Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2018 Filed Jan 19, 2018 14:40 UTC |
Curtin Nancy AnnDirector
|
OtherDeferred Stock · Derivative | 384 | $10.36 | $3,978.24 |
DisclosureSEC source: 0000899243-18-001485 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,059 Underlying: Class A Common Stock · 384 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 14:37 UTC |
Fosheim Jon ADirector
|
OtherDeferred Stock · Derivative | 443 | $10.36 | $4,589.48 |
DisclosureSEC source: 0000899243-18-001479 · doc4.xml · derivative · entry 2 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,193 Underlying: Class A Common Stock · 443 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 14:37 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 2,776 | $10.36 | $28,759.36 |
DisclosureSEC source: 0000899243-18-001479 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750 Underlying: Class A Common Stock · 2,776 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:47 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
Tax withholdingClass A Common Stock | 93,591 | $10.99 | $1,028,565.09 |
DisclosureSEC source: 0000899243-18-000818 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,277,533 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:45 UTC |
SALTZMAN RICHARD BCEO & President
|
Tax withholdingClass A Common Stock | 75,966 | $10.99 | $834,866.34 |
DisclosureSEC source: 0000899243-18-000813 · doc4.xml · nonDerivative · entry 1 SALTZMAN RICHARD B · CIK 0001256831 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,766,678 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:46 UTC |
Traenkle Kevin P.Chief Investment Officer
|
Tax withholdingClass A Common Stock | 25,543 | $10.99 | $280,717.57 |
DisclosureSEC source: 0000899243-18-000817 · doc4.xml · nonDerivative · entry 1 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,246 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:47 UTC |
Hedstrom Mark M.Chief Operating Officer
|
Tax withholdingClass A Common Stock | 22,856 | $10.99 | $251,187.44 |
DisclosureSEC source: 0000899243-18-000819 · doc4.xml · nonDerivative · entry 1 Hedstrom Mark M. · CIK 0001472236 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,003 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:45 UTC |
Tangen Darren J.Exec. VP - CFO
|
Tax withholdingClass A Common Stock | 24,550 | $10.99 | $269,804.50 |
DisclosureSEC source: 0000899243-18-000815 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 206,324 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:45 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
Tax withholdingClass A Common Stock | 16,583 | $10.99 | $182,247.17 |
DisclosureSEC source: 0000899243-18-000812 · doc4.xml · nonDerivative · entry 1 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,524 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:45 UTC |
Redington NealeChief Accounting Officer
|
Tax withholdingClass A Common Stock | 9,779 | $10.99 | $107,471.21 |
DisclosureSEC source: 0000899243-18-000816 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,129 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:00 UTC |
Redington NealeChief Accounting Officer
|
SaleClass A Common Stock | 12,500 | $11.74 | $146,750.00 |
DisclosureSEC source: 0000899243-17-029404 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,908 Read SEC document |
| December 18, 2017 Filed Dec 18, 2017 21:03 UTC |
HAMAMOTO DAVID TDirector · Executive Vice Chairman
|
SaleClass A Common Stock | 449,780 | $12.05 | $5,419,309.26 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 6 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987,198 F6 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975. F6 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:03 UTC |
HAMAMOTO DAVID TDirector · Executive Vice Chairman
|
SaleClass A Common Stock | 666,169 | $12.04 | $8,018,476.40 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 5 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,436,978 F5 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00. F5 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:03 UTC |
HAMAMOTO DAVID TDirector · Executive Vice Chairman
|
SaleClass A Common Stock | 805,174 | $12.15 | $9,778,999.26 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 4 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,103,147 F4 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned. F4 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned. F4 · balance_after: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:03 UTC |
HAMAMOTO DAVID TDirector · Executive Vice Chairman
|
SaleClass A Common Stock | 35,657 | $12.13 | $432,651.34 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 3 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2016-NRF Disclosed balance after: 119,389 F3 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. F3 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. F3 · balance_after: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:03 UTC |
HAMAMOTO DAVID TDirector · Executive Vice Chairman
|
SaleClass A Common Stock | 132,199 | $12.13 | $1,604,063.01 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 2 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2016-NSAM Disclosed balance after: 164,118 F2 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. F2 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. F2 · balance_after: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:03 UTC |
HAMAMOTO DAVID TDirector · Executive Vice Chairman
|
SaleClass A Common Stock | 136,930 | $12.13 | $1,661,467.54 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2015-NSAM Disclosed balance after: 100,629 F1 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. F1 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 19:05 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
GiftOP Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-026875 · doc4.xml · derivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,136,586 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F2 · derivative.exercise_price: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates. F1 · kind: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock. F2 · derivative.exercise_date: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates. F2 · derivative.expiration_date: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates. F3 · ownership.nature: The OP Units are held by limited liability companies controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 19:05 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass A Common Stock | 5,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-026875 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,371,124 F1 · kind: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock. F1 · price: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 19:05 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass B Common Stock | 5,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-026875 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 736,240 F1 · kind: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock. F1 · price: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 18:04 UTC |
