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COTY

COTY INC.

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4357
SEC CIK
0001024305
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432

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2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2016 Filed Dec 7, 2016 21:09 UTC GrantClass A common stock 30,000 $18.43 $552,900.00
Disclosure

SEC source: 0001024305-16-000275 · wf-form4_148114494061220.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.19 to $18.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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November 25, 2016 Filed Nov 29, 2016 00:44 UTC
Pane CamilloChief Executive Officer
GrantSeries A Preferred Stock · Derivative 1,000,000 $0.01 $10,000.00
Disclosure

SEC source: 0001024305-16-000273 · wf-form4_148038023456585.xml · derivative · entry 1

Pane Camillo · CIK 0001647492 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645,921

Underlying: Class A common stock · 1,000,000 shares

Expires 2023-11-25

F1 · derivative.exercise_price: Each share of Series A Preferred Stock may be exchanged for cash or shares of Class A Common Stock, at the Issuer's election, upon the earlier of (i) November 25, 2021, if Mr. Pane is employed with the Issuer; (ii) termination of Mr. Pane's employment as a result of death or disability; or (iii) a termination of Mr. Pane's employment under certain circumstances following a change of control of the Issuer, in each case, if Mr. Pane has made an aggregate investment of at least $10,000,000 in the Issuer's Class A Common Stock. The amount of cash or number of shares of Class A Common Stock, at the Issuer's election, received upon exchange will equal the difference between (i) the fair market value of the Class A Common Stock on the date that the Series A Preferred Stock is exchanged less (ii) $3.50 plus the fair market value of the Class A Common Stock on the date that the Series A Preferred Stock were purchased.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock may be exchanged for cash or shares of Class A Common Stock, at the Issuer's election, upon the earlier of (i) November 25, 2021, if Mr. Pane is employed with the Issuer; (ii) termination of Mr. Pane's employment as a result of death or disability; or (iii) a termination of Mr. Pane's employment under certain circumstances following a change of control of the Issuer, in each case, if Mr. Pane has made an aggregate investment of at least $10,000,000 in the Issuer's Class A Common Stock. The amount of cash or number of shares of Class A Common Stock, at the Issuer's election, received upon exchange will equal the difference between (i) the fair market value of the Class A Common Stock on the date that the Series A Preferred Stock is exchanged less (ii) $3.50 plus the fair market value of the Class A Common Stock on the date that the Series A Preferred Stock were purchased.

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November 23, 2016 Filed Nov 29, 2016 00:42 UTC
HARF PETERDirector
OtherClass A common stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-16-000272 · wf-form4_148038012786145.xml · nonDerivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS S.a.r.l.

Disclosed balance after: 3,933,219

F1 · kind: As of November 23, 2016, Mr. Harf assigned 12,500 shares of the Class A Common Stock of the Issuer to HFS S.a r.l.

F1 · price: As of November 23, 2016, Mr. Harf assigned 12,500 shares of the Class A Common Stock of the Issuer to HFS S.a r.l.

Read SEC document
November 23, 2016 Filed Nov 29, 2016 00:42 UTC
HARF PETERDirector
OtherClass A common stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-16-000272 · wf-form4_148038012786145.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: As of November 23, 2016, Mr. Harf assigned 12,500 shares of the Class A Common Stock of the Issuer to HFS S.a r.l.

