Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL SOUTHWEST CORPCSWC · Entity 4655 | Director | August 31, 2021 | August 31, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL SOUTHWEST CORP
Report date August 31, 2021 · Filed August 31, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,776 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Purchase · Acquired 381 · Balance 4,776 |
| Common StockSEC Table I · non-derivative | IndirectBy Morgan Family Trust | 20,045 |
Reported balance
Holding disclosure · report date 2021-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,045 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2021 Filed Aug 31, 2021 20:30 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 381 | $26.39 | $10,054.59 |
DisclosureSEC source: 0000017313-21-000136 · wf-form4_163044183076980.xml · nonDerivative · entry 1 Morgan Thomas Duane · CIK 0001391130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,776 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 21:05 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 3,050 | $16.39 | $49,989.50 |
DisclosureSEC source: 0001179110-18-001885 · edgar.xml · nonDerivative · entry 2 Morgan Thomas Duane · CIK 0001391130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Morgan Family Trust Disclosed balance after: 14,937 Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:57 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 3,100 | $16.26 | $50,406.00 |
DisclosureSEC source: 0001179110-17-008828 · edgar.xml · nonDerivative · entry 2 Morgan Thomas Duane · CIK 0001391130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Morgan Family Trust Disclosed balance after: 11,546.2233 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.205 to $16.26, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:32 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 7,100 | $14.35 | $101,885.00 |
DisclosureSEC source: 0001179110-16-031487 · edgar.xml · nonDerivative · entry 1 Morgan Thomas Duane · CIK 0001391130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,495 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $14.36, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 10, 2016 Filed Nov 16, 2016 21:14 UTC Amendment | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 7,100 | $14.35 | $101,885.00 |
DisclosureSEC source: 0001179110-16-031685 · edgar.xml · nonDerivative · entry 2 Morgan Thomas Duane · CIK 0001391130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Morgan Family Trust Disclosed balance after: 8,350 F1 · shares: The Form 4 filed on November 14, 2016 mistakenly reported that the reporting person directly purchased 7,100 shares of common stock, which did not occur. On November 10, 2016, the Morgan Family Trust purchased 7,100 shares of common stock of Capital Southwest Corporation. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $14.36, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F1 · balance_after: The Form 4 filed on November 14, 2016 mistakenly reported that the reporting person directly purchased 7,100 shares of common stock, which did not occur. On November 10, 2016, the Morgan Family Trust purchased 7,100 shares of common stock of Capital Southwest Corporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.