Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrightSpire Capital, Inc.CLNC · Entity 5357 | Director | April 20, 2020 | April 21, 2020 |
| DigitalBridge Group, Inc.CLNY · Entity 4232 | President | March 16, 2020 | March 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrightSpire Capital, Inc.
Report date April 20, 2020 · Filed April 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 138,995 |
Reported balance
After 2020-04-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-04-20 · Tax withholding · Disposed 16,764 · Balance 138,995 F1: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.
DigitalBridge Group, Inc.
Report date March 16, 2020 · Filed March 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 1,317,787 |
Reported balance
After 2020-03-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-16 · Grant · Acquired 339,506 · Balance 1,317,787 F1: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2021, March 15, 2022 and March 15, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2021, March 15, 2022 and March 15, 2023.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALPINE SUMMIT ENERGY PARTNERS, INC.
Report date March 02, 2023 · Filed April 11, 2023
Section 16 reporting ended · disclosed 2023-04-11. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Colony Capital, Inc.
Report date January 10, 2017 · Filed January 12, 2017
Section 16 reporting ended · disclosed 2017-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2017-01-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-01-10 · Disposition to issuer · Disposed 283,589 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc. ("Colony"), NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of Colony into Colony NorthStar ("Merger"), each share of Colony class A common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class A common stock; which converted shares of Colony NorthStar class A common stock shall be timely reported in accordance with Section 16 of the Securities Exchnge Act of 1934, as amended. [footnote continued] F2: [footnote continued] Total number of shares disposed includes 1,534 shares previously acquired by the Company's dividend reinvestment program. F3: On the effective date of the Merger, the closing price of Colony's class A common stock was $21.52 per share, and the closing price of Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. |
| OP UnitsSEC Table II · derivative / convertible security | IndirectSee footnote. | 248,179 |
Reported balance
Holding disclosure · report date 2017-01-10 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 248,179 F4: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates. F5: These units are held by LLCs controlled by Thomas J. Barrack, Jr. The amount represents the portion of the units allocated to the reporting person with respect to which the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the Class A common shares or cash received upon such redemption. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc. ("Colony"), NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of Colony into Colony NorthStar ("Merger"), each share of Colony class A common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class A common stock; which converted shares of Colony NorthStar class A common stock shall be timely reported in accordance with Section 16 of the Securities Exchnge Act of 1934, as amended. [footnote continued]
F2: [footnote continued] Total number of shares disposed includes 1,534 shares previously acquired by the Company's dividend reinvestment program.
F3: On the effective date of the Merger, the closing price of Colony's class A common stock was $21.52 per share, and the closing price of Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share.
F4: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.
F5: These units are held by LLCs controlled by Thomas J. Barrack, Jr. The amount represents the portion of the units allocated to the reporting person with respect to which the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the Class A common shares or cash received upon such redemption.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2020 Filed Apr 21, 2020 21:21 UTC | BrightSpire Capital, Inc. CLNC · Entity 5357 | Tax withholdingClass A Common Stock | 16,764 | $4.08 | $68,397.12 |
DisclosureSEC source: 0000899243-20-011103 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 138,995 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:30 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | GrantClass A Common Stock | 339,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008849 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,317,787 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2021, March 15, 2022 and March 15, 2023. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 17:03 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | Tax withholdingClass A Common Stock | 9,336 | $4.74 | $44,252.64 |
DisclosureSEC source: 0000899243-20-000835 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 978,281 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 18:43 UTC | BrightSpire Capital, Inc. CLNC · Entity 5357 | GrantClass A Common Stock | 90,000 | $11.72 | $1,054,800.00 |
DisclosureSEC source: 0001415889-19-001285 · form4-11122019_031110.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 155,759 F1 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.59 to $11.85.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 16:33 UTC Amendment | BrightSpire Capital, Inc. CLNC · Entity 5357 | PurchaseClass A Common Stock | 90,000 | $11.72 | $1,054,800.00 |
