Tapewire

NYSE · USD

DE

DEERE & CO

Export transactions ↓
Tapewire entity
106
SEC CIK
0000315189
Parsed reports
1,216

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026021
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2019 Filed Mar 7, 2019 17:11 UTC
JAIN DIPAK CDirector
Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000008 · primary_doc.xml · nonDerivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,188

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 13,234 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 17:28 UTC Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000009 · primary_doc.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,216

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 6,216 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 17:40 UTC Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000010 · primary_doc.xml · nonDerivative · entry 1

JONES CLAYTON M · CIK 0001191566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,778

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled solely in shares.

F2 · balance_after: Includes 824 restricted stock shares and 17,954 restricted stock unites acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 17:49 UTC Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000011 · primary_doc.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,506

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 8,406 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 17:57 UTC Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000012 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556

F1 · shares: Grant of restricted stock units under the Nonemployee Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 10,556 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 18:05 UTC Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000013 · primary_doc.xml · nonDerivative · entry 1

STOCKTON DMITRI L · CIK 0001614734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 5,700 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 18:13 UTC Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000014 · primary_doc.xml · nonDerivative · entry 1

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 5,700 restricted stock units acquired under the Nonemployee Director Stock Ownership of the Issuer. Restrictions are authorized by the board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 15:55 UTC
Field James M.Pres., C & F Division
Grant$1 Par Common Stock 18,369 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000004 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres., C & F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,221

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 53,937 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 15:14 UTC
May John C IIPresident, Ag & Turf, Am & Aus
Exercise / conversionMarket Priced Options · Derivative 11,661 $0.00 Strike: $79.24 $0.00
Disclosure

SEC source: 0000315189-19-000001 · primary_doc.xml · derivative · entry 3

May John C II · CIK 0001556144 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,661 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 22, 2018.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable on December 9, 2018.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 15:14 UTC
May John C IIPresident, Ag & Turf, Am & Aus
Sale$1 Par Common Stock 11,661 $160.21 $1,868,174.99
Disclosure

SEC source: 0000315189-19-000001 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,082

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 22, 2018.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 10,248 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 15:14 UTC
May John C IIPresident, Ag & Turf, Am & Aus
Exercise / conversion$1 Par Common Stock 11,661 $79.24 $924,017.64
Disclosure

SEC source: 0000315189-19-000001 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 22, 2018.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 16:15 UTC
ALLEN SAMUEL RChairman & CEO
Tax withholding$1 Par Common Stock 618 $149.01 $92,088.18
Disclosure

SEC source: 0000315189-18-000044 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,064.5172

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: Includes 122,543 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 16:24 UTC
Field James M.Pres., C & F Division
Tax withholding$1 Par Common Stock 296 $149.01 $44,106.96
Disclosure

SEC source: 0000315189-18-000045 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres., C & F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,852

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: Includes 35,568 restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 16:31 UTC
Gilles Jean HSenior Vice President
Tax withholding$1 Par Common Stock 116 $149.01 $17,285.16
Disclosure

SEC source: 0000315189-18-000046 · primary_doc.xml · nonDerivative · entry 1

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,923

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: Includes 30,003 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 16:37 UTC
Howze Marc ASr VP & Chief Admin Officer
Tax withholding$1 Par Common Stock 162 $149.01 $24,139.62
Disclosure

SEC source: 0000315189-18-000047 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · Sr VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,946

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: Includes 6,890 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 15:29 UTC
ALLEN SAMUEL RChairman & CEO
GrantMarket Priced Options · Derivative 67,972 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-18-000035 · primary_doc.xml · derivative · entry 3

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,972

Underlying: Common Stock · 67,972 shares

Expires 2028-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 15:29 UTC
ALLEN SAMUEL RChairman & CEO
Grant$1 Par Common Stock 15,390 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000035 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,682.5172

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 123,161 restricted stock units under the John Deere Omnibus and Incentive Plan to be satisfied solely in shares.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 15:42 UTC
Field James M.Pres., C & F Division
GrantMarket Priced Options · Derivative 13,370 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-18-000036 · primary_doc.xml · derivative · entry 3

