Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL SOUTHWEST CORPCSWC · Entity 4655 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL SOUTHWEST CORP
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,842 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Purchase · Acquired 2,170 · Balance 22,842 F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.04 to $23.06, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectHeld by the reporting person's son | 6,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,000 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 571,939 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 571,939 F2: Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership. Although Mr. Thomas's pecuniary interest in the shares of common stock held by the Partnership is limited to his limited partnership interest in the Partnership and his membership interest in the general partner of the Partnership, in accordance with Rule 13d-3(d)(1)(i) of the Securities Exchange Act of 1934, as amended, Mr. Thomas is deemed to be the beneficial owner of all of such shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.04 to $23.06, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2: Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership. Although Mr. Thomas's pecuniary interest in the shares of common stock held by the Partnership is limited to his limited partnership interest in the Partnership and his membership interest in the general partner of the Partnership, in accordance with Rule 13d-3(d)(1)(i) of the Securities Exchange Act of 1934, as amended, Mr. Thomas is deemed to be the beneficial owner of all of such shares of common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ENCORE WIRE CORP
Report date June 28, 2024 · Filed July 02, 2024
Section 16 reporting ended · disclosed 2024-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-07-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-06-28 · Gift · Disposed 12,350 · Balance 1,250 Row 2 · 2024-07-02 · Disposition to issuer · Disposed 1,250 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of April 14, 2024, by and among Encore Wire Corporation ('Encore'), Prysmian S.p.A., Applause Merger Sub Inc. and solely as provided in Section 9.12 therein, Prysmian Cables and Systems USA, LLC (the 'Merger Agreement'), each share of common stock of Encore (other than certain excluded shares specified in the Merger Agreement) that was outstanding as of immediately prior to the effective time of the merger contemplated by the Merger Agreement was cancelled, extinguished, and automatically converted into the right to receive $290.00 per share in cash, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of April 14, 2024, by and among Encore Wire Corporation ('Encore'), Prysmian S.p.A., Applause Merger Sub Inc. and solely as provided in Section 9.12 therein, Prysmian Cables and Systems USA, LLC (the 'Merger Agreement'), each share of common stock of Encore (other than certain excluded shares specified in the Merger Agreement) that was outstanding as of immediately prior to the effective time of the merger contemplated by the Merger Agreement was cancelled, extinguished, and automatically converted into the right to receive $290.00 per share in cash, without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 03:04 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 2,170 | $23.04 | $50,005.48 |
DisclosureSEC source: 0000017313-26-000159 · wk-form4_1790895861.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,842 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.04 to $23.06, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:03 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-26-000119 · wk-form4_1786565033.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,672 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| June 05, 2026 Filed Jun 5, 2026 20:01 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 5,000 | $23.40 | $116,999.50 |
DisclosureSEC source: 0000017313-26-000059 · wk-form4_1780689671.xml · nonDerivative · entry 2 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,683 Read SEC document |
| June 05, 2026 Filed Jun 5, 2026 20:01 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | SaleCommon Stock | 4,661 | $23.29 | $108,568.67 |
DisclosureSEC source: 0000017313-26-000059 · wk-form4_1780689671.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,683 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.255 to $23.33, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 20:09 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-25-000084 · wk-form4_1755115738.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,344 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:11 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-24-000073 · wk-form4_1723579815.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,151 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| July 02, 2024 Filed Jul 2, 2024 18:45 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | Disposition to issuerCommon Stock, par value $0.01 per share | 1,250 | $290.00 | $362,500.00 |
DisclosureSEC source: 0000850460-24-000093 · wk-form4_1719960318.xml · nonDerivative · entry 2 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of April 14, 2024, by and among Encore Wire Corporation ('Encore'), Prysmian S.p.A., Applause Merger Sub Inc. and solely as provided in Section 9.12 therein, Prysmian Cables and Systems USA, LLC (the 'Merger Agreement'), each share of common stock of Encore (other than certain excluded shares specified in the Merger Agreement) that was outstanding as of immediately prior to the effective time of the merger contemplated by the Merger Agreement was cancelled, extinguished, and automatically converted into the right to receive $290.00 per share in cash, without interest. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of April 14, 2024, by and among Encore Wire Corporation ('Encore'), Prysmian S.p.A., Applause Merger Sub Inc. and solely as provided in Section 9.12 therein, Prysmian Cables and Systems USA, LLC (the 'Merger Agreement'), each share of common stock of Encore (other than certain excluded shares specified in the Merger Agreement) that was outstanding as of immediately prior to the effective time of the merger contemplated by the Merger Agreement was cancelled, extinguished, and automatically converted into the right to receive $290.00 per share in cash, without interest. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 18:45 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | GiftCommon Stock, par value $0.01 per share | 12,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000850460-24-000093 · wk-form4_1719960318.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 20:54 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 9,400 | $25.87 | $243,139.46 |