DisclosureSEC source: 0001415889-19-001299 · form4a-11132019_011127.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 155,759 F1 · kind: The securities were acquired in open market purchases by the reporting person. The Transaction Code is amended to a "P", from the earlier stated Transaction Code "A" on the initial Form 4 filed by the reporting person. F2 · price: The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices for the transactions on November 12, 2019 ranged from$11.59 to $11.85.The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 21:21 UTC | BrightSpire Capital, Inc. CLNC · Entity 5357 | GrantClass A Common Stock | 38,822 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008033 · doc4.xml · nonDerivative · entry 2 Tangen Darren J. · CIK 0001472235 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 65,759 F2 · kind: The shares of Issuer's Class A common stock ("Common Stock") awarded will vest ratably in three annual installments beginning on March 15, 2019. The acquisition represents the receipt of Common Stock granted by the Issuer for services provided to the Issuer's external manager. Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 21:21 UTC | BrightSpire Capital, Inc. CLNC · Entity 5357 | Tax withholdingClass A Common Stock | 4,872 | $15.51 | $75,564.72 |
DisclosureSEC source: 0000899243-19-008033 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 26,937 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:00 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | GrantClass A Common Stock | 159,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008191 · doc4.xml · nonDerivative · entry 2 Tangen Darren J. · CIK 0001472235 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 987,617 F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 16, 2020, March 15, 2021 and March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:00 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | Tax withholdingClass A Common Stock | 14,485 | $5.36 | $77,639.60 |
DisclosureSEC source: 0000899243-19-008191 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 828,327 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:14 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | Tax withholdingClass A Common Stock | 16,522 | $4.88 | $80,627.36 |
DisclosureSEC source: 0000899243-19-000762 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 842,812 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | OtherOP Units · Derivative | 45,165 | $6.09 | $275,054.85 |
DisclosureSEC source: 0000899243-18-022217 · doc4.xml · derivative · entry 4 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 45,165 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | OtherOP Units · Derivative | 45,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022217 · doc4.xml · derivative · entry 3 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 45,165 Underlying: Class A Common Stock · 45,164 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | GrantOP Units · Derivative | 90,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022217 · doc4.xml · derivative · entry 2 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 90,329 Underlying: Class A Common Stock · 90,329 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were acquired in connection with contingent consideration paid in the issuer's predecessor's acquisition of substantially all of its former manager in April 2015, and were allocated to the reporting person. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC | DigitalBridge Group, Inc. CLNY · Entity 4232 | OtherClass A Common Stock | 45,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022217 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 859,334 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:00 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherOP Units · Derivative | 90,977 | $5.71 | $519,478.67 |
DisclosureSEC source: 0000899243-18-009476 · doc4.xml · derivative · entry 3 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 90,977 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:00 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherOP Units · Derivative | 90,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009476 · doc4.xml · derivative · entry 2 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 90,977 Underlying: Class A Common Stock · 90,976 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:00 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherClass A Common Stock | 90,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009476 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 814,170 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 19:00 UTC | BrightSpire Capital, Inc. CLNC · Entity 5357 | GrantClass A Common Stock | 31,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000402 · form4-03162018_070331.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 31,809 F1 · kind: The shares of Issuer's Class A common stock ("Common Stock") awarded will vest ratably in three annual installments beginning on March 15, 2018. The acquisition represents the receipt of Common Stock granted by the Issuer for services provided to the Issuer's external manager. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:00 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 516,870 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008036 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 723,194 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, 94,573 of which vest annually in three equal installments beginning on March 15, 2019 and 422,297 of which vest on March 15, 2021. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:45 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | Tax withholdingClass A Common Stock | 24,550 | $10.99 | $269,804.50 |
DisclosureSEC source: 0000899243-18-000815 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 206,324 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 19:26 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | SaleClass A Common Stock | 200,000 | $12.42 | $2,484,840.00 |
DisclosureSEC source: 0000899243-17-023041 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 230,874 F1 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.495 and the low sales price at $12.37. F1 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.495 and the low sales price at $12.37. Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:31 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | SaleClass A Common Stock | 75,926 | $13.12 | $996,149.12 |
