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CARPENTER TECHNOLOGY CORP

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Tapewire entity
3210
SEC CIK
0000017843
Parsed reports
485

Last 12 months

Inside the activity.

0 purchase rows · 60 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 2025019
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 2026010
Jun 202601
Jul 202600
Aug 2026022
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2021 Filed Aug 17, 2021 21:08 UTC
HANIFORD JOSEPH ESVP, Operations
Tax withholdingCommon Stock 128 $36.95 $4,729.60
Disclosure

SEC source: 0001062993-21-007682 · form4.xml · nonDerivative · entry 1

HANIFORD JOSEPH E · CIK 0001647836 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,231

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:07 UTC
LAIN TIMOTHYSVP and CFO
Tax withholdingCommon Stock 493 $36.95 $18,216.35
Disclosure

SEC source: 0001062993-21-007680 · form4.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,687.46

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:06 UTC
Malloy Brian JSVP & Chief Commercial Officer
Tax withholdingCommon Stock 414 $36.95 $15,297.30
Disclosure

SEC source: 0001062993-21-007677 · form4.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,443.68

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:05 UTC
SOCCI ELIZABETH AVP, Controller and CAO
Tax withholdingCommon Stock 98 $36.95 $3,621.10
Disclosure

SEC source: 0001062993-21-007675 · form4.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:04 UTC
Thene Tony RPresident & CEO
Tax withholdingCommon Stock 2,963 $36.95 $109,482.85
Disclosure

SEC source: 0001062993-21-007673 · form4.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,888

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:03 UTC
GRAF DAVIDVP & Group President - SAO
Tax withholdingCommon Stock 236 $36.95 $8,720.20
Disclosure

SEC source: 0001062993-21-007671 · form4.xml · nonDerivative · entry 1

GRAF DAVID · CIK 0001871465 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,695

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:47 UTC
DEE JAMES DSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 316 $37.12 $11,729.92
Disclosure

SEC source: 0001062993-21-007298 · form4.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,817.37

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:29 UTC
SOCCI ELIZABETH AVP, Cont & Chief Acct Officer
Tax withholdingCommon Stock 37 $37.12 $1,373.44
Disclosure

SEC source: 0001062993-21-007294 · form4.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Cont & Chief Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:32 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 2,125 $37.12 $78,880.00
Disclosure

SEC source: 0001062993-21-007296 · form4.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,851

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:26 UTC
Malloy Brian JSVP & Chief Commercial Officer
Tax withholdingCommon Stock 303 $37.12 $11,247.36
Disclosure

SEC source: 0001062993-21-007292 · form4.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,857.68

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:23 UTC
LAIN TIMOTHYSVP and CFO
Tax withholdingCommon Stock 113 $37.12 $4,194.56
Disclosure

SEC source: 0001062993-21-007290 · form4.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,180.46

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:21 UTC
HANIFORD JOSEPH ESVP, Operations
Tax withholdingCommon Stock 95 $37.12 $3,526.40
Disclosure

SEC source: 0001062993-21-007287 · form4.xml · nonDerivative · entry 1

HANIFORD JOSEPH E · CIK 0001647836 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,359

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:22 UTC
Thene Tony RPresident & CEO
Tax withholdingCommon Stock 8,791 $38.46 $338,101.86
Disclosure

SEC source: 0001062993-21-006687 · form4.xml · nonDerivative · entry 2

Thene Tony R · CIK 0001420435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,976

F2 · kind: In connection with the distribution of reported stock award

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:22 UTC
Thene Tony RPresident & CEO
GrantCommon Stock 18,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006687 · form4.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,767

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 6, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:20 UTC
SOCCI ELIZABETH AVP, Cntrl & Chief Acctg Officr
Tax withholdingCommon Stock 138 $38.46 $5,307.48
Disclosure

SEC source: 0001062993-21-006684 · form4.xml · nonDerivative · entry 2

SOCCI ELIZABETH A · CIK 0001752632 · VP, Cntrl & Chief Acctg Officr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,287

F2 · kind: In connection with the distribution of the reported stock award.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:20 UTC
SOCCI ELIZABETH AVP, Cntrl & Chief Acctg Officr
GrantCommon Stock 492 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006684 · form4.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Cntrl & Chief Acctg Officr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,425

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 6, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:17 UTC
Malloy Brian JSVP & Chief Commercial Officer
Tax withholdingCommon Stock 1,161 $38.46 $44,652.06
Disclosure

SEC source: 0001062993-21-006682 · form4.xml · nonDerivative · entry 2

Malloy Brian J · CIK 0001756183 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,160.68

F2 · kind: In connection with the distribution of the reported stock award.

