Tapewire

NYSE · USD

DE

DEERE & CO

Export transactions ↓
Tapewire entity
106
SEC CIK
0000315189
Parsed reports
1,216

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026021
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2019 Filed Dec 16, 2019 21:09 UTC
Howze Marc ASr VP & Chief Admin Officer
Grant$1 Par Common Stock 3,436 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000038 · primary_doc.xml · nonDerivative · entry 2

Howze Marc A · CIK 0001687891 · Sr VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,177

F2 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 14, 2019 Filed Dec 16, 2019 21:09 UTC
Howze Marc ASr VP & Chief Admin Officer
Tax withholding$1 Par Common Stock 112 $172.50 $19,320.00
Disclosure

SEC source: 0000315189-19-000038 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · Sr VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,741

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

Read SEC document
December 14, 2019 Filed Dec 16, 2019 21:12 UTC
Jones Mary K.W.Sr VP, General Counsel & PA
Tax withholding$1 Par Common Stock 7,756 $172.50 $1,337,910.00
Disclosure

SEC source: 0000315189-19-000039 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,254.7781

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Include 22,549 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 14, 2019 Filed Dec 16, 2019 21:12 UTC
Jones Mary K.W.Sr VP, General Counsel & PA
Grant$1 Par Common Stock 13,032 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000039 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,010.7781

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 14, 2019 Filed Dec 16, 2019 21:25 UTC
CAMPBELL RYAN DSr VP & CFO
Tax withholding$1 Par Common Stock 1,471 $172.50 $253,747.50
Disclosure

SEC source: 0000315189-19-000040 · primary_doc.xml · nonDerivative · entry 2

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,815

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 4,154 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 14, 2019 Filed Dec 16, 2019 21:25 UTC
CAMPBELL RYAN DSr VP & CFO
Grant$1 Par Common Stock 3,148 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000040 · primary_doc.xml · nonDerivative · entry 1

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,286

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 17:18 UTC
May John C IICEO & President
Exercise / conversionMarket Priced Options · Derivative 5,075 $0.00 Strike: $151.95 $0.00
Disclosure

SEC source: 0000315189-19-000031 · primary_doc.xml · derivative · entry 7

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,076

Underlying: Common Stock · 5,075 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

F6 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F7 · derivative.exercise_date: The options become exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 17:18 UTC
May John C IICEO & President
Sale$1 Par Common Stock 5,075 $173.38 $879,918.73
Disclosure

SEC source: 0000315189-19-000031 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,082

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.915 to $173.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 17:18 UTC
May John C IICEO & President
Exercise / conversion$1 Par Common Stock 5,075 $151.95 $771,146.25
Disclosure

SEC source: 0000315189-19-000031 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 14:38 UTC
CAMPBELL RYAN DSr VP & CFO
GrantMarket Priced Options · Derivative 18,403 $0.00 Strike: $169.70 $0.00
Disclosure

SEC source: 0000315189-19-000022 · primary_doc.xml · derivative · entry 2

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,403

Underlying: Common Stock · 18,403 shares

Expires 2029-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 14:38 UTC
CAMPBELL RYAN DSr VP & CFO
Grant$1 Par Common Stock 2,775 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000022 · primary_doc.xml · nonDerivative · entry 1

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,138

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to stratify tax obligations.

F2 · balance_after: Include 5,138 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 14:59 UTC
Field James M.Pres., C & F & Power Systems
GrantMarket Priced Options · Derivative 19,280 $0.00 Strike: $169.70 $0.00
Disclosure

SEC source: 0000315189-19-000023 · primary_doc.xml · derivative · entry 3

Field James M. · CIK 0001411742 · Pres., C & F & Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,280

Underlying: Common Stock · 19,280 shares

Expires 2029-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 14:59 UTC
Field James M.Pres., C & F & Power Systems
Grant$1 Par Common Stock 2,907 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000023 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres., C & F & Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,128

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 56,844 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:14 UTC
Jones Mary K.W.SR VP, General Counsel & PA
GrantMarket Priced Option · Derivative 19,280 $0.00 Strike: $169.70 $0.00
Disclosure

SEC source: 0000315189-19-000024 · primary_doc.xml · derivative · entry 2

Jones Mary K.W. · CIK 0001566435 · SR VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,280

Underlying: Common Stock · 19,280 shares

Expires 2029-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:14 UTC
Jones Mary K.W.SR VP, General Counsel & PA
Grant$1 Par Common Stock 2,907 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000024 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · SR VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,978.7781

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Include 26,621 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:18 UTC
Kalathur RajeshPresident, JD Financial & CIO
GrantMarket Priced Options · Derivative 20,156 $0.00 Strike: $169.70 $0.00
Disclosure

