Last 12 months
Inside the activity.
7 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2016 Filed Nov 17, 2016 22:42 UTC |
Sarner Michael ScottChief Financial Officer
|
PurchaseCommon Stock | 34,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031790 · edgar.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,286 F1 · shares: Represents a restricted stock award of 34,500 shares. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:41 UTC |
DIEHL BOWEN SDirector · President and CEO
|
PurchaseCommon Stock | 43,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031789 · edgar.xml · nonDerivative · entry 1 DIEHL BOWEN S · CIK 0001602998 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,712 F1 · shares: Represents a restricted stock award of 43,125 shares. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:32 UTC |
Morgan Thomas DuaneDirector
|
PurchaseCommon Stock | 7,100 | $14.35 | $101,885.00 |
DisclosureSEC source: 0001179110-16-031487 · edgar.xml · nonDerivative · entry 1 Morgan Thomas Duane · CIK 0001391130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,495 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $14.36, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 10, 2016 Filed Nov 16, 2016 21:14 UTC Amendment |
Morgan Thomas DuaneDirector
|
PurchaseCommon Stock | 7,100 | $14.35 | $101,885.00 |
DisclosureSEC source: 0001179110-16-031685 · edgar.xml · nonDerivative · entry 2 Morgan Thomas Duane · CIK 0001391130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Morgan Family Trust Disclosed balance after: 8,350 F1 · shares: The Form 4 filed on November 14, 2016 mistakenly reported that the reporting person directly purchased 7,100 shares of common stock, which did not occur. On November 10, 2016, the Morgan Family Trust purchased 7,100 shares of common stock of Capital Southwest Corporation. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $14.36, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F1 · balance_after: The Form 4 filed on November 14, 2016 mistakenly reported that the reporting person directly purchased 7,100 shares of common stock, which did not occur. On November 10, 2016, the Morgan Family Trust purchased 7,100 shares of common stock of Capital Southwest Corporation. Read SEC document |
| September 15, 2016 Filed Sep 15, 2016 21:59 UTC |
FURST JACK DDirector
|
PurchaseCommon Stock | 5,400 | $14.90 | $80,460.00 |
DisclosureSEC source: 0001179110-16-029688 · edgar.xml · nonDerivative · entry 3 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 21:59 UTC |
FURST JACK DDirector
|
PurchaseCommon Stock | 900 | $14.90 | $13,410.00 |
DisclosureSEC source: 0001179110-16-029688 · edgar.xml · nonDerivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:59 UTC |
FURST JACK DDirector
|
PurchaseCommon Stock | 2,700 | $14.90 | $40,230.00 |
DisclosureSEC source: 0001179110-16-029688 · edgar.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Read SEC document |
| September 09, 2016 Filed Sep 9, 2016 21:07 UTC |
FURST JACK DDirector
|
PurchaseCommon Stock | 2,600 | $14.89 | $38,714.00 |
DisclosureSEC source: 0001179110-16-029504 · edgar.xml · nonDerivative · entry 3 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,600 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.83 to $14.90, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 21:07 UTC |
FURST JACK DDirector
|
PurchaseCommon Stock | 1,500 | $14.84 | $22,260.00 |
DisclosureSEC source: 0001179110-16-029504 · edgar.xml · nonDerivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.80 to $14.88, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 18:19 UTC |
KELLEY DOUGLAS M.Sr. VP, Managing Director
|
PurchaseCommon Stock | 102 | $14.89 | $1,518.78 |
DisclosureSEC source: 0001179110-16-029384 · edgar.xml · nonDerivative · entry 1 KELLEY DOUGLAS M. · CIK 0001631632 · Sr. VP, Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,905.402 Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 21:07 UTC |
FURST JACK DDirector
|
PurchaseCommon Stock | 1,900 | $14.78 | $28,082.00 |
DisclosureSEC source: 0001179110-16-029504 · edgar.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.72 to $14.85, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| June 17, 2016 Filed Feb 14, 2017 21:08 UTC |
Moab Partners LP10% owner
Moab Capital Partners LLC10% owner
Moab GP LLC10% owner
Rothenberg Michael10% owner
|
