Tapewire

Nasdaq · USD

CRNC

Cerence Inc.

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Tapewire entity
5708
SEC CIK
0001768267
Parsed reports
258

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2021 Filed Feb 16, 2021 21:28 UTC
Sarin ArunDirector
GrantCommon Stock 1,045 $0.01 $10.45
Disclosure

SEC source: 0001667731-21-000054 · ownership.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,093

F1 · shares: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 16:25 UTC
JHA SANJAY KDirector
GrantCommon Stock 1,045 $0.01 $10.45
Disclosure

SEC source: 0001667731-21-000051 · ownership.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

F1 · shares: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 16:27 UTC GrantCommon Stock 1,045 $0.01 $10.45
Disclosure

SEC source: 0001667731-21-000053 · ownership.xml · nonDerivative · entry 1

Nietzel Alfred A · CIK 0001397316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

F1 · shares: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 16:24 UTC GrantCommon Stock 1,045 $0.01 $10.45
Disclosure

SEC source: 0001667731-21-000050 · ownership.xml · nonDerivative · entry 1

Budnik Marianne · CIK 0001529294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

F1 · shares: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:26 UTC GrantCommon Stock 1,045 $0.01 $10.45
Disclosure

SEC source: 0001667731-21-000052 · ownership.xml · nonDerivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,377

F1 · shares: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:16 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 25,613 $126.63 $3,243,374.19
Disclosure

SEC source: 0001667731-21-000033 · dhawan02102021.xml · nonDerivative · entry 1

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,477

F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020.

F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $126.50 to $126.76 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price

Read SEC document
January 22, 2021 Filed Jan 25, 2021 16:58 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 105 $121.00 $12,705.00
Disclosure

SEC source: 0001667731-21-000020 · dhawan01222021.xml · nonDerivative · entry 4

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,090

F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020.

F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020

Read SEC document
January 22, 2021 Filed Jan 25, 2021 16:58 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 3,339 $120.43 $402,115.77
Disclosure

SEC source: 0001667731-21-000020 · dhawan01222021.xml · nonDerivative · entry 3

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,195

F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020.

F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020

F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $120.00 to $120.99 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 16:58 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 2,700 $119.49 $322,623.00
Disclosure

SEC source: 0001667731-21-000020 · dhawan01222021.xml · nonDerivative · entry 2

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,534

F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020.

F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020

F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $119.00 to $119.98 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 16:58 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 2,437 $118.54 $288,881.98
Disclosure

SEC source: 0001667731-21-000020 · dhawan01222021.xml · nonDerivative · entry 1

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,234

F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020.

F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020

F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $118.00 to $118.98 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:47 UTC
Ortmanns StefanExecutive Vice President
SaleCommon Stock 617 $101.52 $62,637.84
Disclosure

SEC source: 0001667731-21-000004 · ortmanns01042021.xml · nonDerivative · entry 3

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,270

F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $101.46 to $101.905 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F4 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/02/2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:47 UTC
Ortmanns StefanExecutive Vice President
SaleCommon Stock 1,834 $100.40 $184,133.60
Disclosure

SEC source: 0001667731-21-000004 · ortmanns01042021.xml · nonDerivative · entry 2

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,887

F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $100.07 to $101.05 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F4 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/02/2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:47 UTC
Ortmanns StefanExecutive Vice President
SaleCommon Stock 893 $99.60 $88,942.80
Disclosure

SEC source: 0001667731-21-000004 · ortmanns01042021.xml · nonDerivative · entry 1

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,721

F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $99.00 to $100.00 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F4 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/02/2020.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 17:18 UTC
Dhawan SanjayDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,272 $100.48 $1,434,050.56
Disclosure

SEC source: 0001667731-21-000002 · dhawan01042021.xml · nonDerivative · entry 1

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,671

F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 16:48 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 8,063 $105.77 $852,823.51
Disclosure

SEC source: 0001667731-20-000469 · dhawan12222020.xml · nonDerivative · entry 1

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,943

F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020.

