CROCKER DOUGLAS II

SEC source: 0001209191-23-057723 · doc4.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,147

F1 · shares: The common shares were sold by the reporting person for tax and estate planning purposes.

F2 · price: These shares were sold in 225 separate sales transactions at a weighted average sales price of $15.87. The actual price at which these shares were sold ranges from $15.81 to $15.91 per share. Mr. Crocker will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full, detailed information regarding the number of shares sold at each separate price.

F3 · balance_after: The common shares are held under the Douglas Crocker II Trust, a revocable trust for which Mr. Crocker and his wife are the trustees and Mr. Crocker is the sole beneficiary.

F4 · balance_after: After giving effect to the sale, Mr. Crocker continues to comply with the Company's share ownership guidelines with respect to non-employee trustees.

SEC source: 0001209191-23-033327 · doc4.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,397

F1 · price: These shares were acquired in several separate transactions at a weighted average price of $12.90. The actual price at which these shares were acquired range from $12.85 to $12.97 per share. Mr. Crocker will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full, detailed information regarding the number of shares acquired at each separate price.

SEC source: 0001209191-23-027657 · doc4.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,147

F1 · shares: This grant was awarded in connection with the payment of annual Trustee fees. These shares shall vest according to the following schedule: one-third shall vest on May 9, 2024, one-third shall vest on May 9, 2025 and the remaining third shall vest on May 9, 2026, pursuant to the Trust Compensation Plan.

F2 · balance_after: Includes 586 shares earned under the Company's deferred compensation plan that were not previously reported.

SEC source: 0001209191-22-027365 · doc4.xml · derivative · entry 3

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,134

Underlying: Common Shares of Beneficial Interest · 395 shares

Expires not disclosed

F4 · derivative.exercise_date: This grant was awarded in connection with the payment of annual Trustee fees. Trustees have the option to convert all or part of any cash payment due to them under the Trust Compensation Plan to restricted limited partnership units in Acadia Realty Limited Partnership (LTIP Units) with a vesting period of one year at a 10% discount to the preceding 20-day average share price from the date of issuance. These LTIP Units reflect the portion of Mr. Crocker's cash compensation that he elected to receive in LTIP Units and represent the number of LTIP Units he was entitled to receive after giving effect to the 10% discount. These LTIP Units shall vest on May 9, 2023. There is no expiration date for the conversion of LTIP Units.

F4 · derivative.expiration_date: This grant was awarded in connection with the payment of annual Trustee fees. Trustees have the option to convert all or part of any cash payment due to them under the Trust Compensation Plan to restricted limited partnership units in Acadia Realty Limited Partnership (LTIP Units) with a vesting period of one year at a 10% discount to the preceding 20-day average share price from the date of issuance. These LTIP Units reflect the portion of Mr. Crocker's cash compensation that he elected to receive in LTIP Units and represent the number of LTIP Units he was entitled to receive after giving effect to the 10% discount. These LTIP Units shall vest on May 9, 2023. There is no expiration date for the conversion of LTIP Units.

SEC source: 0001209191-22-027365 · doc4.xml · nonDerivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,053

F3 · shares: This grant was awarded in connection with the payment of annual Trustee fees. These shares shall vest according to the following schedule: one-third shall vest on May 9, 2023, one-third shall vest on May 9, 2024 and the remaining third shall vest on May 9, 2025, pursuant to the Trust Compensation Plan.

SEC source: 0001209191-22-027365 · doc4.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,316

F1 · shares: This grant was awarded in connection with the payment of annual Trustee fees. Trustees have the option to convert all or part of any cash payment due to them under the Trust Compensation Plan to Common Shares with a vesting period of one year at a 10% discount to the preceding 20-day average share price from the date of issuance. These shares reflect the portion of Mr. Crocker's cash compensation that he elected to receive in shares and represent the number of shares he was entitled to receive after giving effect to the 10% discount. Of these, Mr. Crocker elected to have 247 credit to his deferred account pursuant to the Issuer's Deferred Compensation Plan. These shares shall vest on May 9, 2023.

