Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 6 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2020 Filed Sep 16, 2020 18:19 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $62.25 | $311,250.00 |
DisclosureSEC source: 0001667731-20-000329 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,481 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 200 | $56.34 | $11,268.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 30 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,474 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 700 | $56.36 | $39,452.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 29 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,674 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 600 | $56.38 | $33,828.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 28 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,374 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 98 | $56.39 | $5,526.22 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 27 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,974 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 400 | $56.41 | $22,564.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 26 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,072 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 800 | $56.42 | $45,136.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 25 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,472 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 1,586 | $56.46 | $89,545.56 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 24 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,272 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 28 | $56.48 | $1,581.44 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 23 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,858 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 200 | $56.49 | $11,298.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 22 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,886 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 3,611 | $56.50 | $204,021.50 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 21 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,086 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 902 | $56.51 | $50,972.02 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 20 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,697 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 400 | $56.52 | $22,608.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 19 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,599 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 310 | $56.53 | $17,524.30 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 18 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,999 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 582 | $56.54 | $32,906.28 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 17 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,309 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 6,644 | $54.00 | $358,776.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 16 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,891 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 813 | $54.01 | $43,910.13 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 15 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,535 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 202 | $54.01 | $10,910.02 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 14 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,348 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 904 | $54.02 | $48,834.08 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 13 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,550 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 25 | $54.02 | $1,350.50 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 12 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,454 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 703 | $54.03 | $37,983.09 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 11 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,479 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 100 | $54.03 | $5,403.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 10 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,182 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 122 | $54.04 | $6,592.88 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 9 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,282 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 100 | $54.15 | $5,415.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 8 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,404 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 400 | $54.16 | $21,664.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 7 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,504 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 100 | $54.20 | $5,420.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 6 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,904 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 141 | $54.23 | $7,646.43 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 5 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,004 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 100 | $54.24 | $5,424.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,145 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 32 | $54.24 | $1,735.68 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,245 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 650 | $54.28 | $35,282.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,277 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
GrantCommon Stock | 250 | $20.66 | $5,165.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,927 F1 · shares: Shares purchased pusuant to the Cerence Inc Employee Stock Purchase Plan ("ESPP") on 8/14/2020 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 09:53 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 18,849 | $41.76 | $787,134.24 |
DisclosureSEC source: 0001667731-20-000275 · form4dhawan07012020.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,677 F1 · shares: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award Read SEC document |
| May 20, 2020 Filed May 20, 2020 16:31 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 1,116 | $29.11 | $32,486.76 |
DisclosureSEC source: 0001667731-20-000239 · ortmanns.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,573 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 394 | $25.10 | $9,889.40 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 8 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,689 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 1 | $25.12 | $25.12 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 7 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,083 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 48 | $25.13 | $1,206.24 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 6 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,084 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 100 | $25.14 | $2,514.00 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 5 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,132 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 53 | $25.15 | $1,332.95 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 4 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,232 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 100 | $25.16 | $2,516.00 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 3 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,285 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 202 | $25.20 | $5,090.40 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,385 Read SEC document |
| May 12, 2020 Filed May 13, 2020 16:14 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 98 | $25.21 | $2,470.58 |
DisclosureSEC source: 0001667731-20-000224 · form4.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,587 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:49 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 13,792 | $18.58 | $256,255.36 |
DisclosureSEC source: 0001667731-20-000190 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,526 F1 · shares: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 13:32 UTC |
BEAUDOIN THOMAS LDirector
|
GrantCommon stock | 5,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-20-000025 · form4beaudoin02202020.xml · nonDerivative · entry 1 BEAUDOIN THOMAS L · CIK 0001187367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,285 F1 · kind: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 18:52 UTC |
Sarin ArunDirector
|
GrantCommon stock | 5,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-20-000030 · form4sarin2202020.xml · nonDerivative · entry 1 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,048 F1 · kind: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 13:44 UTC |
JHA SANJAY KDirector
|
GrantCommon stock | 5,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-20-000027 · ownership.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,761 F1 · kind: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 13:50 UTC |
Nietzel Alfred ADirector
|
GrantCommon stock | 5,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-20-000029 · ownership.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,761 F1 · kind: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 13:39 UTC |
Budnik MarianneDirector
|
GrantCommon stock | 5,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-20-000026 · ownership.xml · nonDerivative · entry 1 Budnik Marianne · CIK 0001529294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,761 F1 · kind: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 18:46 UTC |
Matus Kristi AnnDirector
|
GrantCommon stock | 5,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-20-000028 · ownership.xml · nonDerivative · entry 1 Matus Kristi Ann · CIK 0001543504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,761 F1 · kind: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 22, 2020 15:25 UTC Amendment |
Dhawan SanjayChief Executive Officer
|
GrantCommon Stock | 500 | $22.63 | $11,315.00 |
DisclosureSEC source: 0000899243-20-001609 · doc4a.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,318 F1 · kind: The original Form 4 filed on January 3, 2020 is being amended to by this Form 4/A solely to correct an administrative error reporting 520,818 shares instead of 520,318. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:27 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 14,142 | $22.63 | $320,033.46 |
DisclosureSEC source: 0000899243-20-000308 · doc4.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,818 F1 · shares: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.