Last 12 months
Inside the activity.
0 purchase rows · 27 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 21 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2017 Filed May 22, 2017 16:29 UTC |
Howze Marc ASr. V.P. & Chief Admin Offcr
|
Exercise / conversion$1 Par Common Stock | 6,624 | $88.82 | $588,343.68 |
DisclosureSEC source: 0000315189-17-000025 · primary_doc.xml · nonDerivative · entry 1 Howze Marc A · CIK 0001687891 · Sr. V.P. & Chief Admin Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2016. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 15:07 UTC |
BOWLES CRANDALL CLOSEDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000013 · primary_doc.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,743 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 19,916 restricted stock shares and 16,027 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 15:27 UTC |
Heuberger Alan CletusDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000015 · primary_doc.xml · nonDerivative · entry 1 Heuberger Alan Cletus · CIK 0001301119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 F1 · security: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 1,562 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 15:14 UTC |
COFFMAN VANCE DDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000014 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,559 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 16,027 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 15:38 UTC |
JAIN DIPAK CDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000016 · primary_doc.xml · nonDerivative · entry 1 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,261 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 13,234 restricted stock shares and 16,027 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 16:13 UTC |
JONES CLAYTON MDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000018 · primary_doc.xml · nonDerivative · entry 1 JONES CLAYTON M · CIK 0001191566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,851 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 824 restricted stock shares and 16,027 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 16:05 UTC |
Johanns Michael O.Director
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000017 · primary_doc.xml · nonDerivative · entry 1 Johanns Michael O. · CIK 0001630280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,289 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 4,289 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 16:46 UTC |
STOCKTON DMITRI LDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000022 · primary_doc.xml · nonDerivative · entry 1 STOCKTON DMITRI L · CIK 0001614734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,773 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 3,773 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 16:20 UTC |
Krzanich Brian MDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000019 · primary_doc.xml · nonDerivative · entry 1 Krzanich Brian M · CIK 0001538580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 F1 · security: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 2,959 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 16:29 UTC |
PAGE GREGORY RDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000020 · primary_doc.xml · nonDerivative · entry 1 PAGE GREGORY R · CIK 0001250570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,579 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,479 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 16:35 UTC |
SMITH SHERRY MDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000021 · primary_doc.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,629 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 8,629 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 16:58 UTC |
Talton SheilaDirector
|
Grant$1 Par Common Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000023 · primary_doc.xml · nonDerivative · entry 1 Talton Sheila · CIK 0001490478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,773 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 3,773 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 16:14 UTC |
Reed Cory JPres., John Deere Financial
|
Exercise / conversionMarket Priced Options · Derivative | 3,665 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-17-000012 · primary_doc.xml · derivative · entry 3 Reed Cory J · CIK 0001687890 · Pres., John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,665 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable on December 14, 2014. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 16:14 UTC |
Reed Cory JPres., John Deere Financial
|
Sale$1 Par Common Stock | 3,665 | $110.00 | $403,150.00 |
DisclosureSEC source: 0000315189-17-000012 · primary_doc.xml · nonDerivative · entry 2 Reed Cory J · CIK 0001687890 · Pres., John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,967 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016. F2 · balance_after: Excludes 3,609 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 16:14 UTC |
Reed Cory JPres., John Deere Financial
|
Exercise / conversion$1 Par Common Stock | 3,665 | $74.24 | $272,089.60 |
DisclosureSEC source: 0000315189-17-000012 · primary_doc.xml · nonDerivative · entry 1 Reed Cory J · CIK 0001687890 · Pres., John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:31 UTC |
ALLEN SAMUEL RChairman & CEO
|
Exercise / conversionMarket Priced Options · Derivative | 28,808 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-17-000009 · primary_doc.xml · derivative · entry 5 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,808 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:31 UTC |
ALLEN SAMUEL RChairman & CEO
|
Sale$1 Par Common Stock | 5,219 | $109.82 | $573,127.62 |
DisclosureSEC source: 0000315189-17-000009 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,787.5172 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. F3 · price: The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.77 to $109.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 141,524 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:31 UTC |
ALLEN SAMUEL RChairman & CEO
|
Sale$1 Par Common Stock | 23,589 | $109.30 | $2,578,374.41 |
