person · Reporting owner

BARRACK THOMAS JR

Disclosed activity across 5 companies

Tapewire entity: 90320
SEC CIK: 0001076343

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
DigitalBridge Group, Inc.DBRG · Entity 4232	Director	July 15, 2021	July 19, 2021
GUESS INCGES · Entity 68731	Director	May 31, 2024	June 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DigitalBridge Group, Inc.

Report date July 15, 2021 · Filed July 19, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table I · non-derivative	IndirectBy Family Trust	665,978	Reported balance After 2021-07-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-07-15 · Other · Disposed 67,953 · Balance 665,978 F1: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.
Class A Common StockSEC Table I · non-derivative	IndirectBy Family Trust	4,004,609	Reported balance After 2021-07-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-07-15 · Other · Acquired 67,953 · Balance 4,004,609 F1: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.
Deferred StockSEC Table II · derivative / convertible security	Direct	27,702	Reported balance After 2021-07-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-07-15 · Grant · Acquired 2,265 · Balance 27,702 F4: Represents the receipt of deferred stock units ("Deferred Stock") granted by the issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the issuer's non-executive director compensation policy. F5: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer.
OP UnitsSEC Table II · derivative / convertible security	IndirectSee footnote	23,642,307	Reported balance Holding disclosure · report date 2021-07-15 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 23,642,307 F2: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3: The OP Units are held by the limited liability companies controlled by the reporting person (the "Holdcos"). The reporting person disclaims beneficial ownership of the OP Units held by the Holdcos except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.

F2: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date.

F3: The OP Units are held by the limited liability companies controlled by the reporting person (the "Holdcos"). The reporting person disclaims beneficial ownership of the OP Units held by the Holdcos except to the extent of his pecuniary interest therein.

F4: Represents the receipt of deferred stock units ("Deferred Stock") granted by the issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the issuer's non-executive director compensation policy.

F5: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer.

GUESS INC

Report date May 31, 2024 · Filed June 04, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	17,560	Reported balance After 2024-05-31 transaction · row 1 1 source row Row 1 · 2024-05-31 · Grant · Acquired 7,735 · Balance 17,560 F1: Acquired pursuant to Issuer's equity plan.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired pursuant to Issuer's equity plan.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Colony Capital, Inc.