F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:34 UTC
Fitzgerald LeanneGeneral Counsel
SaleCommon Stock 50 $87.56 $4,378.00
Disclosure

SEC source: 0001667731-20-000458 · fitzgerald12082020.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,233

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:34 UTC
Fitzgerald LeanneGeneral Counsel
SaleCommon Stock 3,967 $86.83 $344,454.61
Disclosure

SEC source: 0001667731-20-000458 · fitzgerald12082020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,283

F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $86.46 to $87.30 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 18:12 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 1,299 $93.63 $121,625.37
Disclosure

SEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 5

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,391

F1 · shares: These shares are pursuant to the Company's FY2020 Short-Term Incentive Program.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 18:12 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 1,000 $93.50 $93,500.00
Disclosure

SEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 4

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,690

F1 · shares: These shares are pursuant to the Company's FY2020 Short-Term Incentive Program.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 18:12 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 250 $93.50 $23,375.00
Disclosure

SEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 3

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,690

F3 · shares: These shares are pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:00 UTC
Fitzgerald LeanneGeneral Counsel
Tax withholdingCommon Stock 1,106 $91.74 $101,464.44
Disclosure

SEC source: 0001667731-20-000456 · fitzgerald12012020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 18:12 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 2,350 $91.50 $215,025.00
Disclosure

SEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 2

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,940

F1 · shares: These shares are pursuant to the Company's FY2020 Short-Term Incentive Program.

F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $91.50 to $91.55 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 18:12 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 4,700 $90.25 $424,175.00
Disclosure

SEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 1

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,290

F1 · shares: These shares are pursuant to the Company's FY2020 Short-Term Incentive Program.

Read SEC document
November 30, 2020 Filed Dec 28, 2020 21:49 UTC
Fitzgerald LeanneGeneral Counsel
Tax withholdingCommon Stock 9 $86.54 $778.86
Disclosure

SEC source: 0001667731-20-000470 · ownership.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,976

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 30, 2020 Filed Dec 28, 2020 21:49 UTC
Fitzgerald LeanneGeneral Counsel
Tax withholdingCommon Stock 1,248 $84.95 $106,017.60
Disclosure

SEC source: 0001667731-20-000470 · ownership.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,985

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 30, 2020 Filed Dec 28, 2020 16:44 UTC
Dhawan SanjayDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,347 $85.00 $454,495.00
Disclosure

SEC source: 0001667731-20-000468 · ownership.xml · nonDerivative · entry 2

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,006

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 30, 2020 Filed Dec 28, 2020 16:44 UTC
Dhawan SanjayDirector · Chief Executive Officer
Tax withholdingCommon Stock 38 $86.59 $3,290.42
Disclosure

SEC source: 0001667731-20-000468 · ownership.xml · nonDerivative · entry 1

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,353

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 30, 2020 Filed Dec 28, 2020 16:50 UTC
GALLENBERGER MARK JChief Financial Officer
Tax withholdingCommon Stock 15 $86.58 $1,298.70
Disclosure

SEC source: 0001667731-20-000471 · ownership.xml · nonDerivative · entry 2

GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,223

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 30, 2020 Filed Dec 28, 2020 16:50 UTC
GALLENBERGER MARK JChief Financial Officer
Tax withholdingCommon Stock 2,139 $85.00 $181,815.00
Disclosure

SEC source: 0001667731-20-000471 · ownership.xml · nonDerivative · entry 1

GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,238

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 29, 2020 Filed Dec 1, 2020 21:40 UTC
Fitzgerald LeanneGeneral Counsel
Tax withholdingCommon Stock 561 $90.60 $50,826.60
Disclosure

SEC source: 0001667731-20-000449 · fitzgerald11292020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,356

F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award.

