Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL SOUTHWEST CORPCSWC · Entity 4655 | Senior Managing Director & CIO | June 09, 2026 | June 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL SOUTHWEST CORP
Report date June 09, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 380,585 |
Ending reported balance
After 2026-06-10 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-06-09 · Tax withholding · Disposed 11,349 · Balance 290,173 F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Row 2 · 2026-06-09 · Grant · Acquired 100,000 · Balance 390,173 F2: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Row 3 · 2026-06-10 · Tax withholding · Disposed 9,588 · Balance 380,585 F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
F2: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 10, 2026 22:33 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 9,588 | $23.54 | $225,701.52 |
DisclosureSEC source: 0000017313-26-000067 · wk-form4_1781130788.xml · nonDerivative · entry 3 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,585 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 22:33 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000067 · wk-form4_1781130788.xml · nonDerivative · entry 2 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,173 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 22:33 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 11,349 | $23.28 | $264,204.72 |
DisclosureSEC source: 0000017313-26-000067 · wk-form4_1781130788.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,173 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2025 Filed Jun 11, 2025 20:11 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 12,041 | $21.35 | $257,075.35 |
DisclosureSEC source: 0000017313-25-000058 · wk-form4_1749672675.xml · nonDerivative · entry 3 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,522 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:11 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000058 · wk-form4_1749672675.xml · nonDerivative · entry 2 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,563 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:11 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 3,127 | $21.06 | $65,854.62 |
DisclosureSEC source: 0000017313-25-000058 · wk-form4_1749672675.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,563 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:03 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-24-000039 · wk-form4_1718136173.xml · nonDerivative · entry 3 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,690 F2 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:03 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 10,117 | $26.13 | $264,357.21 |
DisclosureSEC source: 0000017313-24-000039 · wk-form4_1718136173.xml · nonDerivative · entry 2 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,690 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2024 Filed Jun 11, 2024 20:03 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 3,560 | $26.13 | $93,022.80 |
DisclosureSEC source: 0000017313-24-000039 · wk-form4_1718136173.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,807 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 21:07 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 1,131 | $22.17 | $25,074.27 |
DisclosureSEC source: 0000017313-23-000135 · wk-form4_1700168821.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,167 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2023 Filed Jun 13, 2023 22:43 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 8,084 | $19.86 | $160,548.24 |
DisclosureSEC source: 0000017313-23-000059 · wf-form4_168669618880479.xml · nonDerivative · entry 2 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,298 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 22:43 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 51,367 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-23-000059 · wf-form4_168669618880479.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,382 F1 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:11 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 3,688 | $19.09 | $70,403.92 |
DisclosureSEC source: 0000017313-22-000121 · wf-form4_166863308298556.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,015 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:30 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 4,335 | $21.62 | $93,722.70 |
DisclosureSEC source: 0000017313-22-000051 · wf-form4_165490018722204.xml · nonDerivative · entry 2 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,703 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:30 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 37,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-22-000051 · wf-form4_165490018722204.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,038 F1 · kind: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:08 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 5,364 | $27.38 | $146,866.32 |
DisclosureSEC source: 0000017313-21-000195 · wf-form4_163718330679541.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,565 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 01:10 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | Tax withholdingCommon Stock | 1,965 | $27.65 | $54,332.25 |
DisclosureSEC source: 0000017313-21-000087 · wf-form4_162337382173469.xml · nonDerivative · entry 2 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,929 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 01:10 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 33,109 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-21-000087 · wf-form4_162337382173469.xml · nonDerivative · entry 1 Weinstein Joshua S. · CIK 0001858765 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,894 F1 · kind: Shares issued under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.