DisclosureSEC source: 0000899243-17-013390 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 430,874 F1 · shares: The disposition was made to address certain tax obligations including from vesting and/or income allocations with respect to securities owned by the reporting person in the Issuer and its operating partnership subsidiary. The dispositions were executed in a series of intraday transactions with the high sales price at $13.21 and the low sales price at $13.03. F1 · price: The disposition was made to address certain tax obligations including from vesting and/or income allocations with respect to securities owned by the reporting person in the Issuer and its operating partnership subsidiary. The dispositions were executed in a series of intraday transactions with the high sales price at $13.21 and the low sales price at $13.03. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:15 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherOP Units · Derivative | 90,976 | $12.97 | $1,179,958.72 |
DisclosureSEC source: 0000899243-17-009607 · doc4.xml · derivative · entry 3 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 181,953 Underlying: Class A Common Stock · 90,976 shares Expires not disclosed F3 · derivative.exercise_price: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for cash, at the discretion of the issuer, and the reporting person received cash as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F3 · derivative.exercise_date: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for cash, at the discretion of the issuer, and the reporting person received cash as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F3 · derivative.expiration_date: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for cash, at the discretion of the issuer, and the reporting person received cash as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F3 · ownership.nature: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for cash, at the discretion of the issuer, and the reporting person received cash as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:15 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherOP Units · Derivative | 90,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009607 · doc4.xml · derivative · entry 2 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 272,929 Underlying: Class A Common Stock · 90,976 shares Expires not disclosed F2 · derivative.exercise_price: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for shares of Class A Common Stock, at the discretion of the issuer, and the reporting person received shares of Class A Common Stock as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F2 · derivative.exercise_date: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for shares of Class A Common Stock, at the discretion of the issuer, and the reporting person received shares of Class A Common Stock as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F2 · derivative.expiration_date: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for shares of Class A Common Stock, at the discretion of the issuer, and the reporting person received shares of Class A Common Stock as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. F2 · ownership.nature: These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for shares of Class A Common Stock, at the discretion of the issuer, and the reporting person received shares of Class A Common Stock as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:15 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | OtherClass A Common Stock | 90,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-009607 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 506,800 F1 · price: The acquisition represents the acquisition of shares of Class A Common Stock by the reporting person as a distribution from limited liability companies ("LLCs") controlled by Thomas J. Barrack, Jr., which shares were received by such LLCs upon redemption of OP Units, which were allocated to the reporting person pursuant to the operating agreements of the LLCs. The OP Units were redeemed for an equal number of shares of the issuer's Class A Common Stock. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:47 UTC | Colony Capital, Inc. CLNY · Entity 179683 | Disposition to issuerClass A Common Stock | 283,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000131 · edgar.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. Director - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F1 · shares: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc. ("Colony"), NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of Colony into Colony NorthStar ("Merger"), each share of Colony class A common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class A common stock; which converted shares of Colony NorthStar class A common stock shall be timely reported in accordance with Section 16 of the Securities Exchnge Act of 1934, as amended. [footnote continued] F2 · shares: [footnote continued] Total number of shares disposed includes 1,534 shares previously acquired by the Company's dividend reinvestment program. F3 · price: On the effective date of the Merger, the closing price of Colony's class A common stock was $21.52 per share, and the closing price of Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 21:38 UTC | Colony Capital, Inc. CLNY · Entity 179683 | Tax withholdingClass A Common Stock | 14,194 | $20.25 | $287,428.50 |
DisclosureSEC source: 0001123292-17-000013 · edgar.xml · nonDerivative · entry 2 Tangen Darren J. · CIK 0001472235 · Exec. Director - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 282,055 F2 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 21:38 UTC | Colony Capital, Inc. CLNY · Entity 179683 | GrantClass A Common Stock | 51,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000013 · edgar.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. Director - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 296,249 F1 · kind: The acquisition represents the receipt of Class A common stock granted by the Issuer for services provided by Mr. Tangen to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.