 F2 · price: Each of these options was canceled pursuant to the terms of the Merger Agreement and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option. F3 · derivative.exercise_date: These options were granted on 06/03/2015. As of June 3, 2017 (the second anniversary of the grant), 66 2/3% of these options had vested. The remaining 33 1/3% would have vested on June 3, 2018. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 16:21 UTC | NCI, Inc. NCIT · Entity 173799 | Disposition to issuerNon-Qualified Class A Common Stock Option (Right to Buy) · Derivative | 3,334 | Not disclosed Strike: $9.52 | Not disclosed |
DisclosureSEC source: 0000899243-17-020337 · doc4.xml · derivative · entry 3 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,334 shares Expires 2021-06-11 F2 · price: Each of these options was canceled pursuant to the terms of the Merger Agreement and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 16:21 UTC | NCI, Inc. NCIT · Entity 173799 | Disposition to issuerNon-Qualified Class A Common Stock Option (Right to Buy) · Derivative | 3,334 | Not disclosed Strike: $4.51 | Not disclosed |
DisclosureSEC source: 0000899243-17-020337 · doc4.xml · derivative · entry 2 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,334 shares Expires 2020-06-05 F2 · price: Each of these options was canceled pursuant to the terms of the Merger Agreement and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option. Read SEC document |
| August 12, 2017 Filed Aug 15, 2017 16:21 UTC | NCI, Inc. NCIT · Entity 173799 | OtherClass A Common Stock | 23,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-020337 · doc4.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The Reporting Person tendered the shares in exchange for $20.00 per share, net to the Reporting Person in cash, without interest and subject to deduction for any required withholding of taxes, in the tender offer made pursuant to the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. (the "Merger Agreement"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.