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DBRG

DigitalBridge Group, Inc.

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4232
SEC CIK
0001679688
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2018 Filed Jan 19, 2018 14:40 UTC OtherDeferred Stock · Derivative 384 $10.36 $3,978.24
Disclosure

SEC source: 0000899243-18-001485 · doc4.xml · derivative · entry 1

Curtin Nancy Ann · CIK 0001615735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,059

Underlying: Class A Common Stock · 384 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
January 16, 2018 Filed Jan 19, 2018 14:37 UTC OtherDeferred Stock · Derivative 443 $10.36 $4,589.48
Disclosure

SEC source: 0000899243-18-001479 · doc4.xml · derivative · entry 2

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,193

Underlying: Class A Common Stock · 443 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
January 16, 2018 Filed Jan 19, 2018 14:37 UTC GrantDeferred Stock · Derivative 2,776 $10.36 $28,759.36
Disclosure

SEC source: 0000899243-18-001479 · doc4.xml · derivative · entry 1

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

Underlying: Class A Common Stock · 2,776 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 16:47 UTC
BARRACK THOMAS JRDirector · Executive Chairman
Tax withholdingClass A Common Stock 93,591 $10.99 $1,028,565.09
Disclosure

SEC source: 0000899243-18-000818 · doc4.xml · nonDerivative · entry 1

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,277,533

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 16:45 UTC
SALTZMAN RICHARD BCEO & President
Tax withholdingClass A Common Stock 75,966 $10.99 $834,866.34
Disclosure

SEC source: 0000899243-18-000813 · doc4.xml · nonDerivative · entry 1

SALTZMAN RICHARD B · CIK 0001256831 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,766,678

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 16:46 UTC
Traenkle Kevin P.Chief Investment Officer
Tax withholdingClass A Common Stock 25,543 $10.99 $280,717.57
Disclosure

SEC source: 0000899243-18-000817 · doc4.xml · nonDerivative · entry 1

Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,246

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 16:47 UTC
Hedstrom Mark M.Chief Operating Officer
Tax withholdingClass A Common Stock 22,856 $10.99 $251,187.44
Disclosure

SEC source: 0000899243-18-000819 · doc4.xml · nonDerivative · entry 1

Hedstrom Mark M. · CIK 0001472236 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,003

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 16:45 UTC
Tangen Darren J.Exec. VP - CFO
Tax withholdingClass A Common Stock 24,550 $10.99 $269,804.50
Disclosure

SEC source: 0000899243-18-000815 · doc4.xml · nonDerivative · entry 1

Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 206,324

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 16:45 UTC
Sanders Ronald M.Exec. VP - CLO & Secretary
Tax withholdingClass A Common Stock 16,583 $10.99 $182,247.17
Disclosure

SEC source: 0000899243-18-000812 · doc4.xml · nonDerivative · entry 1

Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,524

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 21:45 UTC
Redington NealeChief Accounting Officer
Tax withholdingClass A Common Stock 9,779 $10.99 $107,471.21
Disclosure

SEC source: 0000899243-18-000816 · doc4.xml · nonDerivative · entry 1

Redington Neale · CIK 0001637687 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,129

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
December 20, 2017 Filed Dec 21, 2017 23:00 UTC
Redington NealeChief Accounting Officer
SaleClass A Common Stock 12,500 $11.74 $146,750.00
Disclosure

SEC source: 0000899243-17-029404 · doc4.xml · nonDerivative · entry 1

Redington Neale · CIK 0001637687 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,908

Read SEC document
December 18, 2017 Filed Dec 18, 2017 21:03 UTC
HAMAMOTO DAVID TDirector · Executive Vice Chairman
SaleClass A Common Stock 449,780 $12.05 $5,419,309.26
Disclosure

SEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 6

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,198

F6 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975.

F6 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:03 UTC
HAMAMOTO DAVID TDirector · Executive Vice Chairman
SaleClass A Common Stock 666,169 $12.04 $8,018,476.40
Disclosure

SEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 5

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436,978

F5 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00.

F5 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:03 UTC
HAMAMOTO DAVID TDirector · Executive Vice Chairman
SaleClass A Common Stock 805,174 $12.15 $9,778,999.26
Disclosure

SEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103,147

F4 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned.

F4 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned.