OtherPut Option (Right to Sell) · Derivative | 939 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000899243-17-003976 · doc5.xml · derivative · entry 1 Moab Partners LP · CIK 0001393834 · 10% owner Moab Capital Partners LLC · CIK 0001377817 · 10% owner Moab GP LLC · CIK 0001393833 · 10% owner Rothenberg Michael · CIK 0001393832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 93,900 shares Expires 2016-06-17 F1 · kind: Filed only to report the expiration, unexercised, of derivative securities (put options) previously reported. The actual number of shares of Common Stock subject to the derivative put option was 93,900. F2 · derivative.underlying_shares: The securities were owned directly by Moab Partners, L.P. (the "Fund") and a certain separately managed account (the "Managed Account"). Moab GP, LLC ("Moab GP"), the general partner of the Fund, and Moab Capital Partners, LLC ("Moab LLC"), the investment adviser to the Fund and the Managed Account, each may be deemed to beneficially own a portion or all of the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act, except the extent of their pecuniary interest in the securities. Read SEC document |
| June 17, 2016 Filed Feb 14, 2017 21:17 UTC |
Moab Capital Partners LLC10% owner
Moab Partners LP10% owner
Moab GP LLC10% owner
Rothenberg Michael10% owner
|
OtherPut Option (Right to Sell) · Derivative | 1,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000899243-17-003978 · doc5.xml · derivative · entry 1 Moab Capital Partners LLC · CIK 0001377817 · 10% owner Moab Partners LP · CIK 0001393834 · 10% owner Moab GP LLC · CIK 0001393833 · 10% owner Rothenberg Michael · CIK 0001393832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Performance Related Fees Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2016-06-17 F1 · kind: Filed only to report the expiration, unexercised, of derivative securities (put options) previously reported. The actual number of shares of Common Stock subject to the derivative put option was 100,000. F2 · derivative.underlying_shares: Moab Capital Partners, LLC ("Moab LLC") is the investment adviser to Moab Partners, L.P. (the "Fund") and may be deemed to beneficially own the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") . Moab GP, LLC ("Moab GP") is the general partner of the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act. Read SEC document |
| June 17, 2016 Filed May 15, 2017 20:24 UTC Amendment |
Moab Partners LP10% owner
Moab Capital Partners LLC10% owner
Moab GP LLC10% owner
Rothenberg Michael10% owner
|
OtherPut Option (Right to Sell) · Derivative | 939 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000899243-17-013106 · doc5a.xml · derivative · entry 1 Moab Partners LP · CIK 0001393834 · 10% owner Moab Capital Partners LLC · CIK 0001377817 · 10% owner Moab GP LLC · CIK 0001393833 · 10% owner Rothenberg Michael · CIK 0001393832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 93,900 shares Expires 2016-06-17 F1 · kind: Filed only to report the expiration, unexercised, of derivative securities (put options) previously reported. The actual number of shares of Common Stock subject to the derivative put option was 93,900. F2 · derivative.underlying_shares: The securities were owned directly by Moab Partners, L.P. (the "Fund") and a certain separately managed account (the "Managed Account"). Moab GP, LLC ("Moab GP"), the general partner of the Fund, and Moab Capital Partners, LLC ("Moab LLC"), the investment adviser to the Fund and the Managed Account, each may be deemed to beneficially own a portion or all of the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act, except the extent of their pecuniary interest in the securities. Read SEC document |
| June 17, 2016 Filed May 15, 2017 20:35 UTC Amendment |
Moab Capital Partners LLC10% owner
Moab Partners LP10% owner
Moab GP LLC10% owner
Rothenberg Michael10% owner
|
OtherPut Option (Right to Sell) · Derivative | 1,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000899243-17-013108 · doc5a.xml · derivative · entry 1 Moab Capital Partners LLC · CIK 0001377817 · 10% owner Moab Partners LP · CIK 0001393834 · 10% owner Moab GP LLC · CIK 0001393833 · 10% owner Rothenberg Michael · CIK 0001393832 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Performance Related Fees Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2016-06-17 F1 · kind: Filed only to report the expiration, unexercised, of derivative securities (put options) previously reported. The actual number of shares of Common Stock subject to the derivative put option was 100,000. F2 · derivative.underlying_shares: Moab Capital Partners, LLC ("Moab LLC") is the investment adviser to Moab Partners, L.P. (the "Fund") and may be deemed to beneficially own the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") . Moab GP, LLC ("Moab GP") is the general partner of the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.