F2 · balance_after: Includes 569 of phantom shares related to dividends earned by Mr. Crocker under the deferred compensation plan that were not previously reported. Under the deferred compensation plan, such dividends are required to be credited as additional phantom shares.

SEC source: 0001209191-21-030889 · doc4.xml · nonDerivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,760

F3 · shares: This grant was awarded in connection with the payment of annual Trustee fees. These shares shall vest according to the following schedule: one-third shall vest on May 9, 2022, one-third shall vest on May 9, 2023 and the remaining third shall vest on May 9, 2024, pursuant to the Trust Compensation Plan.

SEC source: 0001209191-21-030889 · doc4.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,887

F1 · shares: This grant was awarded in connection with the payment of annual Trustee fees. Trustees have the option to convert all or part of any cash payment due to them under the Trust Compensation Plan to Common Shares with a vesting period of one year at a 10% discount to the preceding 20-day average share price from the date of issuance. These shares reflect the portion of Mr. Crocker's cash compensation that he elected to receive in shares and represent the number of shares he was entitled to receive after giving effect to the 10% discount. Of these, Mr. Crocker elected to have 203 credit to his deferred account pursuant to the Issuer's Deferred Compensation Plan. These shares shall vest on May 9, 2022.

F2 · balance_after: Includes 80 shares earned under the Company's deferred compensation plan that were not previously reported.

SEC source: 0000899243-20-028620 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,154

Underlying: Class A Common Stock · 2,420 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-20-019558 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,734

Underlying: Class A Common Stock · 3,151 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0001209191-20-027676 · doc4.xml · nonDerivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,995

F3 · shares: This grant was awarded in connection with the payment of annual Trustee fees. These shares shall vest according to the following schedule: one-third shall vest on May 9, 2021, one-third shall vest on May 9, 2022 and the remaining third shall vest on May 9, 2023, pursuant to the Trust Compensation Plan.

SEC source: 0001209191-20-027676 · doc4.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,599

F1 · shares: This grant was awarded in connection with the payment of annual Trustee fees. Trustees have the option to convert all or part of any cash payment due to them under the Trust Compensation Plan to Common Shares with a vesting period of one year at a 10% discount to the preceding 20-day average share price from the date of issuance. These shares reflect the portion of Mr. Crocker's cash compensation that he elected to receive in shares and represent the number of shares he was entitled to receive after giving effect to the 10% discount. Of these, Mr. Crocker elected to have 262 credit to his deferred account pursuant to the Issuer's Deferred Compensation Plan. These shares shall vest on May 9, 2021.

F2 · balance_after: Includes 646 shares earned under the Company's deferred compensation plan that were not previously reported.

SEC source: 0000899243-20-012641 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,583

Underlying: Class A Common Stock · 40,610 shares

Expires not disclosed

F2 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer 50% of the equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors.

F3 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2021. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date, multiplied by 50%.

F3 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2021. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date, multiplied by 50%.

F3 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2021. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date, multiplied by 50%.

F3 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2021. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date, multiplied by 50%.

SEC source: 0000899243-20-012641 · doc4.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,609

F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 7, 2021. The amount of restricted shares was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date, multiplied by 50%, which is the portion the reporting person elected to defer. See footnotes 2 and 3.

SEC source: 0000899243-20-010918 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,973

Underlying: Class A Common Stock · 5,373 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 1,771 of which is scheduled to vest on May 9, 2020.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-20-010918 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,600

Underlying: Class A Common Stock · 3,555 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-20-001386 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,045

Underlying: Class A Common Stock · 2,203 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 745 of which is scheduled to vest on May 9, 2020.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-20-001386 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,842

Underlying: Class A Common Stock · 2,546 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-19-025713 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,296

Underlying: Class A Common Stock · 1,897 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 657 of which is scheduled to vest on May 9, 2020.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-19-025713 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,399

Underlying: Class A Common Stock · 2,290 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-19-019801 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,109

Underlying: Class A Common Stock · 1,950 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 693 of which is scheduled to vest on May 9, 2020.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-19-019801 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,159

Underlying: Class A Common Stock · 2,471 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0001209191-19-028913 · doc4.xml · derivative · entry 4

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,739

Underlying: Common Shares of Beneficial Interest - $.001 Par Value · 888 shares

Expires not disclosed

F4 · derivative.exercise_date: This grant was awarded in connection with the payment of annual Trustee fees. These LTIP Units shall vest according to the following schedule: one-third shall vest on May 9, 2020, one-third shall vest on May 9, 2021 and the remaining third shall vest on May 9, 2022, pursuant to the Trust Compensation Plan. There is no expiration date for the conversion of LTIP Units.