Report date January 10, 2017 · Filed January 12, 2017

Section 16 reporting ended · disclosed 2017-01-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Family Trust	0	Reported balance After 2017-01-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-01-10 · Disposition to issuer · Disposed 912,040 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc., ("Colony"), NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of Colony into Colony NorthStar ("Merger"), each share of Colony class A common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class A common stock, which converted shares of Colony NorthStar class A common stock shall be timely reported in accordance with Section 16 of the Securities Exchange Act of 1934, as amended. F2: On the effective date of the Merger, the closing price of Colony's class A common stock was $21.52 per share, and the closing price of Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share.
Class B Common StockSEC Table I · non-derivative	IndirectBy Family Trust	0	Reported balance After 2017-01-02 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-01-02 · Disposition to issuer · Disposed 525,159 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Colony class B common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class B common stock. F4: A holder of shares of class B common stock has the right, at the holder's option, to convert all or a portion of such holder's Class B common stock into an equal number of shares of Class A common stock
Series A Preferred StockSEC Table I · non-derivative	IndirectBy Managed Investment Vehicle	0	Reported balance After 2017-01-10 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-01-10 · Disposition to issuer · Disposed 373,784 · Balance 0 F5: Pursuant to the Merger Agreement, each share of Colony series A preferred stock, series B preferred stock and series C preferred converted into the right to receive one share of the Colony NorthStar's 8.50% Series F Cumulative Redeemable Perpetual Preferred Stock, 7.50% Series G Cumulative Redeemable Perpetual Preferred Stock and 7.125% Series H Cumulative Redeemable Perpetual Preferred Stock, respectively, having preferences, conversion and other rights, voting powers, restrictions, limitations as to dividend, qualification and terms and conditions of redemption substantially similar to those of the corresponding series of Colony preferred stock. F6: Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony NorthStar and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.
Series B Preferred StockSEC Table I · non-derivative	IndirectBy Managed Investment Vehicle	0	Reported balance After 2017-01-10 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-01-10 · Disposition to issuer · Disposed 297,841 · Balance 0 F5: Pursuant to the Merger Agreement, each share of Colony series A preferred stock, series B preferred stock and series C preferred converted into the right to receive one share of the Colony NorthStar's 8.50% Series F Cumulative Redeemable Perpetual Preferred Stock, 7.50% Series G Cumulative Redeemable Perpetual Preferred Stock and 7.125% Series H Cumulative Redeemable Perpetual Preferred Stock, respectively, having preferences, conversion and other rights, voting powers, restrictions, limitations as to dividend, qualification and terms and conditions of redemption substantially similar to those of the corresponding series of Colony preferred stock. F6: Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony NorthStar and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.
Series C Preferred StockSEC Table I · non-derivative	IndirectBy Managed Investment Vehicle	0	Reported balance After 2017-01-10 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2017-01-10 · Disposition to issuer · Disposed 292,093 · Balance 0 F5: Pursuant to the Merger Agreement, each share of Colony series A preferred stock, series B preferred stock and series C preferred converted into the right to receive one share of the Colony NorthStar's 8.50% Series F Cumulative Redeemable Perpetual Preferred Stock, 7.50% Series G Cumulative Redeemable Perpetual Preferred Stock and 7.125% Series H Cumulative Redeemable Perpetual Preferred Stock, respectively, having preferences, conversion and other rights, voting powers, restrictions, limitations as to dividend, qualification and terms and conditions of redemption substantially similar to those of the corresponding series of Colony preferred stock. F6: Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony NorthStar and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.
OP UnitsSEC Table II · derivative / convertible security	IndirectSee footnote	18,643,164	Reported balance Holding disclosure · report date 2017-01-10 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 18,643,164 F7: The operating company units ("OP Units") represent units of membership interests in Colony Capital Operating Company, LLC (the "Operating Company"), of which Colony NorthStar is the managing member. The OP Units have the rights and preferences as set forth in the operating agreement of the Operating Company and are redeemable for shares of Class A Common Stock or cash at the discretion of Colony NorthStar. The OP Units do not have an expiration date. F8: The OP units are held by limited liability companies controlled by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc., ("Colony"), NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of Colony into Colony NorthStar ("Merger"), each share of Colony class A common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class A common stock, which converted shares of Colony NorthStar class A common stock shall be timely reported in accordance with Section 16 of the Securities Exchange Act of 1934, as amended.

F2: On the effective date of the Merger, the closing price of Colony's class A common stock was $21.52 per share, and the closing price of Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Colony class B common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class B common stock.

F4: A holder of shares of class B common stock has the right, at the holder's option, to convert all or a portion of such holder's Class B common stock into an equal number of shares of Class A common stock

F5: Pursuant to the Merger Agreement, each share of Colony series A preferred stock, series B preferred stock and series C preferred converted into the right to receive one share of the Colony NorthStar's 8.50% Series F Cumulative Redeemable Perpetual Preferred Stock, 7.50% Series G Cumulative Redeemable Perpetual Preferred Stock and 7.125% Series H Cumulative Redeemable Perpetual Preferred Stock, respectively, having preferences, conversion and other rights, voting powers, restrictions, limitations as to dividend, qualification and terms and conditions of redemption substantially similar to those of the corresponding series of Colony preferred stock.

F6: Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony NorthStar and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.

F7: The operating company units ("OP Units") represent units of membership interests in Colony Capital Operating Company, LLC (the "Operating Company"), of which Colony NorthStar is the managing member. The OP Units have the rights and preferences as set forth in the operating agreement of the Operating Company and are redeemable for shares of Class A Common Stock or cash at the discretion of Colony NorthStar. The OP Units do not have an expiration date.

F8: The OP units are held by limited liability companies controlled by the reporting person.

NorthStar Realty Europe Corp.

