Last 12 months
Inside the activity.
7 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 03:04 UTC |
Thomas William R IIIDirector
|
PurchaseCommon Stock | 2,170 | $23.04 | $50,005.48 |
DisclosureSEC source: 0000017313-26-000159 · wk-form4_1790895861.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,842 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.04 to $23.06, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 10, 2026 Filed Aug 11, 2026 20:18 UTC |
FURST JACK DDirector
|
GrantCommon Stock | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000117 · wk-form4_1786479518.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,937 F1 · acquired: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 10, 2026 Filed Aug 11, 2026 20:16 UTC |
Rogers-Windsor Ramona LynnDirector
|
GrantCommon Stock | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000115 · wk-form4_1786479359.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,079.6758 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 10, 2026 Filed Aug 11, 2026 20:05 UTC |
Brooks David RDirector
|
GrantCommon Stock | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000112 · wk-form4_1786478739.xml · nonDerivative · entry 1 Brooks David R · CIK 0001573461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,933 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 10, 2026 Filed Aug 11, 2026 20:02 UTC |
BATTIST CHRISTINEDirector
|
GrantCommon Stock | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001563284-26-000004 · wk-form4_1786478538.xml · nonDerivative · entry 1 BATTIST CHRISTINE · CIK 0001563284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,064 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:03 UTC |
Thomas William R IIIDirector
|
GrantCommon Stock | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000119 · wk-form4_1786565033.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,672 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| June 30, 2026 Filed Jun 30, 2026 20:13 UTC |
Rogers-Windsor Ramona LynnDirector
|
PurchaseCommon Stock | 210.9615 | $23.70 | $5,000.00 |
DisclosureSEC source: 0000017313-26-000073 · wk-form4_1782850411.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,090.6758 Read SEC document |
| June 17, 2026 Filed Jun 18, 2026 20:01 UTC |
BATTIST CHRISTINEDirector
|
PurchaseCommon Stock | 860 | $23.23 | $19,977.80 |
DisclosureSEC source: 0001563284-26-000002 · wk-form4_1781812894.xml · nonDerivative · entry 1 BATTIST CHRISTINE · CIK 0001563284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,075 Read SEC document |
| June 10, 2026 Filed Jun 10, 2026 22:33 UTC |
Weinstein Joshua S.Senior Managing Director & CIO
|
Tax withholdingCommon Stock | 9,588 | $23.54 | $225,701.52 |
DisclosureSEC source: 0000017313-26-000067 · wk-form4_1781130788.xml · nonDerivative · entry 3 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,585 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2026 Filed Jun 10, 2026 20:56 UTC |
Sarner Michael ScottDirector · President and CEO
|
Tax withholdingCommon Stock | 11,705 | $23.54 | $275,535.70 |
DisclosureSEC source: 0000017313-26-000064 · wk-form4_1781124990.xml · nonDerivative · entry 3 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 587,684.339 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2026 Filed Jun 10, 2026 20:56 UTC |
Rehberger ChrisChief Financial Officer
|
Tax withholdingCommon Stock | 3,688 | $23.54 | $86,815.52 |
DisclosureSEC source: 0000017313-26-000063 · wk-form4_1781124962.xml · nonDerivative · entry 3 Rehberger Chris · CIK 0002058351 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,971 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 22:33 UTC |
Weinstein Joshua S.Senior Managing Director & CIO
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000067 · wk-form4_1781130788.xml · nonDerivative · entry 2 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,173 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 22:33 UTC |
Weinstein Joshua S.Senior Managing Director & CIO
|
Tax withholdingCommon Stock | 11,349 | $23.28 | $264,204.72 |
DisclosureSEC source: 0000017313-26-000067 · wk-form4_1781130788.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,173 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:56 UTC |
Sarner Michael ScottDirector · President and CEO
|
GrantCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000064 · wk-form4_1781124990.xml · nonDerivative · entry 2 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 599,389.339 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:56 UTC |
Sarner Michael ScottDirector · President and CEO
|
Tax withholdingCommon Stock | 13,765 | $23.28 | $320,449.20 |
DisclosureSEC source: 0000017313-26-000064 · wk-form4_1781124990.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 459,389.339 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:56 UTC |
Rehberger ChrisChief Financial Officer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000063 · wk-form4_1781124962.xml · nonDerivative · entry 2 Rehberger Chris · CIK 0002058351 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,659 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:56 UTC |
Rehberger ChrisChief Financial Officer
|
Tax withholdingCommon Stock | 4,492 | $23.28 | $104,573.76 |