F4 · derivative.expiration_date: This grant was awarded in connection with the payment of annual Trustee fees. These LTIP Units shall vest according to the following schedule: one-third shall vest on May 9, 2020, one-third shall vest on May 9, 2021 and the remaining third shall vest on May 9, 2022, pursuant to the Trust Compensation Plan. There is no expiration date for the conversion of LTIP Units.

SEC source: 0001209191-19-028913 · doc4.xml · derivative · entry 3

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,851

Underlying: Common Shares of Beneficial Interest - $.001 Par Value · 444 shares

Expires not disclosed

F3 · derivative.exercise_date: This grant was awarded in connection with the payment of annual Trustee fees. Trustees have the option to convert all or part of any cash payment due to them under the Trust Compensation Plan to restricted limited partnership units in Acadia Realty Limited Partnership (LTIP Units) with a vesting period of one year at a 10% discount to the preceding 20-day average share price from the date of issuance. These LTIP Units reflect the portion of Mr. Crocker's cash compensation that he elected to receive in LTIP Units and represent the number of LTIP Units he was entitled to receive after giving effect to the 10% discount. These LTIP Units shall vest on May 9, 2020. There is no expiration date for the conversion of LTIP Units.

F3 · derivative.expiration_date: This grant was awarded in connection with the payment of annual Trustee fees. Trustees have the option to convert all or part of any cash payment due to them under the Trust Compensation Plan to restricted limited partnership units in Acadia Realty Limited Partnership (LTIP Units) with a vesting period of one year at a 10% discount to the preceding 20-day average share price from the date of issuance. These LTIP Units reflect the portion of Mr. Crocker's cash compensation that he elected to receive in LTIP Units and represent the number of LTIP Units he was entitled to receive after giving effect to the 10% discount. These LTIP Units shall vest on May 9, 2020. There is no expiration date for the conversion of LTIP Units.

SEC source: 0001209191-19-028913 · doc4.xml · nonDerivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,987

F2 · shares: This grant was awarded in connection with the payment of annual Trustee fees. These shares shall vest according to the following schedule: one-third shall vest on May 9, 2020, one-third shall vest on May 9, 2021 and the remaining third shall vest on May 9, 2022, pursuant to the Trust Compensation Plan.

SEC source: 0001209191-19-028913 · doc4.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,323

F1 · shares: This grant was awarded in connection with the payment of annual Trustee fees. Trustees have the option to convert all or part of any cash payment due to them under the Trust Compensation Plan to Common Shares with a vesting period of one year at a 10% discount to the preceding 20-day average share price from the date of issuance. These shares reflect the portion of Mr. Crocker's cash compensation that he elected to receive in shares and represent the number of shares he was entitled to receive after giving effect to the 10% discount. These shares shall vest on May 9, 2020.

SEC source: 0000899243-19-013291 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,688

Underlying: Class A Common Stock · 31,873 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-19-010785 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,815

Underlying: Class A Common Stock · 1,107 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-19-010785 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,708

Underlying: Class A Common Stock · 2,311 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-19-001393 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,397

Underlying: Class A Common Stock · 1,011 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-19-001393 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,386

Underlying: Class A Common Stock · 2,245 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-18-026885 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,141

Underlying: Class A Common Stock · 966 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-18-026885 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,175

Underlying: Class A Common Stock · 2,290 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-18-020142 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,885

Underlying: Class A Common Stock · 802 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-18-020142 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,083

Underlying: Class A Common Stock · 2,020 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899629-18-000044 · wf-form4_152598523092923.xml · nonDerivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,287

F2 · shares: This grant was awarded in connection with the payment of annual Trustee fees. These shares shall vest according to the following schedule: one-third shall vest on May 9, 2019, one-third shall vest on May 9, 2020 and the remaining third shall vest on May 9, 2021, pursuant to the Trust Compensation Plan.

