Last 12 months
Inside the activity.
90 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 5 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 14 | 0 |
| Jul 2026 | 22 | 0 |
| Aug 2026 | 19 | 0 |
| Sep 2026 | 16 | 0 |
| Oct 2026 | 1 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2018 Filed Dec 21, 2018 21:06 UTC |
Murphy Frances MDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-015359 · wf-form4_154542633986399.xml · nonDerivative · entry 1 Murphy Frances M · CIK 0001666394 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,375 F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2019. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 22:40 UTC |
JohnBull Kathryn M.Chief Financial Officer
|
Exercise / conversionEmployee Stock Options · Derivative | 10,000 | $1.34 Strike: $1.34 | $13,400.00 |
DisclosureSEC source: 0001628280-18-015305 · wf-form4_154525919549204.xml · derivative · entry 2 JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,000 Underlying: Common Stock · 10,000 shares Expires 2022-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: (1) The option, initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. Of the remaining shares subject to this option, 66,666 shares remain subject to additional vesting requirements. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 22:40 UTC |
JohnBull Kathryn M.Chief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $1.34 | $13,400.00 |
DisclosureSEC source: 0001628280-18-015305 · wf-form4_154525919549204.xml · nonDerivative · entry 1 JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:16 UTC |
Wasserman Frederick GeraldDirector
|
GrantCommon Stock | 15,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014235 · wf-form4_154212937707334.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,831 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:11 UTC |
ALLEN JAMES PDirector
|
GrantCommon Stock | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014231 · wf-form4_154212908839011.xml · nonDerivative · entry 1 ALLEN JAMES P · CIK 0001076790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,458 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:09 UTC |
Yerks Austin J. IIIDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014228 · wf-form4_154212896468403.xml · nonDerivative · entry 1 Yerks Austin J. III · CIK 0001562731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,875 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:13 UTC |
Granger ElderDirector
|
GrantCommon Stock | 14,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014233 · wf-form4_154212919255718.xml · nonDerivative · entry 1 Granger Elder · CIK 0001625579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,316 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:03 UTC |
ALDERMAN WILLIAM HDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014226 · wf-form4_154212858204156.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,536 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 16:59 UTC |
Murphy Frances MDirector
|
GrantCommon Stock | 13,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014224 · wf-form4_154212837019185.xml · nonDerivative · entry 1 Murphy Frances M · CIK 0001666394 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,875 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 16:56 UTC |
DELANEY MARTIN JDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014222 · wf-form4_154212816563439.xml · nonDerivative · entry 1 DELANEY MARTIN J · CIK 0001253825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,146 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 20:37 UTC |
Wilson KevinPresident, DLH Solutions
|
SaleCommon Stock | 30,000 | $5.00 | $150,000.00 |
DisclosureSEC source: 0001628280-18-011840 · wf-form4_153687101781798.xml · nonDerivative · entry 1 Wilson Kevin · CIK 0001447211 · President, DLH Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,006 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:49 UTC |
Wasserman Frederick GeraldDirector
|
SaleCommon Stock | 3,000 | $5.36 | $16,080.00 |
DisclosureSEC source: 0001628280-18-007762 · wf-form4_152849097892955.xml · nonDerivative · entry 2 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,414 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:49 UTC |
Wasserman Frederick GeraldDirector
|
SaleCommon Stock | 10,000 | $5.35 | $53,500.00 |
DisclosureSEC source: 0001628280-18-007762 · wf-form4_152849097892955.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,414 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 22:34 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 500 | $5.36 | $2,680.00 |
DisclosureSEC source: 0001628280-18-007620 · wf-form4_152823803572256.xml · nonDerivative · entry 2 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,536 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 22:34 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 18,390 | $5.35 | $98,386.50 |
DisclosureSEC source: 0001628280-18-007620 · wf-form4_152823803572256.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,036 Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:07 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 2,166 | $5.50 | $11,913.00 |
DisclosureSEC source: 0001628280-18-007559 · wf-form4_152814282163296.xml · nonDerivative · entry 2 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,426 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:07 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 16,408 | $5.50 | $90,244.00 |
DisclosureSEC source: 0001628280-18-007559 · wf-form4_152814282163296.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,592 Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:37 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 7,150 | $5.70 | $40,755.00 |
DisclosureSEC source: 0001628280-18-003204 · wf-form4_152106705594974.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · price: Notes: The price reported in Column 4 of Table 1 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.70 to $5.73, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this form 4. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:55 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 2,100 | $5.75 | $12,075.00 |
DisclosureSEC source: 0001628280-18-003118 · wf-form4_152089171749918.xml · nonDerivative · entry 2 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,150 F1 · price: Notes: The price reported in Column 4 of Table 1 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.72 to $5.76, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this form 4. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:55 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 606 | $5.80 | $3,514.80 |
DisclosureSEC source: 0001628280-18-003118 · wf-form4_152089171749918.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,250 Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 22:38 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 4,376 | $5.77 | $25,249.52 |
DisclosureSEC source: 0001628280-18-002870 · wf-form4_152046229595465.xml · nonDerivative · entry 2 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,856 F2 · price: Notes: The price reported in Column 4 of Table 1 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.75 to $5.80, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this form 4. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:38 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 3,334 | $5.87 | $19,570.58 |
DisclosureSEC source: 0001628280-18-002870 · wf-form4_152046229595465.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,232 F1 · price: Notes: The price reported in Column 4 of Table 1 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.85 to $5.90, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this form 4. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 19:11 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.81 | $581.00 |