F3 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:17 UTC
Malloy Brian JSVP & Chief Commercial Officer
GrantCommon Stock 2,614 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006682 · form4.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,321.68

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 6, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:15 UTC
LAIN TIMOTHYSVP and CFO
Tax withholdingCommon Stock 1,162 $38.46 $44,690.52
Disclosure

SEC source: 0001062993-21-006680 · form4.xml · nonDerivative · entry 3

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,293.46

F3 · kind: In connection with the distribution of the reported stock award.

F4 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:15 UTC
LAIN TIMOTHYSVP and CFO
GrantCommon Stock 1,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006680 · form4.xml · nonDerivative · entry 2

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,455.46

F2 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of September 14, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:15 UTC
LAIN TIMOTHYSVP and CFO
GrantCommon Stock 981 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006680 · form4.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,801.46

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 6, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:10 UTC
HANIFORD JOSEPH ESVP of Continuous Improvement
Tax withholdingCommon Stock 382 $38.46 $14,691.72
Disclosure

SEC source: 0001062993-21-006678 · form4.xml · nonDerivative · entry 2

HANIFORD JOSEPH E · CIK 0001647836 · SVP of Continuous Improvement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,454

F2 · kind: In connection with the distribution of the reported stock award.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:10 UTC
HANIFORD JOSEPH ESVP of Continuous Improvement
GrantCommon Stock 981 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006678 · form4.xml · nonDerivative · entry 1

HANIFORD JOSEPH E · CIK 0001647836 · SVP of Continuous Improvement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,836

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 6, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:07 UTC
GRAF DAVIDVP & Group President - SAO
Tax withholdingCommon Stock 709 $38.46 $27,268.14
Disclosure

SEC source: 0001062993-21-006676 · form4.xml · nonDerivative · entry 2

GRAF DAVID · CIK 0001871465 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,931

F2 · kind: In connection with the distribution of the reported stock award.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:07 UTC
GRAF DAVIDVP & Group President - SAO
GrantCommon Stock 1,707 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006676 · form4.xml · nonDerivative · entry 1

GRAF DAVID · CIK 0001871465 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,640

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 6, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:02 UTC
DEE JAMES DSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 1,253 $38.46 $48,190.38
Disclosure

SEC source: 0001062993-21-006674 · form4.xml · nonDerivative · entry 2

DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,133.37

F2 · kind: In connection with the distribution of the reported stock award.

F3 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:02 UTC
DEE JAMES DSVP, Gen Counsel & Secretary
GrantCommon Stock 2,614 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006674 · form4.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,386.37

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 6, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:38 UTC GrantDirector Stock Options (right to buy) · Derivative 6,500 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000082 · edgar.xml · derivative · entry 2

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2030-10-13

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:38 UTC GrantDirector Stock Units · Derivative 6,299 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000082 · edgar.xml · derivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,561.79

Underlying: Common Stock · 6,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:35 UTC GrantDirector Stock Options (right to buy) · Derivative 6,500 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000081 · edgar.xml · derivative · entry 2

WADSWORTH JEFFREY · CIK 0001349530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2030-10-13

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:35 UTC GrantDirector Stock Units · Derivative 6,299 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000081 · edgar.xml · derivative · entry 1

WADSWORTH JEFFREY · CIK 0001349530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,030.46

Underlying: Common Stock · 6,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:33 UTC GrantDirector Stock Options (right to buy) · Derivative 11,142 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000080 · edgar.xml · derivative · entry 2

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,142

Underlying: Common Stock · 11,142 shares

Expires 2030-10-13

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:33 UTC GrantDirector Stock Units · Derivative 10,954 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000080 · edgar.xml · derivative · entry 1