DisclosureSEC source: 0000315189-17-000009 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,006.5172 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. F2 · price: The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.77 to $109.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:31 UTC |
ALLEN SAMUEL RChairman & CEO
|
Exercise / conversion$1 Par Common Stock | 28,808 | $88.82 | $2,558,726.56 |
DisclosureSEC source: 0000315189-17-000009 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,595.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC |
Jones Mary K.W.Sr. V.P. & General Counsel
|
Exercise / conversionMarket Priced Options · Derivative | 10,453 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · derivative · entry 6 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,453 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. F5 · security: All options include the ability to withhold shares upon exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options became exercisable in two installments on December 17, 2010 and December 17, 2011. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC |
Jones Mary K.W.Sr. V.P. & General Counsel
|
Exercise / conversionMarket Priced Options · Derivative | 6,941 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · derivative · entry 5 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,941 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. F5 · security: All options include the ability to withhold shares upon exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC |
Jones Mary K.W.Sr. V.P. & General Counsel
|
Tax withholding$1 Par Common Stock | 2,549 | $109.81 | $279,901.36 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · nonDerivative · entry 4 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,701.7781 F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.76 to $109.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 22,829 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC |
Jones Mary K.W.Sr. V.P. & General Counsel
|
Tax withholding$1 Par Common Stock | 9,539 | $109.30 | $1,042,619.38 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · nonDerivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,520.7781 F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.75 to $109.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC |
Jones Mary K.W.Sr. V.P. & General Counsel
|
Exercise / conversion$1 Par Common Stock | 10,453 | $39.67 | $414,618.25 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,789.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC |
Jones Mary K.W.Sr. V.P. & General Counsel
|
Exercise / conversion$1 Par Common Stock | 6,941 | $88.82 | $616,499.62 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,336.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:56 UTC |
Reed Cory JPres., John Deere Financial
|
Exercise / conversionMarket Priced Options · Derivative | 1,829 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-17-000011 · primary_doc.xml · derivative · entry 3 Reed Cory J · CIK 0001687890 · Pres., John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,829 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:56 UTC |
Reed Cory JPres., John Deere Financial
|
Sale$1 Par Common Stock | 1,829 | $108.78 | $198,958.62 |
DisclosureSEC source: 0000315189-17-000011 · primary_doc.xml · nonDerivative · entry 2 Reed Cory J · CIK 0001687890 · Pres., John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,967 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016. F2 · balance_after: Includes 3,609 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:56 UTC |
Reed Cory JPres., John Deere Financial
|
Exercise / conversion$1 Par Common Stock | 1,829 | $88.82 | $162,451.78 |
DisclosureSEC source: 0000315189-17-000011 · primary_doc.xml · nonDerivative · entry 1 Reed Cory J · CIK 0001687890 · Pres., John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 15:33 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantPhantom Stock Units · Derivative | 327.54 | $103.04 Strike: $0.00 | $33,749.72 |
DisclosureSEC source: 0000315189-17-000001 · primary_doc.xml · derivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,645.17 Underlying: Common Stock · 327.54 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from the line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 14,724 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Stock Ownership Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 15:44 UTC |
COFFMAN VANCE DDirector
|
GrantPhantom Stock Units · Derivative | 388.2 | $103.04 Strike: $0.00 | $40,000.13 |
DisclosureSEC source: 0000315189-17-000002 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,130.11 Underlying: Common Stock · 388.2 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-items reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 15:55 UTC |
JAIN DIPAK CDirector
|
GrantPhantom Stock Units · Derivative | 291.15 | $103.04 Strike: $0.00 | $30,000.10 |
DisclosureSEC source: 0000315189-17-000003 · primary_doc.xml · derivative · entry 1 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,489.94 Underlying: Common Stock · 291.15 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:05 UTC |
Johanns Michael O.Director
|
GrantPhantom Stock Units · Derivative | 291.15 | $103.04 Strike: $0.00 | $30,000.10 |
DisclosureSEC source: 0000315189-17-000004 · primary_doc.xml · derivative · entry 1 Johanns Michael O. · CIK 0001630280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,926.79 Underlying: Common Stock · 291.15 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-to-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 2,986 restricted stock units under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:31 UTC |
PAGE GREGORY RDirector
|
GrantPhantom Stock Units · Derivative | 327.54 | $103.04 Strike: $0.00 | $33,749.72 |
DisclosureSEC source: 0000315189-17-000005 · primary_doc.xml · derivative · entry 1 PAGE GREGORY R · CIK 0001250570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,818.03 Underlying: Common Stock · 327.54 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 1,100 unrestricted shares and 5,176 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:40 UTC |
STOCKTON DMITRI LDirector
|
GrantPhantom Stock Units · Derivative | 291.15 | $103.04 Strike: $0.00 | $30,000.10 |
