Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrightSpire Capital, Inc.CLNC · Entity 5357 | CHIEF FINANCIAL OFFICER | November 12, 2019 | November 13, 2019 |
| DigitalBridge Group, Inc.CLNY · Entity 4232 | Chief Accounting Officer | August 31, 2020 | September 02, 2020 |
| NorthStar Healthcare Income, Inc.NONE · Entity 78711 | Chief Financial Officer | April 13, 2021 | April 15, 2021 |
| REALTY INCOME CORPO · Entity 3009 | See Remarks | June 27, 2026 | June 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrightSpire Capital, Inc.
Report date November 12, 2019 · Filed November 13, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 49,336 |
Reported balance
After 2019-11-12 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-11-12 · Purchase · Acquired 4,250 · Balance 49,336 F1: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person. F2: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.51 to $11.82.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person.
F2: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.51 to $11.82.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price.
DigitalBridge Group, Inc.
Report date August 31, 2020 · Filed September 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 356,401 |
Reported balance
After 2020-08-31 transaction · row 1
1 source rowRow 1 · 2020-08-31 · Tax withholding · Disposed 51,004 · Balance 356,401 F1: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.
NorthStar Healthcare Income, Inc.
Report date April 13, 2021 · Filed April 15, 2021
This filing explicitly reported no securities owned.
REALTY INCOME CORP
Report date June 27, 2026 · Filed June 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,618 |
Reported balance
After 2026-06-27 transaction · row 1
1 source rowRow 1 · 2026-06-27 · Tax withholding · Disposed 240 · Balance 23,618 F1: Represents shares automatically withheld upon the issuance of 477 shares of common stock on June 27, 2026, which amount is determined based upon the greater of such holder's minimum required tax withholding rate or the highest withholding rate permitted under the rules of the applicable taxing authority for tax withholding. F2: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on June 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares automatically withheld upon the issuance of 477 shares of common stock on June 27, 2026, which amount is determined based upon the greater of such holder's minimum required tax withholding rate or the highest withholding rate permitted under the rules of the applicable taxing authority for tax withholding.
F2: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on June 26, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Colony Capital, Inc.
Report date January 10, 2017 · Filed January 12, 2017
Section 16 reporting ended · disclosed 2017-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-01-10 transaction · row 1
1 source rowRow 1 · 2017-01-10 · Disposition to issuer · Disposed 51,968 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc. ("Colony"), NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of Colony into Colony NorthStar ("Merger"), each share of Colony class A common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class A common stock, which converted shares of Colony NorthStar class A common stock shall be timely reported in accordance with Section 16 of the Securities Exchange Act of 1934, as amended. F2: On the effective date of the Merger, the closing price of Colony's class A common stock was $21.52 per share, and the closing price of Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. |
| OP UnitsSEC Table II · derivative / convertible security | IndirectSee footnote | 9,217 |
Reported balance
Holding disclosure · report date 2017-01-10 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 9,217 F3: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates. F4: These units are held by LLCs controlled by Thomas J. Barrack, Jr. The amount represents the portion of the units allocated to the reporting person with respect to which the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the common shares or cash received upon such redemption. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc. ("Colony"), NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of Colony into Colony NorthStar ("Merger"), each share of Colony class A common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class A common stock, which converted shares of Colony NorthStar class A common stock shall be timely reported in accordance with Section 16 of the Securities Exchange Act of 1934, as amended.
F2: On the effective date of the Merger, the closing price of Colony's class A common stock was $21.52 per share, and the closing price of Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share.
F3: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.