DisclosureSEC source: 0001628280-18-002742 · wf-form4_152027708327535.xml · nonDerivative · entry 3 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,566 Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 19:11 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 300 | $5.80 | $1,740.00 |
DisclosureSEC source: 0001628280-18-002742 · wf-form4_152027708327535.xml · nonDerivative · entry 2 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,666 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:02 UTC |
JohnBull Kathryn M.Chief Financial Officer
|
PurchaseCommon Stock | 2,084 | $5.80 | $12,087.20 |
DisclosureSEC source: 0001628280-18-002693 · wf-form4_152002451685233.xml · nonDerivative · entry 3 JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,654 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 19:11 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 2,087 | $5.80 | $12,104.60 |
DisclosureSEC source: 0001628280-18-002742 · wf-form4_152027708327535.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,966 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.92 | $592.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 13 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,053 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.91 | $591.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 12 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,153 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.87 | $587.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 11 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,253 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.86 | $586.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 10 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,353 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 8,500 | $5.85 | $49,725.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 9 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,453 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 300 | $5.78 | $1,734.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 8 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,953 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 153 | $5.76 | $881.28 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 7 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,253 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 5,147 | $5.75 | $29,595.25 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 6 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,406 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 300 | $5.71 | $1,713.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 5 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,553 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 200 | $5.70 | $1,140.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 4 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,853 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:02 UTC |
JohnBull Kathryn M.Chief Financial Officer
|
Exercise / conversionEmployee Stock Options · Derivative | 17,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001628280-18-002693 · wf-form4_152002451685233.xml · derivative · entry 4 JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,000 Underlying: Common Stock · 17,000 shares Expires 2022-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option,initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. Of the remaining shares subject to this option, 66,666 shares remain subject to additional vesting requirements. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:02 UTC |
JohnBull Kathryn M.Chief Financial Officer
|
PurchaseCommon Stock | 10,916 | $5.85 | $63,858.60 |
DisclosureSEC source: 0001628280-18-002693 · wf-form4_152002451685233.xml · nonDerivative · entry 2 JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,570 F1 · price: (1)The price reported in Column 4 of Table I is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.77 to $5.85, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:02 UTC |
JohnBull Kathryn M.Chief Financial Officer
|
Exercise / conversionCommon Stock | 17,000 | $1.34 | $22,780.00 |
DisclosureSEC source: 0001628280-18-002693 · wf-form4_152002451685233.xml · nonDerivative · entry 1 JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 500 | $5.75 | $2,875.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 3 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,053 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.74 | $574.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 2 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,553 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:09 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 400 | $5.76 | $2,304.00 |
DisclosureSEC source: 0001628280-18-002656 · wf-form4_151994217690879.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,653 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:24 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.75 | $575.00 |
DisclosureSEC source: 0001628280-18-002266 · wf-form4_151968388347282.xml · nonDerivative · entry 5 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,053 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:24 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 300 | $5.76 | $1,728.00 |
DisclosureSEC source: 0001628280-18-002266 · wf-form4_151968388347282.xml · nonDerivative · entry 4 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,153 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:24 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 300 | $5.77 | $1,731.00 |
DisclosureSEC source: 0001628280-18-002266 · wf-form4_151968388347282.xml · nonDerivative · entry 3 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,453 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:24 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 200 | $5.78 | $1,156.00 |
DisclosureSEC source: 0001628280-18-002266 · wf-form4_151968388347282.xml · nonDerivative · entry 2 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,753 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:24 UTC |
ALDERMAN WILLIAM HDirector
|
SaleCommon Stock | 100 | $5.80 | $580.00 |
DisclosureSEC source: 0001628280-18-002266 · wf-form4_151968388347282.xml · nonDerivative · entry 1 ALDERMAN WILLIAM H · CIK 0001069713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,953 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:33 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
SaleCommon Stock, par value $0.001 per share | 200,000 | $6.00 | $1,200,000.00 |
DisclosureSEC source: 0001144204-18-009824 · tv486505_form4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,918,015 F1 · ownership.nature: The Reporting Person directly beneficially owns 1,084,968 shares of common stock, $0.001 par value per share ("Common Stock") of DLH Holdings Corp. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 2,014,512 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 752,016 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 151,487 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, have the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and have indirect beneficial ownership interests in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:24 UTC |
Parker ZacharyDirector · CEO and President
|
PurchaseCommon Stock | 924 | $6.31 | $5,830.44 |
DisclosureSEC source: 0001628280-17-012406 · wf-form4_151363942712289.xml · nonDerivative · entry 2 Parker Zachary · CIK 0001484008 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,356 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:24 UTC |
Parker ZacharyDirector · CEO and President
|
PurchaseCommon Stock | 3,015 | $6.33 | $19,084.95 |
DisclosureSEC source: 0001628280-17-012406 · wf-form4_151363942712289.xml · nonDerivative · entry 1 Parker Zachary · CIK 0001484008 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,432 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.