Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL SOUTHWEST CORPCSWC · Entity 4655 | Director | August 10, 2026 | August 11, 2026 |
| Drilling Tools International CorpDTI · Entity 6821 | Director | May 13, 2026 | May 13, 2026 |
| Gloo Holdings, Inc.GLOO · Entity 6042 | Director | July 09, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL SOUTHWEST CORP
Report date August 10, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,937 |
Reported balance
After 2026-08-10 transaction · row 1
1 source rowRow 1 · 2026-08-10 · Grant · Acquired 1,989 · Balance 49,937 F1: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan |
| Common StockSEC Table I · non-derivative | IndirectFMAB Partners, LP | 39,000 |
Reported balance
Holding disclosure · report date 2026-08-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 39,000 F2: These securities are held by FMAB Partners, LP, a limited partnership controlled by the reporting person provided that the reporting person holds 50% of the membership interest in the sole general partner of FMAB Partners, LP. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
F2: These securities are held by FMAB Partners, LP, a limited partnership controlled by the reporting person provided that the reporting person holds 50% of the membership interest in the sole general partner of FMAB Partners, LP. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
Drilling Tools International Corp
Report date May 13, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,948 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Exercise / conversion · Acquired 28,626 · Balance 60,948 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-13 · Exercise / conversion · Disposed 28,626 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4: The restricted stock units vested 100% on May 13, 2026, the one-year anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,438 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 23,438 F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5: The restricted stock units vest 100% on April 28, 2027, the one-year anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | Indirectby Oak Stream Investors II, Ltd. | 118,252 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 118,252 F1: The Reporting Person disclaims any beneficial ownership of any shares of common stock held by Oak Stream Investors II, Ltd., other than his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Indirectby JDF Long Term Trust | 458,737 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 458,737 F2: The Reporting Person is the trustee of JDF Long Term Trust ("JDF"). The Reporting Person may be deemed to have voting power and dispositive power over the shares held by JDF. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security | Direct | 57,059 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 57,059 F6: All shares of common stock subject to stock options held by the Reporting Person are vested. The stock options were received in exchange for stock options to purchase 250,000 shares of common stock of Drilling Tools International Holdings, Inc. ("Legacy DTI") for $0.85 per share in connection with the Issuer's business combination with Legacy DTI. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person disclaims any beneficial ownership of any shares of common stock held by Oak Stream Investors II, Ltd., other than his pecuniary interest therein.
F2: The Reporting Person is the trustee of JDF Long Term Trust ("JDF"). The Reporting Person may be deemed to have voting power and dispositive power over the shares held by JDF.
F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F4: The restricted stock units vested 100% on May 13, 2026, the one-year anniversary of the grant date.
F5: The restricted stock units vest 100% on April 28, 2027, the one-year anniversary of the grant date.
F6: All shares of common stock subject to stock options held by the Reporting Person are vested. The stock options were received in exchange for stock options to purchase 250,000 shares of common stock of Drilling Tools International Holdings, Inc. ("Legacy DTI") for $0.85 per share in connection with the Issuer's business combination with Legacy DTI.
Gloo Holdings, Inc.
