Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARPENTER TECHNOLOGY CORPCRS · Entity 3210 | SVP, Gen Counsel & Sec | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARPENTER TECHNOLOGY CORP
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,467.65 |
Ending reported balance
After 2026-08-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-15 · Tax withholding · Disposed 1,535 · Balance 78,729.65 F1: In connection with the vesting of previously reported restricted stock units. Row 2 · 2026-08-17 · Grant · Acquired 738 · Balance 79,467.65 F2: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the vesting of previously reported restricted stock units.
F2: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2026 Filed Aug 18, 2026 20:28 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137979-26-000006 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,467.65 F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. Read SEC document |
| August 15, 2026 Filed Aug 18, 2026 20:28 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 1,535 | $544.59 | $835,945.65 |
DisclosureSEC source: 0001137979-26-000006 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,729.65 F1 · kind: In connection with the vesting of previously reported restricted stock units. Read SEC document |
| July 14, 2026 Filed Jul 16, 2026 20:37 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 5,534 | $576.87 | $3,192,398.58 |
DisclosureSEC source: 0001137979-26-000004 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,264.65 F3 · kind: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| July 14, 2026 Filed Jul 16, 2026 20:37 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 12,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137979-26-000004 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,798.65 F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 15, 2023, and performance period ending June 30, 2026. The financial results were confirmed and approved on July 14, 2026, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 14, 2026, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results. F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 21:16 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | SaleCommon Stock | 2,659 | $392.98 | $1,044,933.82 |
DisclosureSEC source: 0001137979-26-000002 · form4.xml · nonDerivative · entry 3 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,739.47 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions, with the individual transactions ranging from a low of $392.53 per share to a high of $393.25 per share. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 21:16 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | SaleCommon Stock | 7,142 | $391.82 | $2,798,364.87 |
DisclosureSEC source: 0001137979-26-000002 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,398.47 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions, with the individual transactions ranging from a low of $391.46 per share to a high of $392.455 per share. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 21:16 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | SaleCommon Stock | 5,999 | $391.20 | $2,346,796.80 |
DisclosureSEC source: 0001137979-26-000002 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,540.47 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions, with the individual transactions ranging from a low of $390.445 per share to a high of $391.41 per share. F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:52 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 1,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-014683 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,528.06 F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:52 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 2,614 | $243.16 | $635,620.24 |
DisclosureSEC source: 0001062993-25-014683 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,882.06 F1 · kind: In connection with the vesting of previously reported restricted stock units. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 20:27 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 6,590 | $278.55 | $1,835,644.50 |
DisclosureSEC source: 0001062993-25-012945 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,496.06 F2 · kind: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 20:27 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 12,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-012945 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,086.06 F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 15, 2022, and performance period ending June 30, 2025. The financial results were confirmed and approved on July 15, 2025, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 15, 2025, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results. Read SEC document |
| May 19, 2025 Filed May 21, 2025 20:11 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | SaleCommon Stock | 5,000 | $235.03 | $1,175,163.00 |
DisclosureSEC source: 0001062993-25-009984 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,028.06 F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $234.92 per share to a high of $235.29 per share. F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 20:36 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 1,087 | $146.04 | $158,745.48 |
DisclosureSEC source: 0001062993-24-015444 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,847.19 F1 · kind: In connection with the withholding of tax shares on previously reported restricted stock units. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:31 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 2,614 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-015363 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,934.19 F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:31 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 2,171 | $143.47 | $311,473.37 |
DisclosureSEC source: 0001062993-24-015363 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,320.19 F1 · kind: In connection with the withholding of tax shares on previously reported restricted stock units. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 21:19 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 6,373 | $122.25 | $779,099.25 |
DisclosureSEC source: 0001062993-24-013929 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,491.19 F3 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 21:19 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 11,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-013929 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,864.19 F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 16, 2021, and performance period ending June 30, 2024. The financial results were confirmed and approved on July 16, 2024, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 16, 2024, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results. F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:24 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,224 | Not disclosed Strike: $44.13 | Not disclosed |
DisclosureSEC source: 0001062993-24-011051 · form4.xml · derivative · entry 9 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,224 shares Expires 2029-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. F7 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of August 15, 2020, 2021 and 2022. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:24 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,276 | Not disclosed Strike: $58.94 | Not disclosed |
DisclosureSEC source: 0001062993-24-011051 · form4.xml · derivative · entry 8 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,276 shares Expires 2028-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. F6 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of August 6, 2019, 2020 and 2021. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:24 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,808 | Not disclosed Strike: $40.43 | Not disclosed |
DisclosureSEC source: 0001062993-24-011051 · form4.xml · derivative · entry 7 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,808 shares Expires 2027-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. F5 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of July 31, 2018, 2019 and 2020. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:24 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,210 | Not disclosed Strike: $53.95 | Not disclosed |
DisclosureSEC source: 0001062993-24-011051 · form4.xml · derivative · entry 6 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,210 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. F3 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:24 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | SaleCommon Stock | 23,518 | $111.26 | $2,616,659.72 |
DisclosureSEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 5 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,798.41 F2 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $111.00 per share to a high of $111.815 per share. F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:24 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 6,224 | $44.13 | $274,665.12 |
DisclosureSEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 4 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,316.41 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:24 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 4,276 | $58.94 | $252,027.44 |
DisclosureSEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 3 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,092.41 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:24 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 8,808 | $40.43 | $356,107.44 |
DisclosureSEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,816.41 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:24 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 4,210 | $53.95 | $227,129.50 |
DisclosureSEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,008.41 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 20:39 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 61,938 | Not disclosed Strike: $39.02 | Not disclosed |
DisclosureSEC source: 0001062993-23-018373 · form4.xml · derivative · entry 7 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,938 shares Expires 2026-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 20:39 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,238 | Not disclosed Strike: $39.02 | Not disclosed |
DisclosureSEC source: 0001062993-23-018373 · form4.xml · derivative · entry 6 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,238 shares Expires 2026-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. F5 · derivative.exercise_date: One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 20:39 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,751 | Not disclosed Strike: $36.82 | Not disclosed |
DisclosureSEC source: 0001062993-23-018373 · form4.xml · derivative · entry 5 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,751 shares Expires 2025-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. F3 · derivative.exercise_date: One-third of this award became exercisable on each of August 3, 2016, 2017 and 2018. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 20:39 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 63,155 | $68.06 | $4,298,329.30 |
DisclosureSEC source: 0001062993-23-018373 · form4.xml · nonDerivative · entry 4 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,379.59 F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 20:39 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 61,938 | $39.02 | $2,416,820.76 |
DisclosureSEC source: 0001062993-23-018373 · form4.xml · nonDerivative · entry 3 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,534.59 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes. F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 20:39 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 9,238 | $39.02 | $360,466.76 |
DisclosureSEC source: 0001062993-23-018373 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,596.59 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes. F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 20:39 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 8,751 | $36.82 | $322,211.82 |
DisclosureSEC source: 0001062993-23-018373 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,358.59 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes. F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 20:14 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 1,580 | $57.51 | $90,865.80 |
DisclosureSEC source: 0001062993-23-016908 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,446.31 F1 · price: In connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:43 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 1,091 | $58.38 | $63,692.58 |
DisclosureSEC source: 0001062993-23-016842 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,026.31 F1 · price: In connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:47 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 6,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-016736 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,117.31 F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:47 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 1,099 | $58.09 | $63,840.91 |
DisclosureSEC source: 0001062993-23-016736 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,091.31 F1 · price: In connection with the vesting of previously reported restricted stock units. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 20:49 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,392 | Not disclosed Strike: $52.41 | Not disclosed |
DisclosureSEC source: 0001062993-23-015593 · form4.xml · derivative · entry 3 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,392 shares Expires 2023-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. F3 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. F2 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 20:49 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 3,216 | $58.68 | $188,714.88 |
DisclosureSEC source: 0001062993-23-015593 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,190.31 Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 20:49 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 3,392 | $52.41 | $177,774.72 |
DisclosureSEC source: 0001062993-23-015593 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,406.31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 20:53 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 5,381 | $57.80 | $311,021.80 |
DisclosureSEC source: 0001062993-23-015121 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,014.31 F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. F3 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 20:53 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 11,372 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-015121 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,395.31 F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 20:15 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 1,406 | $37.56 | $52,809.36 |
DisclosureSEC source: 0001062993-22-018467 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,234.16 F1 · price: In connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 21:56 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 973 | $39.05 | $37,995.65 |
DisclosureSEC source: 0001062993-22-018307 · form4.xml · nonDerivative · entry 3 DEE JAMES D · CIK 0001137979 · Sr VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,640.16 F2 · price: In connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:56 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 427 | $37.32 | $15,935.64 |
DisclosureSEC source: 0001062993-22-018307 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · Sr VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,613.16 F2 · price: In connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:56 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 6,029 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018307 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · Sr VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,040.06 F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 23:39 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 779 | $29.16 | $22,715.64 |
DisclosureSEC source: 0001062993-22-016624 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,011.16 F2 · kind: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. F3 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 23:39 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 1,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016624 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,790.16 F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 15, 2019, and performance period ending June 30, 2022. The financial results were confirmed and approved on July 19, 2022, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 19, 2022, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 19:19 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 1,446 | $34.57 | $49,988.22 |
DisclosureSEC source: 0001062993-21-007761 · form4.xml · nonDerivative · entry 1 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,235.37 F1 · kind: In connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 21:09 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantCommon Stock | 6,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-007684 · form4.xml · nonDerivative · entry 2 DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,681.37 F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.