Report date September 30, 2019 · Filed September 30, 2019

Section 16 reporting ended · disclosed 2019-09-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2019-09-30 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2019-09-30 · Exercise / conversion · Acquired 11,810 · Balance 11,810 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 3, 2019, by and among CoRE PANEURO 2019 13 S.a.r.l, Nighthawk Merger Sub LLC ("Company Merger Sub"), NorthStar Realty Europe Corp. ("NRE"), Nighthawk Partnership Merger Sub LLC ("Partnership Merger Sub") and NorthStar Realty Europe Limited Partnership ("NRELP"), on September 30, 2019, (i) NRE merged with and into Company Merger Sub, with Company Merger Sub surviving the merger (the "Company Merger") and (ii) NRELP merged with and into Partnership Merger Sub, with Partnership Merger Sub surviving the merger. F2: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration"). F3: (continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Row 2 · 2019-09-30 · Grant · Acquired 11,810 · Balance 23,620 F2: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration"). F3: (continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Row 3 · 2019-09-30 · Disposition to issuer · Disposed 23,620 · Balance 0 F4: Reflects the disposition of each outstanding share of NRE Common Stock and each vested restricted stock unit held by the reporting person in connection with the Company Merger pursuant to the Merger Agreement.
Common StockSEC Table I · non-derivative	IndirectBy Self as Trustee for the Family Trust of Thomas J. Barrack, Jr. Trustee U/D/T Dated March 14, 1990	Reported balance After 2019-09-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-09-30 · Disposition to issuer · Disposed 38,084 · Balance 0 F4: Reflects the disposition of each outstanding share of NRE Common Stock and each vested restricted stock unit held by the reporting person in connection with the Company Merger pursuant to the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2019-09-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-09-30 · Exercise / conversion · Disposed 5,905 · Balance 0 F5: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of February 28, 2021 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 3, 2019, by and among CoRE PANEURO 2019 13 S.a.r.l, Nighthawk Merger Sub LLC ("Company Merger Sub"), NorthStar Realty Europe Corp. ("NRE"), Nighthawk Partnership Merger Sub LLC ("Partnership Merger Sub") and NorthStar Realty Europe Limited Partnership ("NRELP"), on September 30, 2019, (i) NRE merged with and into Company Merger Sub, with Company Merger Sub surviving the merger (the "Company Merger") and (ii) NRELP merged with and into Partnership Merger Sub, with Partnership Merger Sub surviving the merger.

F2: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration").

F3: (continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration.

F4: Reflects the disposition of each outstanding share of NRE Common Stock and each vested restricted stock unit held by the reporting person in connection with the Company Merger pursuant to the Merger Agreement.

F5: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of February 28, 2021 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control.

Starwood Waypoint Homes

Report date June 09, 2017 · Filed June 09, 2017

Section 16 reporting ended · disclosed 2017-06-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy controlled entities	0	Reported balance After 2017-06-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-06-09 · Sale · Disposed 3,897,220 · Balance 0 F1: In connection with the closing of the Offering (as defined below), Mr. Barrack submitted his resignation from the Board of Trustees of the Issuer effective June 9, 2017. Accordingly, Mr. Barrack is no longer a Trustee or significant shareholder for purposes of Section 16 reporting as of June 9, 2017. F2: On June 5, 2017, Colony Distressed Credit Fund II, L.P., ColCo Strategic Partners, L.P., Colony Capital CAH, L.P., Colony AH Member, LLC, and CCCAH Management Partners, LLC (the "Selling Shareholders") entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, Colony Starwood Homes Partnership, L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated (the "Underwriter") and the selling shareholders party thereto. Pursuant to the Underwriting Agreement, the Issuer agreed to sell 11,600,000 of the Issuer's common shares and the selling shareholders party thereto agreed to sell 11,433,187 common shares of the Issuer (the "Shares") in an underwritten offering, of which Colony Distressed Credit Fund II, L.P. agreed to sell 1,471,096 Shares, ColCo Strategic Partners, L.P. agreed to sell 1,332,298 Shares, F3: (Continued from footnote 2) Colony Capital CAH, L.P. agreed to sell 26,543 Shares, Colony AH Member, LLC agreed to sell 1,022,448 Shares, and CCCAH Management Partners, LLC agreed to sell 44,835 Shares (the "Offering"). F4: All material contingencies set forth in the Underwriting Agreement were satisfied and the Offering closed on June 9, 2017. F5: Mr. Barrack is the direct or indirect control person of the general partner or the managing member, as the case may be, of each of Colony Distressed Credit Fund II, L.P., ColCo Strategic Partners, L.P., Colony Capital CAH, L.P., Colony AH Member, LLC, and CCCAH Management Partners, LLC. Following the closing of the Offering, none of Colony Distressed Credit Fund II, L.P., ColCo Strategic Partners, L.P., Colony Capital CAH, L.P., Colony AH Member, LLC and CCCAH Management Partners, LLC beneficially own any common shares of the Issuer. F6: The Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the closing of the Offering (as defined below), Mr. Barrack submitted his resignation from the Board of Trustees of the Issuer effective June 9, 2017. Accordingly, Mr. Barrack is no longer a Trustee or significant shareholder for purposes of Section 16 reporting as of June 9, 2017.