Report date July 09, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 544,444 |
Reported balance
After 2026-07-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-09 · Conversion · Acquired 544,444 · Balance 544,444 F1: Represents the conversion of Class B common stock into Class A common stock. F2: Shares held of record by JAJO Partners, LP. Mr. Furst is the president of JAJO LLC which is the general partner of JAJO Partners LP and may be deemed to have beneficial ownership of such shares. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 732,856 |
Reported balance
After 2026-07-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-07-09 · Conversion · Acquired 732,856 · Balance 732,856 F1: Represents the conversion of Class B common stock into Class A common stock. F3: Shares held of record by Oak Stream Investors III, Ltd. Mr. Furst is the chairman of the board of Oak Stream Ranch which is the general partner of Oak Stream Investors III, Ltd. and may be deemed to have beneficial ownership of such shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-07-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-09 · Conversion · Disposed 544,444 · Balance 0 F5: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F2: Shares held of record by JAJO Partners, LP. Mr. Furst is the president of JAJO LLC which is the general partner of JAJO Partners LP and may be deemed to have beneficial ownership of such shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-07-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-07-09 · Conversion · Disposed 732,856 · Balance 0 F5: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F3: Shares held of record by Oak Stream Investors III, Ltd. Mr. Furst is the chairman of the board of Oak Stream Ranch which is the general partner of Oak Stream Investors III, Ltd. and may be deemed to have beneficial ownership of such shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 458,333 |
Reported balance
Holding disclosure · report date 2026-07-09 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 458,333 F5: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F6: Shares held of record by InspireHub, Inc. Mr. Furst is a director of InspireHub, Inc. and may be deemed to have beneficial ownership of such shares. |
| Class A Common StockSEC Table I · non-derivative | Direct | 275,000 |
Reported balance
Holding disclosure · report date 2026-07-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 275,000 F4: Includes 25,000 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock on the date it vests. One-half (1/2) of the RSUs will vest on the day of the first annual stockholder meeting following the grant date of the RSUs, or, if earlier, on the one-year anniversary of the grant date and one-half (1/2) of the RSUs will vest on the day of the second annual stockholder meeting following the grant date, or, if earlier, on the two-year anniversary of the grant date, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's Outside Director Compensation Policy) through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of Class B common stock into Class A common stock.
F2: Shares held of record by JAJO Partners, LP. Mr. Furst is the president of JAJO LLC which is the general partner of JAJO Partners LP and may be deemed to have beneficial ownership of such shares.
F3: Shares held of record by Oak Stream Investors III, Ltd. Mr. Furst is the chairman of the board of Oak Stream Ranch which is the general partner of Oak Stream Investors III, Ltd. and may be deemed to have beneficial ownership of such shares.
F4: Includes 25,000 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock on the date it vests. One-half (1/2) of the RSUs will vest on the day of the first annual stockholder meeting following the grant date of the RSUs, or, if earlier, on the one-year anniversary of the grant date and one-half (1/2) of the RSUs will vest on the day of the second annual stockholder meeting following the grant date, or, if earlier, on the two-year anniversary of the grant date, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's Outside Director Compensation Policy) through each such vesting date.
F5: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date.
F6: Shares held of record by InspireHub, Inc. Mr. Furst is a director of InspireHub, Inc. and may be deemed to have beneficial ownership of such shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2026 Filed Aug 11, 2026 20:18 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000117 · wk-form4_1786479518.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,937 F1 · acquired: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 21:00 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | ConversionClass B Common Stock · Derivative | 732,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062103-26-000005 · form4-07102026_090723.xml · derivative · entry 5 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 732,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F5 · kind: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F5 · price: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F5 · derivative.exercise_date: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F5 · derivative.expiration_date: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F3 · ownership.nature: Shares held of record by Oak Stream Investors III, Ltd. Mr. Furst is the chairman of the board of Oak Stream Ranch which is the general partner of Oak Stream Investors III, Ltd. and may be deemed to have beneficial ownership of such shares. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 21:00 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | ConversionClass B Common Stock · Derivative | 544,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062103-26-000005 · form4-07102026_090723.xml · derivative · entry 4 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 544,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F5 · kind: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F5 · price: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F5 · derivative.exercise_date: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F5 · derivative.expiration_date: The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. F2 · ownership.nature: Shares held of record by JAJO Partners, LP. Mr. Furst is the president of JAJO LLC which is the general partner of JAJO Partners LP and may be deemed to have beneficial ownership of such shares. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 21:00 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | ConversionClass A Common Stock | 732,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062103-26-000005 · form4-07102026_090723.xml · nonDerivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 732,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of Class B common stock into Class A common stock. F3 · ownership.nature: Shares held of record by Oak Stream Investors III, Ltd. Mr. Furst is the chairman of the board of Oak Stream Ranch which is the general partner of Oak Stream Investors III, Ltd. and may be deemed to have beneficial ownership of such shares. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 21:00 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | ConversionClass A Common Stock | 544,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062103-26-000005 · form4-07102026_090723.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 544,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of Class B common stock into Class A common stock. F2 · ownership.nature: Shares held of record by JAJO Partners, LP. Mr. Furst is the president of JAJO LLC which is the general partner of JAJO Partners LP and may be deemed to have beneficial ownership of such shares. Read SEC document |
| May 13, 2026 Filed May 13, 2026 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | Exercise / conversionRestricted Stock Units · Derivative | 28,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-221589 · ownership.xml · derivative · entry 4 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vested 100% on May 13, 2026, the one-year anniversary of the grant date. F4 · derivative.expiration_date: The restricted stock units vested 100% on May 13, 2026, the one-year anniversary of the grant date. Read SEC document |
| May 13, 2026 Filed May 13, 2026 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | Exercise / conversionCommon Stock | 28,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-221589 · ownership.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2026 Filed Apr 30, 2026 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | GrantRestricted Stock Units · Derivative | 23,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-197169 · ownership.xml · derivative · entry 4 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,438 Underlying: Common Stock · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest 100% on April 29, 2027, the one-year anniversary of the grant date. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest 100% on April 29, 2027, the one-year anniversary of the grant date. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest 100% on April 29, 2027, the one-year anniversary of the grant date. F3 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest 100% on April 29, 2027, the one-year anniversary of the grant date. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 17:28 UTC | Drilling Tools International Corp DTI · Entity 6821 | OtherCommon Stock | 281,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-139557 · ownership.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by JDF Long Term Trust Disclosed balance after: 458,737 F1 · kind: 281,665 shares of Drilling Tools International Corporation's (DTI") common stock received as a result of HHEP Directional, L.P.'s pro rata distribution of shares to its limited partners for no consideration. F2 · ownership.nature: The Reporting Person is the trustee of JDF Long Term Trust ("JDF"). The Reporting Person may be deemed to have voting power and dispositive power over the shares held by JDF. Read SEC document |
| December 10, 2025 Filed Dec 17, 2025 21:01 UTC | Drilling Tools International Corp DTI · Entity 6821 | OtherCommon Stock | 32,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-322652 · ownership.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by JDF Long Term Trust Disclosed balance after: 177,072 F1 · kind: 32,606 shares of Drilling Tools International Corporation's (DTI") common stock received as a result of HHEP Directional, L.P.'s pro rata distribution of shares to its limited partners for no consideration. F2 · ownership.nature: The Reporting Person is the trustee of JDF Long Term Trust ("JDF"). The Reporting Person may be deemed to have voting power and dispositive power over the shares held by JDF. Read SEC document |
| November 20, 2025 Filed Nov 20, 2025 23:21 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | GrantClass A Common Stock | 25,000 | $8.00 | $200,000.00 |
DisclosureSEC source: 0001062103-25-000006 · form4-11202025_111110.xml · nonDerivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,000 F2 · shares: Represents an equal number of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock on the date it vests. One-half (1/2) of the RSUs will vest on the day of the first annual stockholder meeting following the grant date of the RSUs, or, if earlier, on the one-year anniversary of the grant date and one-half (1/2) of the RSUs will vest on the day of the second annual stockholder meeting following the grant date, or, if earlier, on the two-year anniversary of the grant date, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's Outside Director Compensation Policy) through each such vesting date. Read SEC document |
| November 20, 2025 Filed Nov 20, 2025 23:21 UTC | Gloo Holdings, Inc. GLOO · Entity 6042 | PurchaseClass A Common Stock | 250,000 | $8.00 | $2,000,000.00 |