F1 · price: As of November 23, 2016, Mr. Harf assigned 12,500 shares of the Class A Common Stock of the Issuer to HFS S.a r.l.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:48 UTC SaleClass A common stock 3,314 $18.14 $60,115.96
Disclosure

SEC source: 0001024305-16-000252 · wf-form4_147941931993816.xml · nonDerivative · entry 2

Becht Lambertus J.H. · CIK 0001578896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019,186

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.98 to $18.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares were sold for the payment of withholding taxes related to the vesting of Restricted Stock Units.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:41 UTC GrantClass A common stock 20,000 $18.27 $365,400.00
Disclosure

SEC source: 0001024305-16-000248 · wf-form4_147941889573276.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.97 to $18.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2016 Filed Nov 23, 2016 21:09 UTC
McMullen Greerson GreeneChief Legal Officer
GrantRestricted Stock Units · Derivative 26,862 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000269 · wf-form4_147993538022848.xml · derivative · entry 1

McMullen Greerson Greene · CIK 0001298215 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,862

Underlying: Class A common stock · 26,862 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 16, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 16, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 16, 2021.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:53 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000258 · wf-form4_147941961897462.xml · derivative · entry 1

Michaels Paul S. · CIK 0001646199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,685

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:40 UTC
Moreau SylviePresident, Professional Beauty
GrantClass A common stock 2,735 $18.30 $50,050.50
Disclosure

SEC source: 0001024305-16-000246 · wf-form4_147941879973809.xml · nonDerivative · entry 1

Moreau Sylvie · CIK 0001686489 · President, Professional Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,218

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:52 UTC
HARF PETERDirector
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000256 · wf-form4_147941953918604.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:52 UTC
HARF PETERDirector
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000256 · wf-form4_147941953918604.xml · derivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:52 UTC
HARF PETERDirector
Exercise / conversionClass A common stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000256 · wf-form4_147941953918604.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:51 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000254 · wf-form4_147941946014357.xml · derivative · entry 4

Schoewel Erhard · CIK 0001578917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000254 · wf-form4_147941946014357.xml · derivative · entry 3

Schoewel Erhard · CIK 0001578917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:51 UTC SaleClass A common stock 979 $18.14 $17,759.06
Disclosure

SEC source: 0001024305-16-000254 · wf-form4_147941946014357.xml · nonDerivative · entry 2

Schoewel Erhard · CIK 0001578917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,473

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.98 to $18.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares were sold for the payment of withholding taxes related to the vesting of Restricted Stock Units.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:51 UTC Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000254 · wf-form4_147941946014357.xml · nonDerivative · entry 1

Schoewel Erhard · CIK 0001578917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:48 UTC GrantRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000252 · wf-form4_147941931993816.xml · derivative · entry 4

Becht Lambertus J.H. · CIK 0001578896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A common stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:48 UTC Exercise / conversionRestricted Stock Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000252 · wf-form4_147941931993816.xml · derivative · entry 3

Becht Lambertus J.H. · CIK 0001578896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class A common stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:48 UTC Exercise / conversionClass A common stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000252 · wf-form4_147941931993816.xml · nonDerivative · entry 1

Becht Lambertus J.H. · CIK 0001578896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:43 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000250 · wf-form4_147941901524587.xml · derivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000248 · wf-form4_147941889573276.xml · derivative · entry 4

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2021.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000248 · wf-form4_147941889573276.xml · derivative · entry 3

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000248 · wf-form4_147941889573276.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:39 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000244 · wf-form4_147941872844734.xml · derivative · entry 4

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000244 · wf-form4_147941872844734.xml · derivative · entry 3

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:39 UTC SaleClass A common stock 993 $18.14 $18,013.02
Disclosure

SEC source: 0001024305-16-000244 · wf-form4_147941872844734.xml · nonDerivative · entry 2

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,068

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.98 to $18.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares were sold for the payment of withholding taxes related to the vesting of Restricted Stock Units.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:39 UTC Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000244 · wf-form4_147941872844734.xml · nonDerivative · entry 1

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:56 UTC
Eggleston Bracey EsiPresident, Consumer Beauty
GrantStock Option (right to buy) · Derivative 646,899 $0.00 Strike: $18.55 $0.00
Disclosure

SEC source: 0001024305-16-000236 · wf-form4_147916416121075.xml · derivative · entry 1

Eggleston Bracey Esi · CIK 0001686490 · President, Consumer Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,899

