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person · Reporting owner

Faber Joachim

Disclosed activity across 1 company

Tapewire entity
153708
SEC CIK
0001579021

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

COTY INC.

Report date November 05, 2019 · Filed November 19, 2019

Section 16 reporting ended · disclosed 2019-11-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect276,574 Reported balance After 2019-11-05 transaction · row 1
1 source row

Row 1 · 2019-11-05 · Exercise / conversion · Acquired 53,506 · Balance 276,574

F1: These shares of Class A common stock reflect prorated vesting of Restricted Stock Units upon the Reporting Person's departure from the Company's Board of Directors effective November 5, 2019.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-11-05 · Exercise / conversion · Disposed 53,506 · Balance 0

F2: Upon the Reporting Person's departure from the Board, vesting of each Restricted Stock Unit settled for one share of Class A Common Stock of the Company. The Restricted Stock Units vested on November 5, 2019, and include 3,506 Restricted Stock Units representing a pro-rated award for service during fiscal year 2020.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Class A common stock reflect prorated vesting of Restricted Stock Units upon the Reporting Person's departure from the Company's Board of Directors effective November 5, 2019.

F2: Upon the Reporting Person's departure from the Board, vesting of each Restricted Stock Unit settled for one share of Class A Common Stock of the Company. The Restricted Stock Units vested on November 5, 2019, and include 3,506 Restricted Stock Units representing a pro-rated award for service during fiscal year 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2019 Filed Nov 19, 2019 22:36 UTC COTY INC. COTY · Entity 4357 Exercise / conversionRestricted Stock Units · Derivative 53,506 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000144 · wf-form4_157420296859763.xml · derivative · entry 2

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 53,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the Reporting Person's departure from the Board, vesting of each Restricted Stock Unit settled for one share of Class A Common Stock of the Company. The Restricted Stock Units vested on November 5, 2019, and include 3,506 Restricted Stock Units representing a pro-rated award for service during fiscal year 2020.

F2 · derivative.exercise_date: Upon the Reporting Person's departure from the Board, vesting of each Restricted Stock Unit settled for one share of Class A Common Stock of the Company. The Restricted Stock Units vested on November 5, 2019, and include 3,506 Restricted Stock Units representing a pro-rated award for service during fiscal year 2020.

F2 · derivative.expiration_date: Upon the Reporting Person's departure from the Board, vesting of each Restricted Stock Unit settled for one share of Class A Common Stock of the Company. The Restricted Stock Units vested on November 5, 2019, and include 3,506 Restricted Stock Units representing a pro-rated award for service during fiscal year 2020.

Read SEC document
November 05, 2019 Filed Nov 19, 2019 22:36 UTC COTY INC. COTY · Entity 4357 Exercise / conversionClass A common stock 53,506 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000144 · wf-form4_157420296859763.xml · nonDerivative · entry 1

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Class A common stock reflect prorated vesting of Restricted Stock Units upon the Reporting Person's departure from the Company's Board of Directors effective November 5, 2019.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:04 UTC COTY INC. COTY · Entity 4357 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-18-000080 · wf-form4_154240585397221.xml · derivative · entry 3

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:04 UTC COTY INC. COTY · Entity 4357 GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-18-000080 · wf-form4_154240585397221.xml · derivative · entry 2

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2023, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2023, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2023, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:04 UTC COTY INC. COTY · Entity 4357 Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-18-000080 · wf-form4_154240585397221.xml · nonDerivative · entry 1

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 22:39 UTC COTY INC. COTY · Entity 4357 GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-17-000134 · wf-form4_151095834674562.xml · derivative · entry 3

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2022.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2022.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on November 15, 2022.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 22:39 UTC COTY INC. COTY · Entity 4357 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-17-000134 · wf-form4_151095834674562.xml · derivative · entry 2

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 22:39 UTC COTY INC. COTY · Entity 4357 Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-17-000134 · wf-form4_151095834674562.xml · nonDerivative · entry 1

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:39 UTC COTY INC. COTY · Entity 4357 GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000244 · wf-form4_147941872844734.xml · derivative · entry 4

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:39 UTC COTY INC. COTY · Entity 4357 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000244 · wf-form4_147941872844734.xml · derivative · entry 3

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock of Coty Inc.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:39 UTC COTY INC. COTY · Entity 4357 SaleClass A common stock 993 $18.14 $18,013.02
Disclosure

SEC source: 0001024305-16-000244 · wf-form4_147941872844734.xml · nonDerivative · entry 2

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,068

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.98 to $18.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares were sold for the payment of withholding taxes related to the vesting of Restricted Stock Units.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:39 UTC COTY INC. COTY · Entity 4357 Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-16-000244 · wf-form4_147941872844734.xml · nonDerivative · entry 1

Faber Joachim · CIK 0001579021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.