DisclosureSEC source: 0001062103-25-000006 · form4-11202025_111110.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 F1 · shares: Represents 250,000 shares of Class A common stock acquired by Jack Furst pursuant to an issuer directed allocation in connection with the Issuer's initial public offering. Read SEC document |
| September 12, 2025 Filed Sep 16, 2025 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | OtherCommon Stock | 36,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-204969 · ownership.xml · nonDerivative · entry 5 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by JDF Long Term Trust Disclosed balance after: 144,466 F3 · kind: 36,227 shares of DTI's common stock received as a result of HHEP Directional, L.P.'s pro rata distribution of shares to its limited partners for no consideration. F4 · ownership.nature: The Reporting Person is the trustee of JDF Long Term Trust ("JDF"). The Reporting Person may be deemed to have voting power and dispositive power over the shares held by JDF. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:05 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000096 · wk-form4_1755201913.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,948 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| June 06, 2025 Filed Sep 16, 2025 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | OtherCommon Stock | 63,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-204969 · ownership.xml · nonDerivative · entry 4 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by JDF Long Term Trust Disclosed balance after: 108,239 F2 · kind: 63,939 shares of DTI's common stock received as a result of HHEP Directional, L.P.'s pro rata distribution of shares to its limited partners for no consideration. F4 · ownership.nature: The Reporting Person is the trustee of JDF Long Term Trust ("JDF"). The Reporting Person may be deemed to have voting power and dispositive power over the shares held by JDF. Read SEC document |
| May 14, 2025 Filed Sep 16, 2025 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | Exercise / conversionRestricted Stock Units · Derivative | 13,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-204969 · ownership.xml · derivative · entry 9 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,712 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock. F9 · derivative.exercise_date: The restricted stock units vested 100% upon the one-year anniversary of the grant date. F9 · derivative.expiration_date: The restricted stock units vested 100% upon the one-year anniversary of the grant date. Read SEC document |
| May 14, 2025 Filed Sep 16, 2025 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | Exercise / conversionCommon Stock | 13,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-204969 · ownership.xml · nonDerivative · entry 3 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2025 Filed Sep 16, 2025 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | GrantRestricted Stock Units · Derivative | 28,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-204969 · ownership.xml · derivative · entry 8 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,626 Underlying: Common Stock · 28,626 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock. F8 · derivative.exercise_date: The restricted stock units vest 100% upon the one-year anniversary of the grant date. F8 · derivative.expiration_date: The restricted stock units vest 100% upon the one-year anniversary of the grant date. Read SEC document |
| September 13, 2024 Filed Sep 16, 2025 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | OtherCommon Stock | 44,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-204969 · ownership.xml · nonDerivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by JDF Long Term Trust Disclosed balance after: 44,300 F1 · kind: 44,300 shares of Drilling Tools International Corporation's ("DTI") common stock received as a result of HHEP Directional, L.P.'s pro rata distribution of shares to its limited partners for no consideration. F4 · ownership.nature: The Reporting Person is the trustee of JDF Long Term Trust ("JDF"). The Reporting Person may be deemed to have voting power and dispositive power over the shares held by JDF. Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 20:26 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-24-000069 · wk-form4_1723494376.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,755 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | GrantRestricted Stock Units · Derivative | 13,712 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-061070 · ownership.xml · derivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,712 Underlying: Common Stock · 13,712 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock. F3 · derivative.exercise_date: The restricted stock units vest 100% upon the one-year anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest 100% upon the one-year anniversary of the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | GrantRestricted Stock Units · Derivative | 18,610 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-061070 · ownership.xml · derivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,610 Underlying: Common Stock · 18,610 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock. F2 · derivative.exercise_date: The restricted stock units vest 100% on the grant date. F2 · derivative.expiration_date: The restricted stock units vest 100% on the grant date. Read SEC document |
| May 14, 2024 Filed Sep 16, 2025 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | Exercise / conversionRestricted Stock Units · Derivative | 18,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-204969 · ownership.xml · derivative · entry 7 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock. F7 · derivative.exercise_date: The restricted stock units vested 100% on the grant date. F7 · derivative.expiration_date: The restricted stock units vested 100% on the grant date. Read SEC document |