F4 · balance_after: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:03 UTC
HAMAMOTO DAVID TDirector · Executive Vice Chairman
SaleClass A Common Stock 35,657 $12.13 $432,651.34
Disclosure

SEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 3

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By the David T. Hamamoto GRAT 2016-NRF

Disclosed balance after: 119,389

F3 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

F3 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

F3 · balance_after: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:03 UTC
HAMAMOTO DAVID TDirector · Executive Vice Chairman
SaleClass A Common Stock 132,199 $12.13 $1,604,063.01
Disclosure

SEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 2

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By the David T. Hamamoto GRAT 2016-NSAM

Disclosed balance after: 164,118

F2 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

F2 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

F2 · balance_after: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:03 UTC
HAMAMOTO DAVID TDirector · Executive Vice Chairman
SaleClass A Common Stock 136,930 $12.13 $1,661,467.54
Disclosure

SEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By the David T. Hamamoto GRAT 2015-NSAM

Disclosed balance after: 100,629

F1 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045.

F1 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 19:05 UTC
BARRACK THOMAS JRDirector · Executive Chairman
GiftOP Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-026875 · doc4.xml · derivative · entry 3

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,136,586

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.

F1 · kind: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock.

F2 · derivative.exercise_date: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.

F2 · derivative.expiration_date: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.

F3 · ownership.nature: The OP Units are held by limited liability companies controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 19:05 UTC
BARRACK THOMAS JRDirector · Executive Chairman
OtherClass A Common Stock 5,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-026875 · doc4.xml · nonDerivative · entry 2

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,371,124

F1 · kind: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock.

F1 · price: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 19:05 UTC
BARRACK THOMAS JRDirector · Executive Chairman
OtherClass B Common Stock 5,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-026875 · doc4.xml · nonDerivative · entry 1

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 736,240

F1 · kind: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock.

F1 · price: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:04 UTC
Metz JustinDirector
OtherDeferred Stock · Derivative 311 $12.51 $3,890.61
Disclosure

SEC source: 0000899243-17-024430 · doc4.xml · derivative · entry 2

Metz Justin · CIK 0001610863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,675

Underlying: Class A Common Stock · 311 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:04 UTC
Metz JustinDirector
GrantDeferred Stock · Derivative 1,000 $12.51 $12,510.00
Disclosure

SEC source: 0000899243-17-024430 · doc4.xml · derivative · entry 1

Metz Justin · CIK 0001610863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,364

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:00 UTC OtherDeferred Stock · Derivative 311 $12.51 $3,890.61
Disclosure

SEC source: 0000899243-17-024423 · doc4.xml · derivative · entry 1

Schoenherr Charles W · CIK 0001497786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,675

Underlying: Class A Common Stock · 311 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:02 UTC OtherDeferred Stock · Derivative 311 $12.51 $3,890.61
Disclosure

SEC source: 0000899243-17-024427 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,675

Underlying: Class A Common Stock · 311 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:02 UTC GrantDeferred Stock · Derivative 1,000 $12.51 $12,510.00
Disclosure

SEC source: 0000899243-17-024427 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,364

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:01 UTC OtherDeferred Stock · Derivative 311 $12.51 $3,890.61
Disclosure

SEC source: 0000899243-17-024426 · doc4.xml · derivative · entry 2

Steffens John · CIK 0001373619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,974

Underlying: Class A Common Stock · 311 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:01 UTC GrantDeferred Stock · Derivative 2,299 $12.51 $28,760.49
Disclosure

SEC source: 0000899243-17-024426 · doc4.xml · derivative · entry 1

Steffens John · CIK 0001373619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,663

Underlying: Class A Common Stock · 2,299 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:00 UTC OtherDeferred Stock · Derivative 311 $12.51 $3,890.61
Disclosure

SEC source: 0000899243-17-024425 · doc4.xml · derivative · entry 2

Somers John A. · CIK 0001472325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,974

Underlying: Class A Common Stock · 311 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:00 UTC GrantDeferred Stock · Derivative 2,299 $12.51 $28,760.49
Disclosure

SEC source: 0000899243-17-024425 · doc4.xml · derivative · entry 1

Somers John A. · CIK 0001472325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,663

Underlying: Class A Common Stock · 2,299 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 22:00 UTC OtherDeferred Stock · Derivative 311 $12.51 $3,890.61
Disclosure

SEC source: 0000899243-17-024424 · doc4.xml · derivative · entry 1

Curtin Nancy Ann · CIK 0001615735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,675