Underlying: Class A common stock · 646,899 shares

Expires 2021-11-10

F1 · security: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 215,633 shares of Class A Common Stock but more than 161,726 shares of Class A Common Stock, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 161,726 shares of Class A Common Stock, the entire matching Stock Option will be forfeited.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:52 UTC
Zafar AyeshaSVP Group Controller
GrantStock Option (right to buy) · Derivative 64,689 $0.00 Strike: $18.55 $0.00
Disclosure

SEC source: 0001024305-16-000232 · wf-form4_147916392215738.xml · derivative · entry 1

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,689

Underlying: Class A common stock · 64,689 shares

Expires 2026-11-10

F1 · security: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 21,563 shares of Class A Common Stock but more than 16,173 shares of Class A Common Stock, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 16,173 shares of Class A Common Stock, the entire matching Stock Option will be forfeited.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 23:16 UTC
Moreau SylviePresident, Professional Beauty
GrantStock Option (right to buy) · Derivative 291,105 $0.00 Strike: $18.55 $0.00
Disclosure

SEC source: 0001024305-16-000241 · wf-form4_147916538792518.xml · derivative · entry 2

Moreau Sylvie · CIK 0001686489 · President, Professional Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,105

Underlying: Class A common stock · 291,105 shares

Expires 2026-11-10

F1 · security: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 97,035 shares of Class A Common Stock, the entire matching Stock Option will be forfeited.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 23:16 UTC
Moreau SylviePresident, Professional Beauty
GrantClass A common stock 30,000 $19.94 $598,200.00
Disclosure

SEC source: 0001024305-16-000241 · wf-form4_147916538792518.xml · nonDerivative · entry 1

Moreau Sylvie · CIK 0001686489 · President, Professional Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,483

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November 10, 2016 Filed Nov 14, 2016 22:59 UTC
HUBER EDGAR O.President of Coty Luxury
GrantStock Option (right to buy) · Derivative 485,175 $0.00 Strike: $18.55 $0.00
Disclosure

SEC source: 0001024305-16-000239 · wf-form4_147916434627686.xml · derivative · entry 1

HUBER EDGAR O. · CIK 0001602810 · President of Coty Luxury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,175

Underlying: Class A common stock · 485,175 shares

Expires 2026-11-10

F1 · security: Represents a matching Stock Option granted to the Reporting Person in connection the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 161,726 shares of Class A Common Stock, the entire matching Stock Option will be forfeited.

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November 10, 2016 Filed Nov 14, 2016 22:54 UTC
McMullen Greerson GreeneChief Legal Officer
GrantStock Option (right to buy) · Derivative 485,175 $0.00 Strike: $18.55 $0.00
Disclosure

SEC source: 0001024305-16-000234 · wf-form4_147916404289967.xml · derivative · entry 1

McMullen Greerson Greene · CIK 0001298215 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,175

Underlying: Class A common stock · 485,175 shares

Expires 2026-11-10

F1 · security: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 161,726 shares of Class A Common Stock but more than 97,035 shares of Class A Common Stock, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 97,035 shares of Class A Common Stock, the entire matching Stock Option will be forfeited.

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November 10, 2016 Filed Nov 21, 2016 16:23 UTC Amendment
Eggleston Bracey EsiPresident, Consumer Beauty
GrantStock Option (right to buy) · Derivative 646,899 $0.00 Strike: $18.55 $0.00
Disclosure

SEC source: 0001024305-16-000266 · wf-form4a_147976341216393.xml · derivative · entry 1

Eggleston Bracey Esi · CIK 0001686490 · President, Consumer Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,899

Underlying: Class A common stock · 646,899 shares

Expires 2026-11-10

F1 · security: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 215,633 shares of Class A Common Stock but more than 161,726 shares of Class A Common Stock, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 161,726 shares of Class A Common Stock, the entire matching Stock Option will be forfeited.