F2: On June 5, 2017, Colony Distressed Credit Fund II, L.P., ColCo Strategic Partners, L.P., Colony Capital CAH, L.P., Colony AH Member, LLC, and CCCAH Management Partners, LLC (the "Selling Shareholders") entered into an underwriting agreement (the "Underwriting Agreement") with the Issuer, Colony Starwood Homes Partnership, L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated (the "Underwriter") and the selling shareholders party thereto. Pursuant to the Underwriting Agreement, the Issuer agreed to sell 11,600,000 of the Issuer's common shares and the selling shareholders party thereto agreed to sell 11,433,187 common shares of the Issuer (the "Shares") in an underwritten offering, of which Colony Distressed Credit Fund II, L.P. agreed to sell 1,471,096 Shares, ColCo Strategic Partners, L.P. agreed to sell 1,332,298 Shares,

F3: (Continued from footnote 2) Colony Capital CAH, L.P. agreed to sell 26,543 Shares, Colony AH Member, LLC agreed to sell 1,022,448 Shares, and CCCAH Management Partners, LLC agreed to sell 44,835 Shares (the "Offering").

F4: All material contingencies set forth in the Underwriting Agreement were satisfied and the Offering closed on June 9, 2017.

F5: Mr. Barrack is the direct or indirect control person of the general partner or the managing member, as the case may be, of each of Colony Distressed Credit Fund II, L.P., ColCo Strategic Partners, L.P., Colony Capital CAH, L.P., Colony AH Member, LLC, and CCCAH Management Partners, LLC. Following the closing of the Offering, none of Colony Distressed Credit Fund II, L.P., ColCo Strategic Partners, L.P., Colony Capital CAH, L.P., Colony AH Member, LLC and CCCAH Management Partners, LLC beneficially own any common shares of the Issuer.

