Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL SOUTHWEST CORPCSWC · Entity 4655 | Director · President and CEO | June 09, 2026 | June 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL SOUTHWEST CORP
Report date June 09, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 587,684.339 |
Ending reported balance
After 2026-06-10 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-06-09 · Tax withholding · Disposed 13,765 · Balance 459,389.339 F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Row 2 · 2026-06-09 · Grant · Acquired 140,000 · Balance 599,389.339 F2: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Row 3 · 2026-06-10 · Tax withholding · Disposed 11,705 · Balance 587,684.339 F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
F2: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 10, 2026 20:56 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 11,705 | $23.54 | $275,535.70 |
DisclosureSEC source: 0000017313-26-000064 · wk-form4_1781124990.xml · nonDerivative · entry 3 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 587,684.339 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:56 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000064 · wk-form4_1781124990.xml · nonDerivative · entry 2 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 599,389.339 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:56 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 13,765 | $23.28 | $320,449.20 |
DisclosureSEC source: 0000017313-26-000064 · wk-form4_1781124990.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 459,389.339 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 21:06 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 2,694.635 | $21.90 | $59,012.51 |
DisclosureSEC source: 0000017313-26-000021 · wk-form4_1772485602.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,154.339 Read SEC document |
| June 10, 2025 Filed Jun 11, 2025 00:42 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 15,319 | $21.35 | $327,060.65 |
DisclosureSEC source: 0000017313-25-000055 · wk-form4_1749602568.xml · nonDerivative · entry 3 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,459.704 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 00:42 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000055 · wk-form4_1749602568.xml · nonDerivative · entry 2 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 485,778.704 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 00:42 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 3,648 | $21.06 | $76,826.88 |
DisclosureSEC source: 0000017313-25-000055 · wk-form4_1749602568.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 405,778.704 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:04 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-24-000041 · wk-form4_1718136284.xml · nonDerivative · entry 3 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 409,426.704 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:04 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 13,607 | $26.13 | $355,550.91 |
DisclosureSEC source: 0000017313-24-000041 · wk-form4_1718136284.xml · nonDerivative · entry 2 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,426.704 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2024 Filed Jun 11, 2024 20:04 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 4,723 | $26.13 | $123,411.99 |
DisclosureSEC source: 0000017313-24-000041 · wk-form4_1718136284.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,033.704 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 21:08 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 1,869 | $22.17 | $41,435.73 |
DisclosureSEC source: 0000017313-23-000137 · wk-form4_1700168915.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,756.704 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2023 Filed Jun 13, 2023 22:43 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 12,527 | $19.86 | $248,786.22 |
DisclosureSEC source: 0000017313-23-000060 · wf-form4_168669622205554.xml · nonDerivative · entry 2 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,625.704 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 22:43 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 59,928 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-23-000060 · wf-form4_168669622205554.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,152.704 F1 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:09 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 6,138 | $19.09 | $117,174.42 |
DisclosureSEC source: 0000017313-22-000120 · wf-form4_166863294982215.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,224.704 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:31 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 7,945 | $21.62 | $171,770.90 |
DisclosureSEC source: 0000017313-22-000053 · wf-form4_165490028465996.xml · nonDerivative · entry 2 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,362.704 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:31 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 43,990 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-22-000053 · wf-form4_165490028465996.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,307.704 F1 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:10 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 9,974 | $27.38 | $273,088.12 |
DisclosureSEC source: 0000017313-21-000197 · wf-form4_163718340935225.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,317.704 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| November 09, 2021 Filed Nov 9, 2021 21:05 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 3,354.704 | $26.83 | $90,000.00 |
DisclosureSEC source: 0000017313-21-000191 · wf-form4_163649192975842.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,291.704 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.77 to $26.8282, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 01:11 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 3,444 | $27.65 | $95,226.60 |
DisclosureSEC source: 0000017313-21-000088 · wf-form4_162337388653671.xml · nonDerivative · entry 2 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,937 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 01:11 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 38,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-21-000088 · wf-form4_162337388653671.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,381 F1 · kind: Shares issued under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:25 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 55,527 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-20-000063 · wf-form4_159190708813180.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,563 F1 · shares: Represents a restricted stock award of 55,527 shares. Read SEC document |
| March 20, 2020 Filed Mar 20, 2020 20:08 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 21,500 | $9.40 | $202,100.00 |
DisclosureSEC source: 0000017313-20-000036 · wf-form4_158473491848001.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,036 Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 21:07 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 4,150 | $18.15 | $75,318.35 |
DisclosureSEC source: 0000017313-20-000023 · wf-form4_158292400715835.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,536 Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:11 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-19-000105 · wf-form4_157411149703668.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,386 F1 · shares: Represents a restricted stock award of 19,000 shares. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:15 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 43,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-18-000065 · wf-form4_154240294155216.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,386 F1 · shares: Represents a restricted stock award of 43,400 shares. Read SEC document |
| February 09, 2018 Filed Feb 9, 2018 21:16 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 700 | $16.24 | $11,368.00 |
DisclosureSEC source: 0001179110-18-001887 · edgar.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,986 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.18 to $16.25, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:34 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 39,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014318 · edgar.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,286 F1 · shares: Represents a restricted stock award of 39,000 shares. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:42 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 34,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031790 · edgar.xml · nonDerivative · entry 1 Sarner Michael Scott · CIK 0001648742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,286 F1 · shares: Represents a restricted stock award of 34,500 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.