SEC source: 0000315189-19-000025 · primary_doc.xml · derivative · entry 2

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,156

Underlying: Common Stock · 20,156 shares

Expires 2029-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:18 UTC
Kalathur RajeshPresident, JD Financial & CIO
Grant$1 Par Common Stock 3,039 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000025 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,607

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 13,155 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:34 UTC
May John C IICEO & President
GrantMarket Priced Options · Derivative 73,275 $0.00 Strike: $169.70 $0.00
Disclosure

SEC source: 0000315189-19-000026 · primary_doc.xml · derivative · entry 2

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,275

Underlying: Common Stock · 73,275 shares

Expires 2029-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:34 UTC
May John C IICEO & President
Grant$1 Par Common Stock 11,048 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000026 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,130

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 21,296 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:46 UTC
von Pentz MarkwartPres,Ag&TurfEur,CIS.Asia,Afr.
GrantMarket Priced Options · Derivative 18,403 $0.00 Strike: $169.70 $0.00
Disclosure

SEC source: 0000315189-19-000027 · primary_doc.xml · derivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres,Ag&TurfEur,CIS.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,403

Underlying: Common Stock · 18,403 shares

Expires 2029-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:46 UTC
von Pentz MarkwartPres,Ag&TurfEur,CIS.Asia,Afr.
Grant$1 Par Common Stock 2,775 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000027 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres,Ag&TurfEur,CIS.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,273

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 12,572 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:51 UTC
Reed Cory JPresident, Ag & Turf, Am & Aus
GrantMarket Priced Options · Derivative 19,280 $0.00 Strike: $169.70 $0.00
Disclosure

SEC source: 0000315189-19-000028 · primary_doc.xml · derivative · entry 2

Reed Cory J · CIK 0001687890 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,280

Underlying: Common Stock · 19,280 shares

Expires 2029-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 15:51 UTC
Reed Cory JPresident, Ag & Turf, Am & Aus
Grant$1 Par Common Stock 2,907 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000028 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · President, Ag & Turf, Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,558

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 9,702 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 16:05 UTC
Howze Marc ASR VP & Chief Admin Officer
GrantMarket Priced Options · Derivative 19,280 $0.00 Strike: $169.70 $0.00
Disclosure

SEC source: 0000315189-19-000029 · primary_doc.xml · derivative · entry 2

Howze Marc A · CIK 0001687891 · SR VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,280

Underlying: Common Stock · 19,280 shares

Expires 2029-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The Options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 16:05 UTC
Howze Marc ASR VP & Chief Admin Officer
Grant$1 Par Common Stock 2,907 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000029 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · SR VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,853

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Include 9,797 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 16:05 UTC Grant$1 Par Common Stock 5,892 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000030 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,235.5172

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 128,375 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be satisfied solely in shares.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:20 UTC
Kalathur RajeshPresident, JD Financial & CIO
Exercise / conversionMarket Priced Options · Derivative 12,151 $0.00 Strike: $52.25 $0.00
Disclosure

SEC source: 0000315189-19-000021 · primary_doc.xml · derivative · entry 5

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,151 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on February 20, 2019.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:20 UTC
Kalathur RajeshPresident, JD Financial & CIO
Sale$1 Par Common Stock 2,541 $164.86 $418,913.58
Disclosure

SEC source: 0000315189-19-000021 · primary_doc.xml · nonDerivative · entry 4

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on February 20, 2019.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.75 to $165.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 10,116 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:20 UTC
Kalathur RajeshPresident, JD Financial & CIO
Exercise / conversion$1 Par Common Stock 2,541 $52.25 $132,767.25
Disclosure

SEC source: 0000315189-19-000021 · primary_doc.xml · nonDerivative · entry 3

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on February 20, 2019.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:20 UTC
Kalathur RajeshPresident, JD Financial & CIO
Sale$1 Par Common Stock 9,610 $164.17 $1,577,695.80
Disclosure

SEC source: 0000315189-19-000021 · primary_doc.xml · nonDerivative · entry 2

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on February 20, 2019.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.73 to $164.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:20 UTC
Kalathur RajeshPresident, JD Financial & CIO
Exercise / conversion$1 Par Common Stock 9,610 $52.25 $502,122.50
Disclosure

SEC source: 0000315189-19-000021 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on February 20, 2019.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 15:59 UTC
Field James M.Pres., C&F Division
Exercise / conversionMarket Priced Options · Derivative 12,637 $0.00 Strike: $88.19 $0.00
Disclosure

SEC source: 0000315189-19-000020 · primary_doc.xml · derivative · entry 4

Field James M. · CIK 0001411742 · Pres., C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,636

Underlying: Common Stock · 12,637 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 20, 2019.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 15:59 UTC
Field James M.Pres., C&F Division
Sale$1 Par Common Stock 12,637 $180.00 $2,274,660.00
Disclosure

SEC source: 0000315189-19-000020 · primary_doc.xml · nonDerivative · entry 2

Field James M. · CIK 0001411742 · Pres., C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,221

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 20, 2019.