F6: The Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest in such securities.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 31, 2024 Filed Jun 4, 2024 21:15 UTC	GUESS INC GES · Entity 68731	GrantCommon Stock	7,735	$0.00	$0.00	Disclosure SEC source: 0001062993-24-011859 · form4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,560 F1 · shares: Acquired pursuant to Issuer's equity plan. Read SEC document
May 24, 2023 Filed May 26, 2023 18:24 UTC	GUESS INC GES · Entity 68731	GrantCommon Stock	9,825	$0.00	$0.00	Disclosure SEC source: 0001062993-23-012282 · form4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,825 F1 · shares: Acquired pursuant to Issuer's equity plan. Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:10 UTC	DigitalBridge Group, Inc. DBRG · Entity 4232	GrantDeferred Stock · Derivative	2,265	$7.36	$16,670.40	Disclosure SEC source: 0000899243-21-028831 · doc4.xml · derivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,702 Underlying: Class A Common Stock · 2,265 shares Expires not disclosed F4 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the issuer's non-executive director compensation policy. F5 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer. F5 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer. F5 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer. Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:10 UTC	DigitalBridge Group, Inc. DBRG · Entity 4232	OtherClass A Common Stock	67,953	$0.00	$0.00	Disclosure SEC source: 0000899243-21-028831 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 4,004,609 F1 · kind: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis. F1 · price: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis. Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:10 UTC	DigitalBridge Group, Inc. DBRG · Entity 4232	OtherClass B Common Stock	67,953	$0.00	$0.00	Disclosure SEC source: 0000899243-21-028831 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 665,978 F1 · kind: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis. F1 · price: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis. Read SEC document
June 24, 2021 Filed Jun 28, 2021 21:29 UTC	GUESS INC GES · Entity 68731	GrantCommon Stock	6,664	$0.00	$0.00	Disclosure SEC source: 0001076343-21-000010 · edgar.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,664 Read SEC document
May 07, 2021 Filed May 11, 2021 18:05 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	GrantDeferred Stock · Derivative	25,437	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-019118 · doc4.xml · derivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,437 Underlying: Class A Common Stock · 25,437 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document
April 15, 2021 Filed Apr 16, 2021 16:15 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Tax withholdingClass A Common Stock	495,605	$6.72	$3,330,465.60	Disclosure SEC source: 0000899243-21-016107 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 3,936,656 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document
March 24, 2021 Filed Mar 26, 2021 16:30 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Tax withholdingClass A Common Stock	83,051	$6.23	$517,407.73	Disclosure SEC source: 0000899243-21-013691 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 4,432,261 F2 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of the relative TSR performance units referred to in Footnote 1. Read SEC document
March 24, 2021 Filed Mar 26, 2021 16:30 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	GrantClass A Common Stock	189,183	$0.00	$0.00	Disclosure SEC source: 0000899243-21-013691 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 4,515,312 F1 · shares: Acquired upon the settlement of relative total shareholder return (TSR) performance units granted on March 15, 2018 under the Issuer's 2014 Omnibus Stock Incentive Plan as a result of the satisfaction, at the 60% payout level, of the performance criteria underlying the award. F1 · price: Acquired upon the settlement of relative total shareholder return (TSR) performance units granted on March 15, 2018 under the Issuer's 2014 Omnibus Stock Incentive Plan as a result of the satisfaction, at the 60% payout level, of the performance criteria underlying the award. Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:45 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	GrantClass A Common Stock	287,356	$0.00	$0.00	Disclosure SEC source: 0000899243-21-012273 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 4,326,129 F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024. Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:45 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Tax withholdingClass A Common Stock	271,068	$6.97	$1,889,343.96	Disclosure SEC source: 0000899243-21-012273 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 4,038,773 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	10,214	$10.33	$105,491.21	Disclosure SEC source: 0000899243-20-010002 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 152,929 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 20, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.125% Series J Preferred Stock	500	$12.08	$6,040.00	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 10 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 16,024 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 20, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.15% Series I Preferred Stock	11,960	$12.00	$143,531.96	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 9 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 79,178 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 20, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.125% Series H Preferred Stock	50,000	$12.05	$602,630.00	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 8 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 79,988 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.125% Series J Preferred Stock	3,600	$11.42	$41,095.80	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 7 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 15,524 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.15% Series I Preferred Stock	27,218	$11.85	$322,503.36	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 6 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 67,218 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.125% Series H Preferred Stock	12,804	$10.83	$138,644.27	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 5 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 29,988 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.125% Series J Preferred Stock	11,924	$8.16	$97,352.31	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 11,924 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.15% Series I Preferred Stock	40,000	$8.72	$348,708.00	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 40,000 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.125% Series H Preferred Stock	17,184	$7.91	$135,954.65	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 17,184 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Purchase7.50% Series G Preferred Stock	4,350	$13.41	$58,327.41	Disclosure SEC source: 0000899243-20-009197 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 163,143 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:40 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Tax withholdingClass A Common Stock	1,127,759	$2.17	$2,447,237.03	Disclosure SEC source: 0000899243-20-008859 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 4,309,841 F4 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the restricted shares of Class A common stock acquired as described in Footnote (3) above, such that the net number of shares granted to the reporting person by the Issuer was 1,383,266. Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:40 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	GrantClass A Common Stock	2,511,025	$0.00	$0.00	Disclosure SEC source: 0000899243-20-008859 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 5,437,600 F3 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer in connection with the payment (in lieu of cash) for the reporting person's 2019 annual cash bonus, which are generally subject to a three year lock-up. Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:40 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	GrantClass A Common Stock	987,654	$0.00	$0.00	Disclosure SEC source: 0000899243-20-008859 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 2,926,575 F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2021, March 15, 2022 and March 15, 2023. Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:40 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Tax withholdingClass A Common Stock	129,459	$2.17	$280,926.03	Disclosure SEC source: 0000899243-20-008859 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,938,921 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document