Field James M. · CIK 0001411742 · Pres., C & F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,370

Underlying: Common Stock · 13,370 shares

Expires 2028-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 15:42 UTC
Field James M.Pres., C & F Division
Grant$1 Par Common Stock 3,027 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000036 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres., C & F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,148

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 35,864 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 15:56 UTC
Gilles Jean HSenior Vice President
GrantMarket Priced Options · Derivative 11,626 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-18-000037 · primary_doc.xml · derivative · entry 3

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,626

Underlying: Common Stock · 11,626 shares

Expires 2028-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equity installments on December 12, 2019, 2020, and 2021.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 15:56 UTC
Gilles Jean HSenior Vice President
Grant$1 Par Common Stock 2,632 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000037 · primary_doc.xml · nonDerivative · entry 1

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,039

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 30,119 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:07 UTC
Howze Marc ASR VP & Chief Admin Officer
GrantMarket Priced Options · Derivative 13,370 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-18-000038 · primary_doc.xml · derivative · entry 2

Howze Marc A · CIK 0001687891 · SR VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,370

Underlying: Common Stock · 13,370 shares

Expires 2028-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The Options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:07 UTC
Howze Marc ASR VP & Chief Admin Officer
Grant$1 Par Common Stock 3,027 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000038 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · SR VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,108

F1 · security: Grant restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Include 7,052 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:12 UTC
May John C IIPresident, Ag & Turf, Am & Aus
GrantMarket Priced Options · Derivative 13,952 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-18-000039 · primary_doc.xml · derivative · entry 2

May John C II · CIK 0001556144 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,952

Underlying: Common Stock · 13,952 shares

Expires 2028-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:12 UTC
May John C IIPresident, Ag & Turf, Am & Aus
Grant$1 Par Common Stock 3,159 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000039 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,082

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F4 · security: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.

F2 · balance_after: Includes 10,248 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:24 UTC
Jones Mary K.W.SR VP & General Counsel
GrantMarket Priced Options · Derivative 12,789 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-18-000040 · primary_doc.xml · derivative · entry 2

Jones Mary K.W. · CIK 0001566435 · SR VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,789

Underlying: Common Stock · 12,789 shares

Expires 2028-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:24 UTC
Jones Mary K.W.SR VP & General Counsel
Grant$1 Par Common Stock 2,895 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000040 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · SR VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,071.7781

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Include 23,714 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:39 UTC
von Pentz MarkwartPres,Ag&TurfDiv.CIS,Asia,Afr.
GrantMarket Priced Options · Derivative 13,952 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-18-000042 · primary_doc.xml · derivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres,Ag&TurfDiv.CIS,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,952

Underlying: Common Stock · 13,952 shares

Expires 2028-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:39 UTC
von Pentz MarkwartPres,Ag&TurfDiv.CIS,Asia,Afr.
Grant$1 Par Common Stock 3,159 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000042 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres,Ag&TurfDiv.CIS,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,498

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the abilities to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 9,797 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:43 UTC
Kalathur RajeshSR VP, CFO & CIO
GrantMarket Priced Options · Derivative 13,370 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-18-000043 · primary_doc.xml · derivative · entry 2

Kalathur Rajesh · CIK 0001555586 · SR VP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,370

Underlying: Common Stock · 13,370 shares

Expires 2028-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:43 UTC
Kalathur RajeshSR VP, CFO & CIO
Grant$1 Par Common Stock 3,027 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000043 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · SR VP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to stratify tax obligations.

F2 · balance_after: Include 10,116 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:24 UTC
Reed Cory JPresident, Ag & Turf, Am & Aus
GrantMarket Priced Options · Derivative 13,370 $0.00 Strike: $148.14 $0.00
Disclosure

SEC source: 0000315189-18-000041 · primary_doc.xml · derivative · entry 2

Reed Cory J · CIK 0001687890 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,370

Underlying: Common Stock · 13,370 shares

Expires 2028-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:24 UTC
Reed Cory JPresident, Ag & Turf, Am & Aus
Grant$1 Par Common Stock 3,027 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000041 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,651