DisclosureSEC source: 0000315189-17-000006 · primary_doc.xml · derivative · entry 1 STOCKTON DMITRI L · CIK 0001614734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,352.04 Underlying: Common Stock · 291.15 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of the phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 2,470 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:03 UTC |
Heuberger Alan CletusDirector
|
Grant$1 Par Common Stock | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000146 · primary_doc.xml · nonDerivative · entry 1 Heuberger Alan Cletus · CIK 0001301119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359 F1 · security: Exempt grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the issuer upon being elected as a new director. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 17:47 UTC |
ALLEN SAMUEL RChairman & CEO
|
GrantMarket Priced Options · Derivative | 119,752 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000129 · primary_doc.xml · derivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,752 Underlying: Common Stock · 119,752 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 17:47 UTC |
ALLEN SAMUEL RChairman & CEO
|
Grant$1 Par Common Stock | 20,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000129 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,899.5172 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 170,955 restricted stock units under the John Deere Omnibus and Incentive Plan to be settled solely in shares. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 18:06 UTC |
Field James M.Pres. Ag & Turf Division
|
GrantMarket Priced Options · Derivative | 24,580 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000130 · primary_doc.xml · derivative · entry 3 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,580 Underlying: Common Stock · 24,580 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 18:06 UTC |
Field James M.Pres. Ag & Turf Division
|
Grant$1 Par Common Stock | 4,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000130 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,998 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 44,338 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 18:18 UTC |
Gilles Jean HSenior Vice President
|
GrantMarket Priced Options · Derivative | 24,580 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000131 · primary_doc.xml · derivative · entry 3 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,580 Underlying: Common Stock · 24,580 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 18:18 UTC |
Gilles Jean HSenior Vice President
|
Grant$1 Par Common Stock | 4,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000131 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,027 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 34,706 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 19:56 UTC |
Jones Mary K.W.Sr. VP & General Counsel
|
GrantMarket Priced Options · Derivative | 23,463 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000134 · primary_doc.xml · derivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,463 Underlying: Common Stock · 23,463 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 19:56 UTC |
Jones Mary K.W.Sr. VP & General Counsel
|
Grant$1 Par Common Stock | 4,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000134 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,395.7781 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 22,829 restricted stock units under the John Deere Omnibus and Incentive Plan to be settled solely in shares. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 19:28 UTC |
Guinn Max APresident, WW C&F, Lbr Rltns
|
GrantMarket Priced Options · Derivative | 23,463 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000132 · primary_doc.xml · derivative · entry 2 Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,463 Underlying: Common Stock · 23,463 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 19:28 UTC |
Guinn Max APresident, WW C&F, Lbr Rltns
|
Grant$1 Par Common Stock | 4,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000132 · primary_doc.xml · nonDerivative · entry 1 Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,276 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 29,391 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 19:42 UTC |
Howze Marc ASr VP & Chief Admin Officer
|
GrantMarket Priced Options · Derivative | 6,188 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000133 · primary_doc.xml · derivative · entry 2 Howze Marc A · CIK 0001687891 · Sr VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,188 Underlying: Common Stock · 6,188 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 19:42 UTC |
Howze Marc ASr VP & Chief Admin Officer
|
Grant$1 Par Common Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000133 · primary_doc.xml · nonDerivative · entry 1 Howze Marc A · CIK 0001687891 · Sr VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,380 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 2,380 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and to be settled solely in shares. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 20:42 UTC |
Kalathur RajeshSr. VP & CFO
|
GrantMarket Priced Options · Derivative | 24,580 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000135 · primary_doc.xml · derivative · entry 2 Kalathur Rajesh · CIK 0001555586 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,580 Underlying: Common Stock · 24,580 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 20:42 UTC |
Kalathur RajeshSr. VP & CFO
|
Grant$1 Par Common Stock | 4,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000135 · primary_doc.xml · nonDerivative · entry 1 Kalathur Rajesh · CIK 0001555586 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,769 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 13,622 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:17 UTC |
May John C IIPresident, Ag Solutions & CIO
|
GrantMarket Priced Options · Derivative | 24,580 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000136 · primary_doc.xml · derivative · entry 2 May John C II · CIK 0001556144 · President, Ag Solutions & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,580 Underlying: Common Stock · 24,580 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.