March 04, 2020 Filed Mar 5, 2020 18:29 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	16,251	$24.83	$403,578.96	Disclosure SEC source: 0000899243-20-007251 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 158,793 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 03, 2020 Filed Mar 5, 2020 18:29 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	3,250	$24.82	$80,665.65	Disclosure SEC source: 0000899243-20-007251 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 175,044 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
January 06, 2020 Filed Jan 8, 2020 17:02 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Tax withholdingClass A Common Stock	28,831	$4.74	$136,658.94	Disclosure SEC source: 0000899243-20-000832 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 2,068,380 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document
September 30, 2019 Filed Sep 30, 2019 11:14 UTC	NorthStar Realty Europe Corp. NRE · Entity 154676	Exercise / conversionRestricted Stock Units · Derivative	5,905	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000899243-19-024377 · doc4.xml · derivative · entry 5 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of February 28, 2021 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control. F5 · derivative.expiration_date: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of February 28, 2021 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control. Read SEC document
September 30, 2019 Filed Sep 30, 2019 11:14 UTC	NorthStar Realty Europe Corp. NRE · Entity 154676	Disposition to issuerCommon Stock	38,084	$17.01	$647,808.84	Disclosure SEC source: 0000899243-19-024377 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee for the Family Trust of Thomas J. Barrack, Jr. Trustee U/D/T Dated March 14, 1990 Disclosed balance after: 0 F4 · kind: Reflects the disposition of each outstanding share of NRE Common Stock and each vested restricted stock unit held by the reporting person in connection with the Company Merger pursuant to the Merger Agreement. Read SEC document
September 30, 2019 Filed Sep 30, 2019 11:14 UTC	NorthStar Realty Europe Corp. NRE · Entity 154676	Disposition to issuerCommon Stock	23,620	$17.01	$401,776.20	Disclosure SEC source: 0000899243-19-024377 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Reflects the disposition of each outstanding share of NRE Common Stock and each vested restricted stock unit held by the reporting person in connection with the Company Merger pursuant to the Merger Agreement. Read SEC document
September 30, 2019 Filed Sep 30, 2019 11:14 UTC	NorthStar Realty Europe Corp. NRE · Entity 154676	GrantCommon Stock	11,810	$0.00	$0.00	Disclosure SEC source: 0000899243-19-024377 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,620 F2 · shares: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration"). F3 · shares: (continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Read SEC document
September 30, 2019 Filed Sep 30, 2019 11:14 UTC	NorthStar Realty Europe Corp. NRE · Entity 154676	Exercise / conversionCommon Stock	11,810	$0.00	$0.00	Disclosure SEC source: 0000899243-19-024377 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 3, 2019, by and among CoRE PANEURO 2019 13 S.a.r.l, Nighthawk Merger Sub LLC ("Company Merger Sub"), NorthStar Realty Europe Corp. ("NRE"), Nighthawk Partnership Merger Sub LLC ("Partnership Merger Sub") and NorthStar Realty Europe Limited Partnership ("NRELP"), on September 30, 2019, (i) NRE merged with and into Company Merger Sub, with Company Merger Sub surviving the merger (the "Company Merger") and (ii) NRELP merged with and into Partnership Merger Sub, with Partnership Merger Sub surviving the merger. F2 · shares: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration"). F3 · shares: (continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Read SEC document
March 29, 2019 Filed Apr 1, 2019 18:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	29,302	$22.75	$666,667.38	Disclosure SEC source: 0000899243-19-009420 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 178,294 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 28, 2019 Filed Apr 1, 2019 18:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	6,712	$22.75	$152,701.36	Disclosure SEC source: 0000899243-19-009420 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 207,596 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 27, 2019 Filed Mar 28, 2019 18:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	1,800	$22.77	$40,984.92	Disclosure SEC source: 0000899243-19-009180 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 214,308 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 26, 2019 Filed Mar 28, 2019 18:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	2,614	$22.81	$59,633.97	Disclosure SEC source: 0000899243-19-009180 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 216,108 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 26, 2019 Filed Mar 28, 2019 18:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	13,860	$22.75	$315,371.83	Disclosure SEC source: 0000899243-19-009180 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 218,722 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 26, 2019 Filed Apr 1, 2019 18:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.125% Series H Preferred Stock	7,356	$21.86	$160,768.32	Disclosure SEC source: 0000899243-19-009420 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 0 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.125% Series H Preferred Stock	42,644	$21.91	$934,236.22	Disclosure SEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 6 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 7,356 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	15,984	$22.79	$364,240.20	Disclosure SEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 5 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 232,582 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 22, 2019 Filed Mar 25, 2019 19:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.125% Series H Preferred Stock	12,888	$22.87	$294,712.47	Disclosure SEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 50,000 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 22, 2019 Filed Mar 25, 2019 19:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	7,725	$22.81	$176,231.97	Disclosure SEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 248,566 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.125% Series H Preferred Stock	8,654	$22.03	$190,655.41	Disclosure SEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 62,888 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	6,500	$22.92	$148,952.05	Disclosure SEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 256,291 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 20, 2019 Filed Mar 20, 2019 19:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.125% Series H Preferred Stock	1,020	$22.01	$22,453.46	Disclosure SEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 7 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 71,542 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 20, 2019 Filed Mar 20, 2019 19:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.125% Series H Preferred Stock	57,797	$21.81	$1,260,830.00	Disclosure SEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 6 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 72,562 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document
March 20, 2019 Filed Mar 20, 2019 19:00 UTC	DigitalBridge Group, Inc. CLNY · Entity 4232	Sale7.50% Series G Preferred Stock	3,798	$22.84	$86,731.13	Disclosure SEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 5 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 262,791 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.