F3 · balance_after: This number represents the total number of Common Shares now held by Mr. Crocker.

SEC source: 0000899629-18-000044 · wf-form4_152598523092923.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,896

F1 · shares: This grant was awarded in connection with the payment of annual Trustee fees. Trustees have the option to convert all or part of any cash payment due to them under the Trust Compensation Plan to Common Shares with a vesting period of one year at a 10% discount to the preceding 20-day average share price from the date of issuance. These shares reflect the portion of Mr. Crocker's cash compensation that he elected to receive in shares and represent the number of shares he was entitled to receive after giving effect to the 10% discount. These shares shall vest on May 9, 2018.

SEC source: 0000899243-18-012726 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,063

Underlying: Class A Common Stock · 25,197 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer.

F2 · price: The Deferred Stock was granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The Deferred Stock is scheduled to vest on May 10, 2019.The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F1 · derivative.exercise_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-18-010370 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,866

Underlying: Class A Common Stock · 341 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-18-010370 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,525

Underlying: Class A Common Stock · 2,233 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-18-001475 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,292

Underlying: Class A Common Stock · 410 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-18-001475 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,882

Underlying: Class A Common Stock · 1,207 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-17-024427 · doc4.xml · derivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,675

Underlying: Class A Common Stock · 311 shares

Expires not disclosed

F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-17-024427 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,364

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0001104659-17-052713 · a4.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to an Agreement and Plan of Merger, dated May 7, 2017 (the "Merger Agreement"), by and among Sabra Health Care REIT, Inc., a Maryland corporation ("Sabra"), Sabra Health Care Limited Partnership, a Delaware limited partnership, PR Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Sabra, Care Capital Properties, Inc., a Delaware corporation (the "Issuer"), and Care Capital Properties, LP, a Delaware limited partnership, each outstanding share of the Issuer's common stock on August 17, 2017 was exchanged for the right to receive 1.123 newly issued shares of Sabra's common stock, subject to certain adjustments as set forth in the Merger Agreement. The closing price of shares of Sabra's common stock on August 16, 2017 was $21.72 per share.

F1 · price: Pursuant to an Agreement and Plan of Merger, dated May 7, 2017 (the "Merger Agreement"), by and among Sabra Health Care REIT, Inc., a Maryland corporation ("Sabra"), Sabra Health Care Limited Partnership, a Delaware limited partnership, PR Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Sabra, Care Capital Properties, Inc., a Delaware corporation (the "Issuer"), and Care Capital Properties, LP, a Delaware limited partnership, each outstanding share of the Issuer's common stock on August 17, 2017 was exchanged for the right to receive 1.123 newly issued shares of Sabra's common stock, subject to certain adjustments as set forth in the Merger Agreement. The closing price of shares of Sabra's common stock on August 16, 2017 was $21.72 per share.

SEC source: 0001639947-17-000074 · wf-form4_150162211169693.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,403.775

F1 · shares: Common Stock in the form of units granted under the Care Capital Properties, Inc. Non-Employee Director Deferred Stock Compensation Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.

SEC source: 0000899243-17-018488 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

Underlying: Class A Common Stock · 14,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · price: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.exercise_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F1 · derivative.expiration_date: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0001639947-17-000069 · wf-form4_149910243944090.xml · nonDerivative · entry 2

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,341.868

F2 · shares: Common Stock in the form of units granted under the Plan in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.

SEC source: 0001639947-17-000069 · wf-form4_149910243944090.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,162.093

F1 · shares: Common Stock in the form of units granted under the Care Capital Properties, Inc. Non-Employee Director Deferred Stock Compensation Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.

SEC source: 0001639947-17-000065 · wf-form4_149799671861116.xml · nonDerivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,105.553

F1 · shares: Common Stock in the form of units granted under the Care Capital Properties, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.