F4: These units are held by LLCs controlled by Thomas J. Barrack, Jr. The amount represents the portion of the units allocated to the reporting person with respect to which the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the common shares or cash received upon such redemption.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2026 Filed Jun 30, 2026 22:34 UTC | REALTY INCOME CORP O · Entity 3009 | Tax withholdingCommon Stock | 240 | $63.12 | $15,148.80 |
DisclosureSEC source: 0001628280-26-046325 · wk-form4_1782858890.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,618 F1 · shares: Represents shares automatically withheld upon the issuance of 477 shares of common stock on June 27, 2026, which amount is determined based upon the greater of such holder's minimum required tax withholding rate or the highest withholding rate permitted under the rules of the applicable taxing authority for tax withholding. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on June 26, 2026. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 00:20 UTC | REALTY INCOME CORP O · Entity 3009 | GrantCommon Stock | 10,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001637687-26-000004 · wk-form4_1771546854.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,858 F1 · shares: Restricted Stock Units granted through an incentive plan; no consideration was paid. Shares vest ratably over four years. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:54 UTC | REALTY INCOME CORP O · Entity 3009 | Tax withholdingCommon Stock | 337 | $65.66 | $22,127.42 |
DisclosureSEC source: 0001637687-26-000002 · wk-form4_1771455285.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,105 F1 · shares: Represents shares issued and automatically withheld to satisfy employment taxes and related tax withholding obligations upon the vesting of 2,942 shares of common stock on February 15, 2026 which have been deferred under the Issuer's Deferred Compensation Plan. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 13, 2026. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 21:17 UTC | REALTY INCOME CORP O · Entity 3009 | Tax withholdingCommon Stock | 244 | $57.03 | $13,915.32 |
DisclosureSEC source: 0000726728-25-000121 · wk-form4_1751404671.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,442 F1 · shares: Represents shares automatically withheld upon the issuance of 477 shares of common stock on June 27, 2025, which amount is determined based upon the greater of such holder's minimum required tax withholding rate or the highest withholding rate permitted under the rules of the applicable taxing authority for tax withholding. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on June 27, 2025. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:21 UTC | REALTY INCOME CORP O · Entity 3009 | GrantCommon Stock | 11,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000726728-25-000040 · wk-form4_1740097297.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,686 F1 · shares: Restricted Stock Units granted through an incentive plan; no consideration was paid. Shares vest ratably over four years. Read SEC document |
| June 27, 2024 Filed Jul 1, 2024 20:39 UTC | REALTY INCOME CORP O · Entity 3009 | GrantCommon Stock | 1,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000726728-24-000109 · wk-form4_1719866368.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,917 F1 · shares: Shares granted through an incentive plan; no consideration was paid. Shares vest ratably over four years. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:32 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | Tax withholdingClass A Common Stock | 51,004 | $2.89 | $147,401.56 |
DisclosureSEC source: 0000899243-20-024002 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,401 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:30 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | GrantClass A Common Stock | 108,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008846 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,405 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2021, March 15, 2022 and March 15, 2023. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 22:06 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | Tax withholdingClass A Common Stock | 3,642 | $4.74 | $17,263.08 |
DisclosureSEC source: 0000899243-20-000841 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,380 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 23:42 UTC | BrightSpire Capital, Inc. CLNC · Entity 5357 | GrantClass A Common Stock | 4,250 | $11.64 | $49,470.00 |
DisclosureSEC source: 0001415889-19-001284 · form4-11122019_031141.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,336 F1 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.51 to $11.82.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 21:32 UTC Amendment | BrightSpire Capital, Inc. CLNC · Entity 5357 | PurchaseClass A Common Stock | 4,250 | $11.64 | $49,470.00 |
DisclosureSEC source: 0001415889-19-001297 · form4a-11132019_011132.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,336 F1 · kind: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person. F2 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.51 to $11.82.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| March 15, 2019 Filed Mar 16, 2019 01:25 UTC | BrightSpire Capital, Inc. CLNC · Entity 5357 | GrantClass A Common Stock | 33,868 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008039 · doc4.xml · nonDerivative · entry 2 Redington Neale · CIK 0001637687 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,086 F2 · kind: The shares of Issuer's Class A common stock ("Common Stock") awarded will vest ratably in three annual installments beginning on March 15, 2019. The acquisition represents the receipt of Common Stock granted by the Issuer for services provided to the Issuer and the Issuer's external manager. Read SEC document |
| March 15, 2019 Filed Mar 16, 2019 01:25 UTC | BrightSpire Capital, Inc. CLNC · Entity 5357 | Tax withholdingClass A Common Stock | 1,290 | $15.51 | $20,007.90 |
DisclosureSEC source: 0000899243-19-008039 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,218 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:05 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | GrantClass A Common Stock | 107,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008208 · doc4.xml · nonDerivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,022 F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, 13,665 of which vest annually in three equal installments on March 16, 2020, March 15, 2021 and March 15, 2022, and 93,985 of which vest on March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:05 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | Tax withholdingClass A Common Stock | 4,510 | $5.36 | $24,173.60 |
DisclosureSEC source: 0000899243-19-008208 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,372 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:16 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | Tax withholdingClass A Common Stock | 7,022 | $4.88 | $34,267.36 |
DisclosureSEC source: 0000899243-19-000765 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,882 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 23:00 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | SaleClass A Common Stock | 14,650 | $6.00 | $87,900.00 |
DisclosureSEC source: 0000899243-18-030430 · doc4.xml · nonDerivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,904 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 23:00 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | SaleClass A Common Stock | 350 | $6.01 | $2,101.75 |
DisclosureSEC source: 0000899243-18-030430 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,554 Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:02 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | OtherOP Units · Derivative | 1,678 | $6.09 | $10,219.02 |