Underlying: Class A Common Stock · 311 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

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October 16, 2017 Filed Oct 18, 2017 22:02 UTC OtherDeferred Stock · Derivative 311 $12.51 $3,890.61
Disclosure

SEC source: 0000899243-17-024428 · doc4.xml · derivative · entry 2

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,974

Underlying: Class A Common Stock · 311 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

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October 16, 2017 Filed Oct 18, 2017 22:02 UTC GrantDeferred Stock · Derivative 2,299 $12.51 $28,760.49
Disclosure

SEC source: 0000899243-17-024428 · doc4.xml · derivative · entry 1

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,663

Underlying: Class A Common Stock · 2,299 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

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September 28, 2017 Filed Sep 29, 2017 19:26 UTC
Tangen Darren J.Exec. VP - CFO
SaleClass A Common Stock 200,000 $12.42 $2,484,840.00
Disclosure

SEC source: 0000899243-17-023041 · doc4.xml · nonDerivative · entry 1

Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 230,874

F1 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.495 and the low sales price at $12.37.

F1 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.495 and the low sales price at $12.37.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 22:00 UTC
Redington NealeChief Accounting Officer
GrantClass A Common Stock 115,830 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-021459 · doc4.xml · nonDerivative · entry 1

Redington Neale · CIK 0001637687 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,408

F1 · kind: The acquisition represents a special retention award of Class A common stock granted by the Issuer.

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July 17, 2017 Filed Jul 18, 2017 21:32 UTC
Metz JustinDirector
GrantDeferred Stock · Derivative 14,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-018492 · doc4.xml · derivative · entry 1

Metz Justin · CIK 0001610863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

Underlying: Class A Common Stock · 14,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

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July 17, 2017 Filed Jul 18, 2017 21:28 UTC GrantDeferred Stock · Derivative 14,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-018486 · doc4.xml · derivative · entry 1

Schoenherr Charles W · CIK 0001497786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

Underlying: Class A Common Stock · 14,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

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July 17, 2017 Filed Jul 18, 2017 21:30 UTC GrantClass A Common Stock 14,364 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-018489 · doc4.xml · nonDerivative · entry 1

PARKER GEORGE GC · CIK 0001190294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,658

F1 · kind: Represents the receipt of restricted common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 21:28 UTC GrantDeferred Stock · Derivative 14,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-018488 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

Underlying: Class A Common Stock · 14,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

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July 17, 2017 Filed Jul 18, 2017 21:34 UTC GrantDeferred Stock · Derivative 14,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-018494 · doc4.xml · derivative · entry 1

Steffens John · CIK 0001373619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

Underlying: Class A Common Stock · 14,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 21:35 UTC GrantDeferred Stock · Derivative 14,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-018495 · doc4.xml · derivative · entry 2

Somers John A. · CIK 0001472325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

Underlying: Class A Common Stock · 14,364 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
July 17, 2017 Filed Jul 19, 2017 01:27 UTC GrantDeferred Stock · Derivative 14,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-018485 · doc4.xml · derivative · entry 1

Curtin Nancy Ann · CIK 0001615735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

Underlying: Class A Common Stock · 14,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

Read SEC document
July 17, 2017 Filed Jul 19, 2017 01:28 UTC GrantDeferred Stock · Derivative 14,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-018487 · doc4.xml · derivative · entry 1

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

Underlying: Class A Common Stock · 14,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

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June 23, 2017 Filed Jul 18, 2017 21:35 UTC Other8.50% Series F Preferred Stock 500 $25.00 $12,500.00
Disclosure

SEC source: 0000899243-17-018495 · doc4.xml · nonDerivative · entry 1

Somers John A. · CIK 0001472325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported securities were redeemed by the Issuer at a price equal to $25.00.

Read SEC document
June 23, 2017 Filed Feb 14, 2018 16:52 UTC
BARRACK THOMAS JRDirector · Executive Chairman
Other8.50% Series F Preferred Stock 373,784 $25.00 $9,344,600.00
Disclosure

SEC source: 0000899243-18-003869 · doc5.xml · nonDerivative · entry 1

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Investment Vehicle

Disclosed balance after: 0

F1 · kind: The reported securities were redeemed by the Issuer at a price equal to $25.00.

F2 · ownership.nature: Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony NorthStar, Inc. and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.