F2 · balance_after: Includes 53,937 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 15:59 UTC
Field James M.Pres., C&F Division
Exercise / conversion$1 Par Common Stock 12,637 $88.19 $1,114,393.85
Disclosure

SEC source: 0000315189-19-000020 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres., C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 20, 2019.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 22:01 UTC Exercise / conversionMarket Priced Options · Derivative 114,253 $0.00 Strike: $80.61 $0.00
Disclosure

SEC source: 0000315189-19-000019 · primary_doc.xml · derivative · entry 6

ALLEN SAMUEL R · CIK 0001196901 · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,253 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 22:01 UTC Sale$1 Par Common Stock 2,100 $179.06 $376,031.46
Disclosure

SEC source: 0000315189-19-000019 · primary_doc.xml · nonDerivative · entry 4

ALLEN SAMUEL R · CIK 0001196901 · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,343.5172

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.02 to $179.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 122,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 22:01 UTC Exercise / conversion$1 Par Common Stock 2,100 $80.61 $169,281.00
Disclosure

SEC source: 0000315189-19-000019 · primary_doc.xml · nonDerivative · entry 3

ALLEN SAMUEL R · CIK 0001196901 · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,443.5172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 22:01 UTC Sale$1 Par Common Stock 112,153 $178.28 $19,995,186.39
Disclosure

SEC source: 0000315189-19-000019 · primary_doc.xml · nonDerivative · entry 2

ALLEN SAMUEL R · CIK 0001196901 · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,343.5172

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.00 to $178.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 22:01 UTC Exercise / conversion$1 Par Common Stock 112,153 $80.61 $9,040,653.33
Disclosure

SEC source: 0000315189-19-000019 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,496.5172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018.

Read SEC document
September 26, 2019 Filed Oct 27, 2020 16:58 UTC Gift$1 Par Common Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000026 · primary_doc.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,393

F1 · balance_after: Includes 9,393 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 13:39 UTC
May John C IIPresident, COO
Exercise / conversionMarket Priced Options · Derivative 5,228 $0.00 Strike: $151.95 $0.00
Disclosure

SEC source: 0000315189-19-000018 · primary_doc.xml · derivative · entry 3

May John C II · CIK 0001556144 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,151

Underlying: Common Stock · 5,228 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal tranches on December 3, 2018, 2019 and 2020.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 13:39 UTC
May John C IIPresident, COO
Sale$1 Par Common Stock 5,228 $170.00 $888,760.00
Disclosure

SEC source: 0000315189-19-000018 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,082

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

F2 · balance_after: Includes 10,248 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 13:39 UTC
May John C IIPresident, COO
Exercise / conversion$1 Par Common Stock 5,228 $151.95 $794,394.60
Disclosure

SEC source: 0000315189-19-000018 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 14:07 UTC
May John C IIPresident, COO
Exercise / conversionMarket Priced Options · Derivative 16,468 $0.00 Strike: $100.55 $0.00
Disclosure

SEC source: 0000315189-19-000017 · primary_doc.xml · derivative · entry 3

May John C II · CIK 0001556144 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,112

Underlying: Common Stock · 16,468 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal tranches on December 14, 2017, 2018 and 2019.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 14:07 UTC
May John C IIPresident, COO
Sale$1 Par Common Stock 16,468 $163.21 $2,687,742.28
Disclosure

SEC source: 0000315189-19-000017 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,082

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

F2 · balance_after: Includes 10,248 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 14:07 UTC
May John C IIPresident, COO
Exercise / conversion$1 Par Common Stock 16,468 $100.55 $1,655,857.40
Disclosure

SEC source: 0000315189-19-000017 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 13:47 UTC
ALLEN SAMUEL RChairman & CEO
Gift$1 Par Common Stock 30,721 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000016 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,343.5172

F1 · balance_after: Includes 122,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 16:32 UTC Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000005 · primary_doc.xml · nonDerivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,486

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 16:50 UTC Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000006 · primary_doc.xml · nonDerivative · entry 1

Heuberger Alan Cletus · CIK 0001301119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,589

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 3,489 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 17:02 UTC Grant$1 Par Common Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000007 · primary_doc.xml · nonDerivative · entry 1

HOLLIDAY CHARLES O JR · CIK 0001127289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,039

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 2,134 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.