DisclosureSEC source: 0000899243-18-022219 · doc4.xml · derivative · entry 4 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 1,678 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:02 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | OtherOP Units · Derivative | 1,676 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022219 · doc4.xml · derivative · entry 3 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,678 Underlying: Class A Common Stock · 1,676 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:02 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | GrantOP Units · Derivative | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022219 · doc4.xml · derivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,354 Underlying: Class A Common Stock · 3,354 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were acquired in connection with contingent consideration paid in the issuer's predecessor's acquisition of substantially all of its former manager in April 2015, and were allocated to the reporting person. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:02 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | OtherClass A Common Stock | 1,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022219 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,904 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherOP Units · Derivative | 3,379 | $5.71 | $19,294.09 |
DisclosureSEC source: 0000899243-18-009474 · doc4.xml · derivative · entry 3 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 3,379 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherOP Units · Derivative | 3,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009474 · doc4.xml · derivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,379 Underlying: Class A Common Stock · 3,379 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherClass A Common Stock | 3,379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009474 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,228 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:00 UTC | BrightSpire Capital, Inc. CLNC · Entity 5357 | GrantClass A Common Stock | 12,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000403 · form4-03162018_070335.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,508 F1 · kind: The shares of Issuer's Class A common stock ("Common Stock") awarded will vest ratably in three annual installments beginning on March 15, 2018. The acquisition represents the receipt of Common Stock granted by the Issuer for services provided to the Issuer and the Issuer's external manager. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 23:02 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 43,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008045 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,849 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments beginning on March 15, 2019. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:45 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | Tax withholdingClass A Common Stock | 9,779 | $10.99 | $107,471.21 |
DisclosureSEC source: 0000899243-18-000816 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,129 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:00 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | SaleClass A Common Stock | 12,500 | $11.74 | $146,750.00 |
DisclosureSEC source: 0000899243-17-029404 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,908 Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 22:00 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 115,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-021459 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,408 F1 · kind: The acquisition represents a special retention award of Class A common stock granted by the Issuer. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 01:17 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherOP Units · Derivative | 3,379 | $12.97 | $43,825.63 |
DisclosureSEC source: 0000899243-17-009608 · doc4.xml · derivative · entry 3 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,758 Underlying: Class A Common Stock · 3,379 shares Expires not disclosed F3 · derivative.exercise_price: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for cash, at the discretion of the issuer, and the reporting person received cash as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F3 · derivative.exercise_date: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for cash, at the discretion of the issuer, and the reporting person received cash as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F3 · derivative.expiration_date: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for cash, at the discretion of the issuer, and the reporting person received cash as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F3 · ownership.nature: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for cash, at the discretion of the issuer, and the reporting person received cash as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 01:17 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherOP Units · Derivative | 3,378 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009608 · doc4.xml · derivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,137 Underlying: Class A Common Stock · 3,378 shares Expires not disclosed F2 · derivative.exercise_price: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for shares of Class A Common Stock, at the discretion of the issuer, and the reporting person received shares of Class A Common Stock as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F2 · derivative.exercise_date: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for shares of Class A Common Stock, at the discretion of the issuer, and the reporting person received shares of Class A Common Stock as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F2 · derivative.expiration_date: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for shares of Class A Common Stock, at the discretion of the issuer, and the reporting person received shares of Class A Common Stock as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F2 · ownership.nature: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for shares of Class A Common Stock, at the discretion of the issuer, and the reporting person received shares of Class A Common Stock as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 01:17 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherClass A Common Stock | 3,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-009608 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,578 F1 · price: The acquisition represents the acquisition of shares of Class A Common Stock by the reporting person as a distribution from limited liability companies ("LLCs") controlled by Thomas J. Barrack, Jr., which shares were received by such LLCs upon redemption of OP Units, which were allocated to the reporting person pursuant to the operating agreements of the LLCs. The OP Units were redeemed for an equal number of shares of the issuer's Class A Common Stock. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:46 UTC | Colony Capital, Inc. CLNY · Entity 179683 | Disposition to issuerClass A Common Stock | 51,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000125 · edgar.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc. ("Colony"), NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of Colony into Colony NorthStar ("Merger"), each share of Colony class A common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class A common stock, which converted shares of Colony NorthStar class A common stock shall be timely reported in accordance with Section 16 of the Securities Exchange Act of 1934, as amended. F2 · price: On the effective date of the Merger, the closing price of Colony's class A common stock was $21.52 per share, and the closing price of Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 21:36 UTC | Colony Capital, Inc. CLNY · Entity 179683 | Tax withholdingClass A Common Stock | 5,283 | $20.25 | $106,980.75 |
DisclosureSEC source: 0001123292-17-000012 · edgar.xml · nonDerivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,968 F2 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 21:36 UTC | Colony Capital, Inc. CLNY · Entity 179683 | GrantClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000012 · edgar.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,251 F1 · kind: The acquisition represents the receipt of Class A common stock granted by the Issuer for services provided by Mr. Redington to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.