DisclosureSEC source: 0000017313-24-000037 · wk-form4_1717534465.xml · nonDerivative · entry 2 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,061 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.8462 to $25.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 20:54 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GiftCommon Stock | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-24-000037 · wk-form4_1717534465.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,661 Read SEC document |
| May 07, 2024 Filed May 8, 2024 12:35 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | GrantCommon Stock, par value $0.01 per share | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000850460-24-000035 · wk-form4_1715186096.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,600 F1 · shares: These shares of common stock of the issuer were granted to non-employee directors of the issuer pursuant to the issuer's 2020 Long Term Incentive Plan. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 20:58 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-23-000086 · wf-form4_169178751946300.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,878 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Read SEC document |
| May 02, 2023 Filed May 4, 2023 09:45 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | GrantCommon Stock, par value $0.01 per share | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000850460-23-000045 · wf-form4_168320789032861.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,350 F1 · shares: These shares of common stock of the issuer were granted to non-employee directors of the issuer pursuant to the issuer's 2020 Long Term Incentive Plan. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:10 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | GrantCommon Stock | 2,421 | $0.00 | $0.00 |
DisclosureSEC source: 0000017313-22-000079 · wf-form4_166033498763438.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,638 F1 · kind: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Read SEC document |
| May 03, 2022 Filed May 5, 2022 16:06 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | GrantCommon Stock, par value $0.01 per share | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000850460-22-000044 · wf-form4_165178116511895.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 F1 · shares: These shares of common stock of the issuer were granted to non-employee directors of the issuer pursuant to the issuer's 2020 Long Term Incentive Plan. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 20:06 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 2,000 | $27.72 | $55,437.00 |
DisclosureSEC source: 0000017313-21-000146 · wf-form4_163130435977740.xml · nonDerivative · entry 3 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by reporting person's son Disclosed balance after: 6,000 F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.59 to $27.77, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 20:06 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | PurchaseCommon Stock | 2,000 | $27.72 | $55,441.80 |
DisclosureSEC source: 0000017313-21-000146 · wf-form4_163130435977740.xml · nonDerivative · entry 2 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the reporting person's son Disclosed balance after: 6,000 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.59 to $27.86, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 20:06 UTC | CAPITAL SOUTHWEST CORP CSWC · Entity 4655 | SaleCommon Stock | 4,000 | $27.70 | $110,781.60 |
DisclosureSEC source: 0000017313-21-000146 · wf-form4_163130435977740.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the reporting person's daughter Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.59 to $27.78, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 04, 2021 Filed May 5, 2021 09:18 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | GrantCommon Stock, par value $0.01 per share | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000850460-21-000044 · wf-form4_162022066969375.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,850 F1 · shares: These shares of common stock of the issuer were granted to non-employee directors of the issuer pursuant to the issuers 2020 Long Term Incentive Plan. Read SEC document |
| May 06, 2020 Filed May 6, 2020 16:54 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | GrantCommon Stock, par value $0.01 per share | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000850460-20-000072 · wf-form4_158879843034705.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,600 F1 · shares: These shares of common stock of the issuer were granted to non-employee directors of the issuer pursuant to the issuers 2020 Long Term Incentive Plan. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 21:19 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | GrantCommon Stock, par value $0.01 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018193 · doc4.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · shares: These shares of common stock of the issuer were granted to non-employee directors of the issuer pursuant to the issuer's 2010 Stock Option Plan. Read SEC document |
| May 14, 2018 Filed May 16, 2018 17:54 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | GrantCommon Stock, par value $0.01 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030648 · doc4.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 F1 · shares: These shares of common stock of the issuer were granted to non-employee directors of the issuer pursuant to the issuer's 2010 Stock Option Plan. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 17:21 UTC | ENCORE WIRE CORP WIRE · Entity 89316 | GrantCommon Stock, par value $0.01 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038181 · doc4.xml · nonDerivative · entry 1 Thomas William R III · CIK 0001369011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F1 · shares: These shares of common stock of the issuer were granted to non-employee directors of the issuer pursuant to the issuer's 2010 Stock Option Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.