Metz JustinDirector
|
OtherDeferred Stock · Derivative | 311 | $12.51 | $3,890.61 |
DisclosureSEC source: 0000899243-17-024430 · doc4.xml · derivative · entry 2 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,675 Underlying: Class A Common Stock · 311 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 18:04 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 1,000 | $12.51 | $12,510.00 |
DisclosureSEC source: 0000899243-17-024430 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,364 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 18:00 UTC |
Schoenherr Charles WDirector
|
OtherDeferred Stock · Derivative | 311 | $12.51 | $3,890.61 |
DisclosureSEC source: 0000899243-17-024423 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,675 Underlying: Class A Common Stock · 311 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 18:02 UTC |
CROCKER DOUGLAS IIDirector
|
OtherDeferred Stock · Derivative | 311 | $12.51 | $3,890.61 |
DisclosureSEC source: 0000899243-17-024427 · doc4.xml · derivative · entry 2 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,675 Underlying: Class A Common Stock · 311 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 18:02 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 1,000 | $12.51 | $12,510.00 |
DisclosureSEC source: 0000899243-17-024427 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,364 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 18:01 UTC |
Steffens JohnDirector
|
OtherDeferred Stock · Derivative | 311 | $12.51 | $3,890.61 |
DisclosureSEC source: 0000899243-17-024426 · doc4.xml · derivative · entry 2 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,974 Underlying: Class A Common Stock · 311 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 18:01 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 2,299 | $12.51 | $28,760.49 |
DisclosureSEC source: 0000899243-17-024426 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,663 Underlying: Class A Common Stock · 2,299 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 18:00 UTC |
Somers John A.Director
|
OtherDeferred Stock · Derivative | 311 | $12.51 | $3,890.61 |
DisclosureSEC source: 0000899243-17-024425 · doc4.xml · derivative · entry 2 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,974 Underlying: Class A Common Stock · 311 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 18:00 UTC |
Somers John A.Director
|
GrantDeferred Stock · Derivative | 2,299 | $12.51 | $28,760.49 |
DisclosureSEC source: 0000899243-17-024425 · doc4.xml · derivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,663 Underlying: Class A Common Stock · 2,299 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 22:00 UTC |
Curtin Nancy AnnDirector
|
OtherDeferred Stock · Derivative | 311 | $12.51 | $3,890.61 |
DisclosureSEC source: 0000899243-17-024424 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,675 Underlying: Class A Common Stock · 311 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 22:02 UTC |
Fosheim Jon ADirector
|
OtherDeferred Stock · Derivative | 311 | $12.51 | $3,890.61 |
DisclosureSEC source: 0000899243-17-024428 · doc4.xml · derivative · entry 2 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,974 Underlying: Class A Common Stock · 311 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 22:02 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 2,299 | $12.51 | $28,760.49 |
DisclosureSEC source: 0000899243-17-024428 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,663 Underlying: Class A Common Stock · 2,299 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 19:26 UTC |
Tangen Darren J.Exec. VP - CFO
|
SaleClass A Common Stock | 200,000 | $12.42 | $2,484,840.00 |
DisclosureSEC source: 0000899243-17-023041 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 230,874 F1 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.495 and the low sales price at $12.37. F1 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.495 and the low sales price at $12.37. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 22:00 UTC |
Redington NealeChief Accounting Officer
|
GrantClass A Common Stock | 115,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-021459 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,408 F1 · kind: The acquisition represents a special retention award of Class A common stock granted by the Issuer. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 21:32 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 14,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-018492 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,364 Underlying: Class A Common Stock · 14,364 shares Expires not disclosed F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 21:28 UTC |
Schoenherr Charles WDirector
|
GrantDeferred Stock · Derivative | 14,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-018486 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,364 Underlying: Class A Common Stock · 14,364 shares Expires not disclosed F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 21:30 UTC |
PARKER GEORGE GCDirector
|
GrantClass A Common Stock | 14,364 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018489 · doc4.xml · nonDerivative · entry 1 PARKER GEORGE GC · CIK 0001190294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,658 F1 · kind: Represents the receipt of restricted common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 21:28 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 14,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-018488 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,364 Underlying: Class A Common Stock · 14,364 shares Expires not disclosed F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 21:34 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 14,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-018494 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,364 Underlying: Class A Common Stock · 14,364 shares Expires not disclosed F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 21:35 UTC |
Somers John A.Director
|
GrantDeferred Stock · Derivative | 14,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-018495 · doc4.xml · derivative · entry 2 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,364 Underlying: Class A Common Stock · 14,364 shares Expires not disclosed F2 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 01:27 UTC |
Curtin Nancy AnnDirector
|