Read SEC document
November 23, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 4,500 $83.15 $374,175.00
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 10

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,990

F9 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $83.11 to $83.19 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Read SEC document
November 23, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 863 $86.04 $74,252.52
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 9

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,490

F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020

Read SEC document
November 23, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 1,200 $85.23 $102,276.00
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 8

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,353

F8 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $85.01 to $85.76 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020

Read SEC document
November 23, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 2,600 $84.22 $218,972.00
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 7

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,553

F7 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $83.58 to $84.79 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020

Read SEC document
November 23, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 2,972 $82.92 $246,438.24
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 6

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,153

F6 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $82.36 to $83.29 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020

Read SEC document
November 23, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 429 $81.43 $34,933.47
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 5

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,125

F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $81.20 to $81.685 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020

Read SEC document
November 20, 2020 Filed Nov 20, 2020 16:53 UTC SaleCommon Stock 293 $79.80 $23,382.51
Disclosure

SEC source: 0001667731-20-000439 · beaudoin11202020.xml · nonDerivative · entry 1

BEAUDOIN THOMAS L · CIK 0001187367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,992

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November 20, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 8,000 $83.39 $667,120.00
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 4

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,554

F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $83.75 to $84.00 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

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November 20, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 12,500 $81.06 $1,013,250.00
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 3

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,554

F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $81.00 to $81.16 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

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November 20, 2020 Filed Dec 28, 2020 16:52 UTC
Ortmanns StefanExecutive Vice President
Tax withholdingCommon Stock 3,020 $84.07 $253,891.40
Disclosure

SEC source: 0001667731-20-000472 · ownership.xml · nonDerivative · entry 1

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,614

F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award.

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November 19, 2020 Filed Nov 20, 2020 21:52 UTC
Fitzgerald LeanneGeneral Counsel
SaleCommon Stock 5,571 $74.94 $417,490.74
Disclosure

SEC source: 0001667731-20-000438 · fitzgerald11192020.xml · nonDerivative · entry 4

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,917

F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $74.68 to $75.22 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F5 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

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November 19, 2020 Filed Nov 20, 2020 21:52 UTC
Fitzgerald LeanneGeneral Counsel
SaleCommon Stock 2,283 $73.94 $168,805.02
Disclosure

SEC source: 0001667731-20-000438 · fitzgerald11192020.xml · nonDerivative · entry 3

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,488

F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $73.61 to $74.58 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F5 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

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November 19, 2020 Filed Nov 20, 2020 21:52 UTC
Fitzgerald LeanneGeneral Counsel
SaleCommon Stock 1,200 $72.66 $87,192.00
Disclosure

SEC source: 0001667731-20-000438 · fitzgerald11192020.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,771

F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $72.29 to $72.85 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F5 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

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November 19, 2020 Filed Nov 20, 2020 21:52 UTC
Fitzgerald LeanneGeneral Counsel
SaleCommon Stock 1,754 $71.41 $125,253.14
Disclosure

SEC source: 0001667731-20-000438 · fitzgerald11192020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,971

F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $71.075 to $71.75 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F5 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

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November 19, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 25,000 $77.59 $1,939,750.00
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 2

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,054

F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $77.50 to $77.905 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

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November 19, 2020 Filed Nov 23, 2020 19:31 UTC
Dhawan SanjayDirector · Chief Executive Officer
SaleCommon Stock 25,000 $75.18 $1,879,500.00
Disclosure

SEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 1

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,054

F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $75.00 to $75.39 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

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November 18, 2020 Filed Nov 18, 2020 22:45 UTC SaleCommon Stock 3,808 $73.58 $280,192.64
Disclosure

SEC source: 0001667731-20-000435 · ownership.xml · nonDerivative · entry 3

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,332

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November 18, 2020 Filed Nov 18, 2020 22:45 UTC SaleCommon Stock 100 $73.66 $7,366.00
Disclosure

SEC source: 0001667731-20-000435 · ownership.xml · nonDerivative · entry 2

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,140

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November 18, 2020 Filed Nov 18, 2020 22:45 UTC SaleCommon Stock 1,521 $73.67 $112,052.07
Disclosure

SEC source: 0001667731-20-000435 · ownership.xml · nonDerivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,240

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November 17, 2020 Filed Nov 18, 2020 16:56 UTC
Ortmanns StefanExecutive Vice President
SaleCommon Stock 583 $71.81 $41,865.23
Disclosure

SEC source: 0001667731-20-000433 · ownership.xml · nonDerivative · entry 4

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,634

F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $71.30 to $72.07 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F5 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.