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May 12, 2017 Filed May 16, 2017 18:31 UTC
Tangen Darren J.Exec. VP - CFO
SaleClass A Common Stock 75,926 $13.12 $996,149.12
Disclosure

SEC source: 0000899243-17-013390 · doc4.xml · nonDerivative · entry 1

Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 430,874

F1 · shares: The disposition was made to address certain tax obligations including from vesting and/or income allocations with respect to securities owned by the reporting person in the Issuer and its operating partnership subsidiary. The dispositions were executed in a series of intraday transactions with the high sales price at $13.21 and the low sales price at $13.03.

F1 · price: The disposition was made to address certain tax obligations including from vesting and/or income allocations with respect to securities owned by the reporting person in the Issuer and its operating partnership subsidiary. The dispositions were executed in a series of intraday transactions with the high sales price at $13.21 and the low sales price at $13.03.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:15 UTC
BARRACK THOMAS JRDirector · Executive Chairman
Disposition to issuerOP Units · Derivative 392,044 $12.97 $5,084,810.68
Disclosure

SEC source: 0000899243-17-009606 · doc4.xml · derivative · entry 6

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,336,586

Underlying: Class A Common Stock · 392,044 shares

Expires not disclosed

F6 · derivative.exercise_price: The OP Units were redeemed for cash, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates.

F6 · derivative.exercise_date: The OP Units were redeemed for cash, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates.

F6 · derivative.expiration_date: The OP Units were redeemed for cash, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates.

F5 · ownership.nature: The OP Units are held by limited liability companies controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:15 UTC
BARRACK THOMAS JRDirector · Executive Chairman
ConversionOP Units · Derivative 607,841 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009606 · doc4.xml · derivative · entry 5

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,728,630

Underlying: Class A Common Stock · 607,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The OP Units were redeemed for shares of Class A Common Stock, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates.

F4 · derivative.exercise_date: The OP Units were redeemed for shares of Class A Common Stock, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates.

F4 · derivative.expiration_date: The OP Units were redeemed for shares of Class A Common Stock, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates.

F5 · ownership.nature: The OP Units are held by limited liability companies controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:15 UTC
BARRACK THOMAS JRDirector · Executive Chairman
OtherClass A Common Stock 28,166 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009606 · doc4.xml · nonDerivative · entry 4

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,365,490

F3 · kind: In connection with the redemption of 999,885 OP Units as reported in this Form, in accordance with the terms of the Class B Common Stock, 28,166 shares of Class B Common Stock were required to be converted to Class A Common Stock.

F3 · price: In connection with the redemption of 999,885 OP Units as reported in this Form, in accordance with the terms of the Class B Common Stock, 28,166 shares of Class B Common Stock were required to be converted to Class A Common Stock.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:15 UTC
BARRACK THOMAS JRDirector · Executive Chairman
OtherClass B Common Stock 28,166 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009606 · doc4.xml · nonDerivative · entry 3

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 741,874

F3 · kind: In connection with the redemption of 999,885 OP Units as reported in this Form, in accordance with the terms of the Class B Common Stock, 28,166 shares of Class B Common Stock were required to be converted to Class A Common Stock.

F3 · price: In connection with the redemption of 999,885 OP Units as reported in this Form, in accordance with the terms of the Class B Common Stock, 28,166 shares of Class B Common Stock were required to be converted to Class A Common Stock.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:15 UTC
BARRACK THOMAS JRDirector · Executive Chairman
OtherClass A Common Stock 607,841 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-009606 · doc4.xml · nonDerivative · entry 2

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,337,324

F2 · price: The disposition represents the disposition of shares of Class A Common Stock, received upon the redemption of OP units held by limited liability companies controlled by the reporting person, to members of the limited liability companies who were allocated indirect interests in the units in connection with the issuer's acquisition of substantially all of its former manager's real estate and investment management and business operations in April 2015. The OP Units were redeemed for an equal number of shares of the issuer's Class A Common Stock. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The disposition represents the disposition of shares of Class A Common Stock, received upon the redemption of OP units held by limited liability companies controlled by the reporting person, to members of the limited liability companies who were allocated indirect interests in the units in connection with the issuer's acquisition of substantially all of its former manager's real estate and investment management and business operations in April 2015. The OP Units were redeemed for an equal number of shares of the issuer's Class A Common Stock. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.