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October 05, 2016 Filed Oct 6, 2016 21:21 UTC
Moreau SylviePresident, Professional Beauty
GrantRestricted Stock Units · Derivative 39,952 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000194 · wf-form4_147578890681184.xml · derivative · entry 2

Moreau Sylvie · CIK 0001686489 · President, Professional Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,952

Underlying: Class A common stock · 39,952 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on October 5, 2021.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on October 5, 2021.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on October 5, 2021.

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October 05, 2016 Filed Oct 7, 2016 18:01 UTC
Zafar AyeshaSVP Group Controller
GrantRestricted Stock Units · Derivative 11,986 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000209 · wf-form4_147587769048089.xml · derivative · entry 1

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,986

Underlying: Class A common stock · 11,986 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

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October 05, 2016 Filed Oct 7, 2016 17:52 UTC
Eggleston Bracey EsiPresident, Consumer Beauty
GrantRestricted Stock Units · Derivative 59,928 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000198 · wf-form4_147587712202280.xml · derivative · entry 1

Eggleston Bracey Esi · CIK 0001686490 · President, Consumer Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,928

Underlying: Class A common stock · 59,928 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

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October 05, 2016 Filed Oct 7, 2016 22:25 UTC
Pane CamilloChief Executive Officer
GrantRestricted Stock Units · Derivative 119,856 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000217 · wf-form4_147587911177406.xml · derivative · entry 1

Pane Camillo · CIK 0001647492 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,856

Underlying: Class A common stock · 119,856 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

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October 05, 2016 Filed Oct 7, 2016 22:22 UTC
Reis MarioChief Supply Chain Officer
GrantRestricted Stock Units · Derivative 39,952 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000215 · wf-form4_147587896246824.xml · derivative · entry 1

Reis Mario · CIK 0001607224 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,723

Underlying: Class A common stock · 39,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 22:21 UTC
Froidefond SebastienChief Human Resources Officer
GrantRestricted Stock Units · Derivative 23,971 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000213 · wf-form4_147587889561768.xml · derivative · entry 1

Froidefond Sebastien · CIK 0001653016 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,971

Underlying: Class A common stock · 23,971 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 22:00 UTC
HUBER EDGAR O.President of Coty Luxury
GrantRestricted Stock Units · Derivative 79,904 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000207 · wf-form4_147587760928838.xml · derivative · entry 1

HUBER EDGAR O. · CIK 0001602810 · President of Coty Luxury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,904

Underlying: Class A common stock · 79,904 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 21:56 UTC
de Talhouet PatriceChief Financial Officer
GrantRestricted Stock Units · Derivative 59,928 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000202 · wf-form4_147587736978489.xml · derivative · entry 1

de Talhouet Patrice · CIK 0001596105 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,084

Underlying: Class A common stock · 59,928 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 21:59 UTC
Kaufman JulesChief Legal Officer
GrantRestricted Stock Units · Derivative 29,964 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000205 · wf-form4_147587753101628.xml · derivative · entry 1

Kaufman Jules · CIK 0001578939 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,634

Underlying: Class A common stock · 29,964 shares

Expires not disclosed

F1 · security: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on October 5, 2021.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 21:21 UTC
Moreau SylviePresident, Professional Beauty
OtherClass A common stock 2,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001024305-16-000194 · wf-form4_147578890681184.xml · nonDerivative · entry 1

Moreau Sylvie · CIK 0001686489 · President, Professional Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,483

F1 · kind: Pursuant to the Transaction Agreement, dated July 8, 2015, by and among Issuer, The Procter & Gamble Company ("P&G"), Galleria Co. ("Galleria") and Green Acquisition Sub Inc., P&G commenced an exchange offer (the "Offer") for the separation of Galleria, a wholly owned subsidiary of P&G, pursuant to which, Galleria common stock was converted into the right to receive one share of Issuer's Class A common stock ("Merger"). Pursuant to the Offer and Merger, participating P&G shareholders received 3.9033 shares of Issuer's Class A common stock for each P&G share tendered in the Offer, subject to proration. The Reporting Person tendered her P&G shares for exchange in the Offer, which expired at 12:00 AM, New York City time at the end of September 29, 2016. On October 4, 2016, the guaranteed delivery period for the Offer ended and the final proration factor of 15.0123% for the Offer was calculated. The Reporting Person received 2,483 shares of Class A Common Stock in the Offer and Merger.