| May 14, 2024 Filed Sep 16, 2025 20:05 UTC | Drilling Tools International Corp DTI · Entity 6821 | Exercise / conversionCommon Stock | 18,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-204969 · ownership.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:10 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-23-000099 · wf-form4_169204378749517.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,665 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:58 UTC | Drilling Tools International Corp DTI · Entity 6821 | GrantStock Option (right to buy) · Derivative | 57,059 | Not disclosed Strike: $3.72 | Not disclosed |
DisclosureSEC source: 0000899243-23-016282 · doc4.xml · derivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,059 Underlying: Common Stock · 57,059 shares Expires 2027-04-01 F5 · price: The stock options were received in exchange for stock options to purchase 250,000 shares of common stock of Legacy DTI for $0.85 per share in connection with the Business Combination. F4 · derivative.exercise_date: As of the Closing Date, all shares of Common Stock subject to the stock options held by the Reporting Person are vested. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:58 UTC | Drilling Tools International Corp DTI · Entity 6821 | GrantCommon Stock | 118,252 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016282 · doc4.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Oak Stream Investors II, Ltd. Disclosed balance after: 118,252 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date"). F2 · price: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Oak Stream Investors II, Ltd. ("Oak Stream"), Oak Stream elected to exchange the $59,274 of Preferred Cash Consideration it was entitled to receive pursuant to the Merger Agreement into 11,203 shares of Common Stock, which are included in the reported amount. F3 · ownership.nature: The Reporting Person may be deemed to have voting power and dispositive power over the shares held by Oak Stream. Mr. Furst is the Chairman of the Board of Directors of Oak Stream Ranch Incorporated, Oak Stream's general partner. Mr. Furst disclaims any beneficial ownership of any shares of Common Stock held by Oak Stream, other than his pecuniary interest therein. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:14 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 2,421 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-22-000083 · wf-form4_166033522726999.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,425 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 21:55 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 15,500 | $8.84 | $136,964.20 |
DisclosureSEC source: 0000017313-20-000034 · wf-form4_158465487886317.xml · nonDerivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,004 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.6011 to $8.983, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 21:55 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 39,000 | $8.84 | $344,619.60 |
DisclosureSEC source: 0000017313-20-000034 · wf-form4_158465487886317.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · FMAB Partners, LP Disclosed balance after: 39,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.6011 to $8.983, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held by FMAB Partners, LP, a limited partnership controlled by the reporting person provided that the reporting person holds 50% of the membership interest in the sole general partner of FMAB Partners, LP. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 21:32 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 3,504 | $18.78 | $65,805.12 |
DisclosureSEC source: 0000017313-18-000076 · wf-form4_154594633736156.xml · nonDerivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,504 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.61 to $19.00, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 21:32 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 2,900 | $18.16 | $52,664.00 |
DisclosureSEC source: 0000017313-18-000076 · wf-form4_154594633736156.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.09 to $18.20, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2016 Filed Sep 15, 2016 21:59 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 5,400 | $14.90 | $80,460.00 |
DisclosureSEC source: 0001179110-16-029688 · edgar.xml · nonDerivative · entry 3 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 21:59 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 900 | $14.90 | $13,410.00 |
DisclosureSEC source: 0001179110-16-029688 · edgar.xml · nonDerivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:59 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 2,700 | $14.90 | $40,230.00 |
DisclosureSEC source: 0001179110-16-029688 · edgar.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Read SEC document |
| September 09, 2016 Filed Sep 9, 2016 21:07 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 2,600 | $14.89 | $38,714.00 |
DisclosureSEC source: 0001179110-16-029504 · edgar.xml · nonDerivative · entry 3 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,600 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.83 to $14.90, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 21:07 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 1,500 | $14.84 | $22,260.00 |
DisclosureSEC source: 0001179110-16-029504 · edgar.xml · nonDerivative · entry 2 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.80 to $14.88, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 21:07 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 1,900 | $14.78 | $28,082.00 |
DisclosureSEC source: 0001179110-16-029504 · edgar.xml · nonDerivative · entry 1 FURST JACK D · CIK 0001062103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.72 to $14.85, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.