DisclosureSEC source: 0000017313-26-000063 · wk-form4_1781124962.xml · nonDerivative · entry 1 Rehberger Chris · CIK 0002058351 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,659 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 05, 2026 Filed Jun 5, 2026 20:01 UTC |
Thomas William R IIIDirector
|
PurchaseCommon Stock | 5,000 | $23.40 | $116,999.50 |
DisclosureSEC source: 0000017313-26-000059 · wk-form4_1780689671.xml · nonDerivative · entry 2 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,683 Read SEC document |
| June 05, 2026 Filed Jun 5, 2026 20:01 UTC |
Thomas William R IIIDirector
|
SaleCommon Stock | 4,661 | $23.29 | $108,568.67 |
DisclosureSEC source: 0000017313-26-000059 · wk-form4_1780689671.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,683 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.255 to $23.33, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2026 Filed Jun 1, 2026 20:19 UTC |
Rogers-Windsor Ramona LynnDirector
|
PurchaseCommon Stock | 213 | $23.42 | $4,988.46 |
DisclosureSEC source: 0000017313-26-000047 · wk-form4_1780345168.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,879.7143 Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 21:06 UTC |
Sarner Michael ScottDirector · President and CEO
|
PurchaseCommon Stock | 2,694.635 | $21.90 | $59,012.51 |
DisclosureSEC source: 0000017313-26-000021 · wk-form4_1772485602.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,154.339 Read SEC document |
| February 09, 2026 Filed Feb 9, 2026 22:14 UTC |
BATTIST CHRISTINEDirector
|
PurchaseCommon Stock | 600 | $23.16 | $13,895.22 |
DisclosureSEC source: 0000017313-26-000014 · wk-form4_1770675293.xml · nonDerivative · entry 1 BATTIST CHRISTINE · CIK 0001563284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,215 Read SEC document |
| October 01, 2025 Filed Oct 1, 2025 21:28 UTC |
Rogers-Windsor Ramona LynnDirector
|
PurchaseCommon Stock | 463 | $21.55 | $9,978.76 |
DisclosureSEC source: 0000017313-25-000135 · wk-form4_1759354090.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,612.2493 Read SEC document |
| August 20, 2025 Filed Aug 21, 2025 20:11 UTC |
BATTIST CHRISTINEDirector
|
PurchaseCommon Stock | 667 | $22.45 | $14,972.15 |
DisclosureSEC source: 0000017313-25-000099 · wk-form4_1755807109.xml · nonDerivative · entry 1 BATTIST CHRISTINE · CIK 0001563284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,615 Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 23:32 UTC |
Brooks David RDirector
|
GrantCommon Stock | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000093 · wk-form4_1755127964.xml · nonDerivative · entry 1 Brooks David R · CIK 0001573461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,944 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 22:06 UTC |
Rogers-Windsor Ramona LynnDirector
|
GrantCommon Stock | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000090 · wk-form4_1755122783.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,828.1428 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 21:57 UTC |
BATTIST CHRISTINEDirector
|
GrantCommon Stock | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000088 · wk-form4_1755122240.xml · nonDerivative · entry 1 BATTIST CHRISTINE · CIK 0001563284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,948 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 20:09 UTC |
Thomas William R IIIDirector
|
GrantCommon Stock | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000084 · wk-form4_1755115738.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,344 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:05 UTC |
FURST JACK DDirector
|
GrantCommon Stock | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000096 · wk-form4_1755201913.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,948 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| June 23, 2025 Filed Jun 23, 2025 20:02 UTC |
Rogers-Windsor Ramona LynnDirector
|
PurchaseCommon Stock | 471 | $21.19 | $9,980.49 |
DisclosureSEC source: 0000017313-25-000061 · wk-form4_1750708963.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,091.5147 Read SEC document |
| June 10, 2025 Filed Jun 11, 2025 00:42 UTC |
Sarner Michael ScottDirector · President and CEO
|
Tax withholdingCommon Stock | 15,319 | $21.35 | $327,060.65 |
DisclosureSEC source: 0000017313-25-000055 · wk-form4_1749602568.xml · nonDerivative · entry 3 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,459.704 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2025 Filed Jun 10, 2025 20:05 UTC |
Rehberger ChrisChief Financial Officer
|
Tax withholdingCommon Stock | 3,041 | $21.35 | $64,925.35 |
DisclosureSEC source: 0000017313-25-000053 · wk-form4_1749585929.xml · nonDerivative · entry 3 Rehberger Chris · CIK 0002058351 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,151 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2025 Filed Jun 11, 2025 20:11 UTC |
Weinstein Joshua S.Senior Managing Director & CIO
|
Tax withholdingCommon Stock | 12,041 | $21.35 | $257,075.35 |
DisclosureSEC source: 0000017313-25-000058 · wk-form4_1749672675.xml · nonDerivative · entry 3 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,522 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 00:42 UTC |
Sarner Michael ScottDirector · President and CEO
|
GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000055 · wk-form4_1749602568.xml · nonDerivative · entry 2 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 485,778.704 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 00:42 UTC |
Sarner Michael ScottDirector · President and CEO
|
Tax withholdingCommon Stock | 3,648 | $21.06 | $76,826.88 |
DisclosureSEC source: 0000017313-25-000055 · wk-form4_1749602568.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 405,778.704 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 20:05 UTC |
Rehberger ChrisChief Financial Officer
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000053 · wk-form4_1749585929.xml · nonDerivative · entry 2 Rehberger Chris · CIK 0002058351 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,192 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 20:05 UTC |
Rehberger ChrisChief Financial Officer
|
Tax withholdingCommon Stock | 1,126 | $21.06 | $23,713.56 |
DisclosureSEC source: 0000017313-25-000053 · wk-form4_1749585929.xml · nonDerivative · entry 1 Rehberger Chris · CIK 0002058351 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,192 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:11 UTC |
Weinstein Joshua S.Senior Managing Director & CIO
|
GrantCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000058 · wk-form4_1749672675.xml · nonDerivative · entry 2 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,563 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:11 UTC |
Weinstein Joshua S.Senior Managing Director & CIO
|
Tax withholdingCommon Stock | 3,127 | $21.06 | $65,854.62 |
DisclosureSEC source: 0000017313-25-000058 · wk-form4_1749672675.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,563 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| May 27, 2025 Filed May 28, 2025 21:03 UTC |
BATTIST CHRISTINEDirector
|
PurchaseCommon Stock | 476 | $20.87 | $9,934.79 |
DisclosureSEC source: 0000017313-25-000046 · wk-form4_1748466227.xml · nonDerivative · entry 1 BATTIST CHRISTINE · CIK 0001563284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,755 Read SEC document |
| March 26, 2025 Filed Mar 26, 2025 20:22 UTC |
Rogers-Windsor Ramona LynnDirector
|
PurchaseCommon Stock | 450 | $22.52 | $10,133.69 |
DisclosureSEC source: 0000017313-25-000023 · wk-form4_1743020524.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,237.8101 Read SEC document |
| December 12, 2024 Filed Dec 12, 2024 21:07 UTC |
Rogers-Windsor Ramona LynnDirector
|
PurchaseCommon Stock | 250 | $22.67 | $5,667.48 |
DisclosureSEC source: 0000017313-24-000137 · wk-form4_1734037662.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,406.9944 Read SEC document |
| November 08, 2024 Filed Nov 8, 2024 22:48 UTC |
BATTIST CHRISTINEDirector
|
PurchaseCommon Stock | 256 | $23.13 | $5,920.74 |
DisclosureSEC source: 0000017313-24-000131 · wk-form4_1731106123.xml · nonDerivative · entry 1 BATTIST CHRISTINE · CIK 0001563284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,279 Read SEC document |
| November 07, 2024 Filed Nov 7, 2024 21:25 UTC |
Rogers-Windsor Ramona LynnDirector
|
PurchaseCommon Stock | 500 | $23.07 | $11,533.35 |
DisclosureSEC source: 0000017313-24-000123 · wk-form4_1731014733.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,156.9944 Read SEC document |
| September 16, 2024 Filed Sep 16, 2024 20:07 UTC |
Rogers-Windsor Ramona LynnDirector
|
PurchaseCommon Stock | 250 | $25.03 | $6,257.50 |
DisclosureSEC source: 0000017313-24-000080 · wk-form4_1726517241.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,363.1484 Read SEC document |
| August 09, 2024 Filed Aug 9, 2024 20:23 UTC |
BATTIST CHRISTINEDirector
|
PurchaseCommon Stock | 406 | $23.94 | $9,720.41 |
DisclosureSEC source: 0000017313-24-000061 · wk-form4_1723235004.xml · nonDerivative · entry 1 BATTIST CHRISTINE · CIK 0001563284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,023 Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 20:28 UTC |
BATTIST CHRISTINEDirector
|
GrantCommon Stock | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-24-000070 · wk-form4_1723494475.xml · nonDerivative · entry 1 BATTIST CHRISTINE · CIK 0001563284 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 7,281 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan F2 · ownership.nature: Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007. Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 20:26 UTC |
FURST JACK DDirector
|
GrantCommon Stock | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-24-000069 · wk-form4_1723494376.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,755 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 20:23 UTC |
Brooks David RDirector
|
GrantCommon Stock | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-24-000068 · wk-form4_1723494232.xml · nonDerivative · entry 1 Brooks David R · CIK 0001573461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,751 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:19 UTC |
Rogers-Windsor Ramona LynnDirector
|
GrantCommon Stock | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-24-000075 · wk-form4_1723580351.xml · nonDerivative · entry 1 Rogers-Windsor Ramona Lynn · CIK 0001850860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,113.1484 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.