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,858.34

Underlying: Common Stock · 10,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:30 UTC GrantDirector Stock Options (right to buy) · Derivative 6,500 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000079 · edgar.xml · derivative · entry 2

MCLANE CHARLES DOUGLAS JR · CIK 0001828400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2030-10-13

F4 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:30 UTC GrantDirector Stock Units · Derivative 6,299 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000079 · edgar.xml · derivative · entry 1

MCLANE CHARLES DOUGLAS JR · CIK 0001828400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,299

Underlying: Common Stock · 6,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:27 UTC GrantDirector Stock Options (right to buy) · Derivative 6,500 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000077 · edgar.xml · derivative · entry 2

LIGOCKI KATHLEEN · CIK 0001261013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2030-10-13

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:27 UTC GrantDirector Stock Units · Derivative 6,299 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000077 · edgar.xml · derivative · entry 1

LIGOCKI KATHLEEN · CIK 0001261013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,015.44

Underlying: Common Stock · 6,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:22 UTC GrantDirector Stock Options (right to buy) · Derivative 6,500 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000076 · edgar.xml · derivative · entry 2

KAROL STEVEN E · CIK 0001218733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2030-10-13

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:22 UTC GrantDirector Stock Units · Derivative 6,299 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000076 · edgar.xml · derivative · entry 1

KAROL STEVEN E · CIK 0001218733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,153.75

Underlying: Common Stock · 6,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:14 UTC GrantDirector Stock Options (right to buy) · Derivative 6,500 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000073 · edgar.xml · derivative · entry 2

ACOFF VIOLA L · CIK 0001768369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2030-10-13

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:14 UTC GrantDirector Stock Units · Derivative 6,299 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000073 · edgar.xml · derivative · entry 1

ACOFF VIOLA L · CIK 0001768369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,263.9

Underlying: Common Stock · 6,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:16 UTC GrantDirector Stock Options (right to buy) · Derivative 6,500 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000074 · edgar.xml · derivative · entry 2

HART ANASTASIOS JOHN · CIK 0001768623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2030-10-13

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

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October 13, 2020 Filed Oct 15, 2020 21:16 UTC GrantDirector Stock Units · Derivative 6,299 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000074 · edgar.xml · derivative · entry 1

HART ANASTASIOS JOHN · CIK 0001768623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,263.9

Underlying: Common Stock · 6,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

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October 13, 2020 Filed Oct 15, 2020 21:19 UTC GrantDirector Stock Options (right to buy) · Derivative 6,500 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000075 · edgar.xml · derivative · entry 2

INGLIS I MARTIN · CIK 0001190345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2030-10-13

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

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October 13, 2020 Filed Oct 15, 2020 21:19 UTC GrantDirector Stock Units · Derivative 6,299 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000075 · edgar.xml · derivative · entry 1

INGLIS I MARTIN · CIK 0001190345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,441.55

Underlying: Common Stock · 6,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

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October 13, 2020 Filed Oct 16, 2020 19:56 UTC Amendment GrantDirector Stock Options (right to buy) · Derivative 10,500 Not disclosed Strike: $18.26 Not disclosed
Disclosure

SEC source: 0000017843-20-000083 · edgar.xml · derivative · entry 1

MCLANE CHARLES DOUGLAS JR · CIK 0001828400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2030-10-13

F2 · shares: An incorrect number was reported on the original filing.

F1 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

F2 · balance_after: An incorrect number was reported on the original filing.

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September 14, 2020 Filed Sep 16, 2020 16:07 UTC
LAIN TIMOTHYSVP & Chief Financial Officer
Tax withholdingCommon Stock 183 $20.16 $3,689.28
Disclosure

SEC source: 0000017843-20-000072 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,753.7

F1 · kind: In connection with the vesting of previously reported restricted stock units.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

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August 17, 2020 Filed Aug 19, 2020 20:45 UTC
Thene Tony RPresident and CEO
GrantCommon Stock 65,422 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000065 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,476

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

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August 17, 2020 Filed Aug 19, 2020 20:43 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
GrantCommon Stock 3,383 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000064 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,933

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

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August 17, 2020 Filed Aug 19, 2020 20:40 UTC
Malloy Brian JSVP & Chief Commercial Officer
GrantCommon Stock 9,360 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000063 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,448.3

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.