GrantDeferred Stock · Derivative | 14,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-018485 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,364 Underlying: Class A Common Stock · 14,364 shares Expires not disclosed F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 01:28 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 14,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-018487 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,364 Underlying: Class A Common Stock · 14,364 shares Expires not disclosed F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| June 23, 2017 Filed Jul 18, 2017 21:35 UTC |
Somers John A.Director
|
Other8.50% Series F Preferred Stock | 500 | $25.00 | $12,500.00 |
DisclosureSEC source: 0000899243-17-018495 · doc4.xml · nonDerivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported securities were redeemed by the Issuer at a price equal to $25.00. Read SEC document |
| June 23, 2017 Filed Feb 14, 2018 16:52 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
Other8.50% Series F Preferred Stock | 373,784 | $25.00 | $9,344,600.00 |
DisclosureSEC source: 0000899243-18-003869 · doc5.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 0 F1 · kind: The reported securities were redeemed by the Issuer at a price equal to $25.00. F2 · ownership.nature: Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony NorthStar, Inc. and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:31 UTC |
Tangen Darren J.Exec. VP - CFO
|
SaleClass A Common Stock | 75,926 | $13.12 | $996,149.12 |
DisclosureSEC source: 0000899243-17-013390 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 430,874 F1 · shares: The disposition was made to address certain tax obligations including from vesting and/or income allocations with respect to securities owned by the reporting person in the Issuer and its operating partnership subsidiary. The dispositions were executed in a series of intraday transactions with the high sales price at $13.21 and the low sales price at $13.03. F1 · price: The disposition was made to address certain tax obligations including from vesting and/or income allocations with respect to securities owned by the reporting person in the Issuer and its operating partnership subsidiary. The dispositions were executed in a series of intraday transactions with the high sales price at $13.21 and the low sales price at $13.03. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:15 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
Disposition to issuerOP Units · Derivative | 392,044 | $12.97 | $5,084,810.68 |
DisclosureSEC source: 0000899243-17-009606 · doc4.xml · derivative · entry 6 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,336,586 Underlying: Class A Common Stock · 392,044 shares Expires not disclosed F6 · derivative.exercise_price: The OP Units were redeemed for cash, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates. F6 · derivative.exercise_date: The OP Units were redeemed for cash, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates. F6 · derivative.expiration_date: The OP Units were redeemed for cash, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates. F5 · ownership.nature: The OP Units are held by limited liability companies controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:15 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
ConversionOP Units · Derivative | 607,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009606 · doc4.xml · derivative · entry 5 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,728,630 Underlying: Class A Common Stock · 607,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The OP Units were redeemed for shares of Class A Common Stock, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates. F4 · derivative.exercise_date: The OP Units were redeemed for shares of Class A Common Stock, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates. F4 · derivative.expiration_date: The OP Units were redeemed for shares of Class A Common Stock, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates. F5 · ownership.nature: The OP Units are held by limited liability companies controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:15 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass A Common Stock | 28,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009606 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,365,490 F3 · kind: In connection with the redemption of 999,885 OP Units as reported in this Form, in accordance with the terms of the Class B Common Stock, 28,166 shares of Class B Common Stock were required to be converted to Class A Common Stock. F3 · price: In connection with the redemption of 999,885 OP Units as reported in this Form, in accordance with the terms of the Class B Common Stock, 28,166 shares of Class B Common Stock were required to be converted to Class A Common Stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:15 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass B Common Stock | 28,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009606 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 741,874 F3 · kind: In connection with the redemption of 999,885 OP Units as reported in this Form, in accordance with the terms of the Class B Common Stock, 28,166 shares of Class B Common Stock were required to be converted to Class A Common Stock. F3 · price: In connection with the redemption of 999,885 OP Units as reported in this Form, in accordance with the terms of the Class B Common Stock, 28,166 shares of Class B Common Stock were required to be converted to Class A Common Stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:15 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass A Common Stock | 607,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-009606 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,337,324 F2 · price: The disposition represents the disposition of shares of Class A Common Stock, received upon the redemption of OP units held by limited liability companies controlled by the reporting person, to members of the limited liability companies who were allocated indirect interests in the units in connection with the issuer's acquisition of substantially all of its former manager's real estate and investment management and business operations in April 2015. The OP Units were redeemed for an equal number of shares of the issuer's Class A Common Stock. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein. F2 · ownership.nature: The disposition represents the disposition of shares of Class A Common Stock, received upon the redemption of OP units held by limited liability companies controlled by the reporting person, to members of the limited liability companies who were allocated indirect interests in the units in connection with the issuer's acquisition of substantially all of its former manager's real estate and investment management and business operations in April 2015. The OP Units were redeemed for an equal number of shares of the issuer's Class A Common Stock. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.