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 6,795 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 15:53 UTC
ALLEN SAMUEL RChairman & CEO
Tax withholding$1 Par Common Stock 49,615 $147.26 $7,306,304.90
Disclosure

SEC source: 0000315189-18-000026 · primary_doc.xml · nonDerivative · entry 2

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,292.5172

F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 107,771 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 15:53 UTC
ALLEN SAMUEL RChairman & CEO
Grant$1 Par Common Stock 84,400 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000026 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,907.5172

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:10 UTC
Gilles Jean HSenior Vice President
Tax withholding$1 Par Common Stock 7,020 $147.26 $1,033,765.20
Disclosure

SEC source: 0000315189-18-000027 · primary_doc.xml · nonDerivative · entry 2

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,407

F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 27,487 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:10 UTC
Gilles Jean HSenior Vice President
Grant$1 Par Common Stock 15,480 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000027 · primary_doc.xml · nonDerivative · entry 1

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,427

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:26 UTC
Howze Marc ASr VP & Chief Admin Officer
Tax withholding$1 Par Common Stock 2,426 $147.26 $357,252.76
Disclosure

SEC source: 0000315189-18-000028 · primary_doc.xml · nonDerivative · entry 2

Howze Marc A · CIK 0001687891 · Sr VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,081

F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 4,025 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:26 UTC
Howze Marc ASr VP & Chief Admin Officer
Grant$1 Par Common Stock 4,176 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000028 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · Sr VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,507

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:35 UTC
Field James M.Pres. C & F Division
Tax withholding$1 Par Common Stock 9,384 $147.26 $1,381,887.84
Disclosure

SEC source: 0000315189-18-000029 · primary_doc.xml · nonDerivative · entry 2

Field James M. · CIK 0001411742 · Pres. C & F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,121

F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 32,837 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:35 UTC
Field James M.Pres. C & F Division
Grant$1 Par Common Stock 15,768 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000029 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres. C & F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,505

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenue.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:37 UTC
Jones Mary K.W.Sr VP & General Counsel
Tax withholding$1 Par Common Stock 8,959 $147.26 $1,319,302.34
Disclosure

SEC source: 0000315189-18-000030 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,176.7781

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 20,819 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:37 UTC
Jones Mary K.W.Sr VP & General Counsel
Grant$1 Par Common Stock 15,052 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000030 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,135.7781

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:50 UTC
May John C IIPresident, Ag & Turf, Am & Aus
Tax withholding$1 Par Common Stock 9,999 $147.26 $1,472,452.74
Disclosure

SEC source: 0000315189-18-000031 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,923

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 7,089 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 16:50 UTC
May John C IIPresident, Ag & Turf, Am & Aus
Grant$1 Par Common Stock 17,200 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000031 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,922

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 17:00 UTC
Kalathur RajeshSenior VP, CFO & CIO
Tax withholding$1 Par Common Stock 9,384 $147.26 $1,381,887.84
Disclosure

SEC source: 0000315189-18-000032 · primary_doc.xml · nonDerivative · entry 2

Kalathur Rajesh · CIK 0001555586 · Senior VP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,541

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 7,089 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 17:00 UTC
Kalathur RajeshSenior VP, CFO & CIO
Grant$1 Par Common Stock 15,768 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000032 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · Senior VP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,925

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 17:02 UTC
Reed Cory JPres., John Deere Financial
Tax withholding$1 Par Common Stock 2,593 $147.26 $381,845.18
Disclosure

SEC source: 0000315189-18-000033 · primary_doc.xml · nonDerivative · entry 2

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,624

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 3,768 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 17:02 UTC
Reed Cory JPres., John Deere Financial
Grant$1 Par Common Stock 4,360 $0.00 $0.00
Disclosure

SEC source: 0000315189-18-000033 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,217

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 17:37 UTC
von Pentz MarkwartPresAg&TufDivEurCIS,AsiaAfr
Tax withholding$1 Par Common Stock 9,977 $147.26 $1,469,213.02
Disclosure

SEC source: 0000315189-18-000034 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · PresAg&TufDivEurCIS,AsiaAfr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,339

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 6,638 restricted stock units granted under John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.