F1 · price: Pursuant to the Transaction Agreement, dated July 8, 2015, by and among Issuer, The Procter & Gamble Company ("P&G"), Galleria Co. ("Galleria") and Green Acquisition Sub Inc., P&G commenced an exchange offer (the "Offer") for the separation of Galleria, a wholly owned subsidiary of P&G, pursuant to which, Galleria common stock was converted into the right to receive one share of Issuer's Class A common stock ("Merger"). Pursuant to the Offer and Merger, participating P&G shareholders received 3.9033 shares of Issuer's Class A common stock for each P&G share tendered in the Offer, subject to proration. The Reporting Person tendered her P&G shares for exchange in the Offer, which expired at 12:00 AM, New York City time at the end of September 29, 2016. On October 4, 2016, the guaranteed delivery period for the Offer ended and the final proration factor of 15.0123% for the Offer was calculated. The Reporting Person received 2,483 shares of Class A Common Stock in the Offer and Merger.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 21:24 UTC
Agnaten SE10% owner
Lucresca SE10% owner
ConversionClass B Common Stock, par value $0.01 per share · Derivative 262,062,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-144502 · doc4.xml · derivative · entry 2

JAB Cosmetics B.V. · CIK 0001636487 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

JAB Holdings B.V. · CIK 0001579134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.01 per share · 262,062,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis. Such share conversion is exempt from registration under the Securities Act of 1933, as amended, by reason of the exemption provided in Section 3(a)(9) thereunder.

F1 · price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis. Such share conversion is exempt from registration under the Securities Act of 1933, as amended, by reason of the exemption provided in Section 3(a)(9) thereunder.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis. Such share conversion is exempt from registration under the Securities Act of 1933, as amended, by reason of the exemption provided in Section 3(a)(9) thereunder.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis. Such share conversion is exempt from registration under the Securities Act of 1933, as amended, by reason of the exemption provided in Section 3(a)(9) thereunder.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 21:24 UTC
Agnaten SE10% owner
Lucresca SE10% owner
ConversionClass A Common Stock, par value $0.01 per share 262,062,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-144502 · doc4.xml · nonDerivative · entry 1

JAB Cosmetics B.V. · CIK 0001636487 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

JAB Holdings B.V. · CIK 0001579134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,118,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis. Such share conversion is exempt from registration under the Securities Act of 1933, as amended, by reason of the exemption provided in Section 3(a)(9) thereunder.

F1 · price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis. Such share conversion is exempt from registration under the Securities Act of 1933, as amended, by reason of the exemption provided in Section 3(a)(9) thereunder.

F2 · ownership.direct: This Statement is being filed by JAB Cosmetics B.V. ("JAB Cosmetics"), JAB Holdings B.V. ("JAB Holdings"), Agnaten SE ("Agnaten") and Lucresca SE ("Lucresca" and, together with JAB Cosmetics, JAB Holdings and Agnaten, the "Reporting Persons"). JAB Cosmetics is an indirect subsidiary of each of Agnaten and Lucresca. JAB Holdings is an indirect subsidiary of each of Agnaten and Lucresca and a direct stockholder of JAB Cosmetics. Other intervening subsidiaries are Donata Holdings B.V., JAB Holding Company s.a r.l., and JAB Investments s.a r.l. JAB, Agnaten and Lucresca are indirect beneficial owners of the reported securities, and each disclaims a pecuniary interest in the reported securities except to the extent of its interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.