Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL SOUTHWEST CORP
Report date January 24, 2018 · Filed January 24, 2018
Section 16 reporting ended · disclosed 2018-01-24. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2017 Filed Nov 21, 2017 21:22 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 380 | $16.87 | $6,410.22 |
DisclosureSEC source: 0001179110-17-014421 · edgar.xml · nonDerivative · entry 1 KELLEY DOUGLAS M. · CIK 0001631632 · Sr. VP, Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,147 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:35 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014319 · edgar.xml · nonDerivative · entry 1 KELLEY DOUGLAS M. · CIK 0001631632 · Sr. VP, Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,767 F1 · shares: Represents a restricted stock award of 20,000 shares. Read SEC document |
| November 15, 2017 Filed Dec 22, 2017 12:56 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 1,368 | $16.95 | $23,187.60 |
DisclosureSEC source: 0001179110-17-015829 · edgar.xml · nonDerivative · entry 2 KELLEY DOUGLAS M. · CIK 0001631632 · Sr. VP, Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,767 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on November 15, 2017. F3 · balance_after: See Form 4 filed November 21, 2017 for the current amount of securities beneficially owned by the Reporting Person. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 23:47 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 1,500 | $17.00 | $25,495.95 |
DisclosureSEC source: 0001179110-17-014140 · edgar.xml · nonDerivative · entry 1 KELLEY DOUGLAS M. · CIK 0001631632 · Sr. VP, Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,135 Read SEC document |
| November 10, 2017 Filed Dec 22, 2017 12:56 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 1,641 | $16.99 | $27,880.59 |
DisclosureSEC source: 0001179110-17-015829 · edgar.xml · nonDerivative · entry 1 KELLEY DOUGLAS M. · CIK 0001631632 · Sr. VP, Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,635 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on November 10, 2017. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:45 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031792 · edgar.xml · nonDerivative · entry 1 KELLEY DOUGLAS M. · CIK 0001631632 · Sr. VP, Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,918.845 F1 · shares: Represents a restricted stock award of 20,000 shares. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 18:19 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 102 | $14.89 | $1,518.78 |
DisclosureSEC source: 0001179110-16-029384 · edgar.xml · nonDerivative · entry 1 KELLEY DOUGLAS M. · CIK 0001631632 · Sr. VP, Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,905.402 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.