Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COTY INC.COTY · Entity 4357 | President, Professional Beauty | December 06, 2019 | December 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COTY INC.
Report date December 06, 2019 · Filed December 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 97,025 |
Reported balance
After 2019-12-06 transaction · row 1
1 source rowRow 1 · 2019-12-06 · Sale · Disposed 22,621 · Balance 97,025 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.93 to $11.995, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.93 to $11.995, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2019 Filed Dec 9, 2019 23:54 UTC | COTY INC. COTY · Entity 4357 | SaleClass A common stock | 22,621 | $11.96 | $270,479.30 |
DisclosureSEC source: 0001024305-19-000157 · wf-form4_157593564676422.xml · nonDerivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,025 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.93 to $11.995, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 00:59 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 88,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000130 · wf-form4_157412515970453.xml · derivative · entry 4 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,795 Underlying: Class A common stock · 88,888 shares Expires not disclosed F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. Read SEC document |
| November 05, 2019 Filed Nov 19, 2019 00:59 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 23,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000130 · wf-form4_157412515970453.xml · derivative · entry 3 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,907 Underlying: Class A common stock · 23,971 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| November 05, 2019 Filed Nov 19, 2019 00:59 UTC | COTY INC. COTY · Entity 4357 | Tax withholdingClass A common stock | 1,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000130 · wf-form4_157412515970453.xml · nonDerivative · entry 2 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,646 F1 · shares: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person. Read SEC document |
| November 05, 2019 Filed Nov 19, 2019 00:59 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 23,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000130 · wf-form4_157412515970453.xml · nonDerivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 01:56 UTC | COTY INC. COTY · Entity 4357 | GrantStock Option (right to buy) · Derivative | 910,000 | $0.00 Strike: $11.08 | $0.00 |
DisclosureSEC source: 0001024305-19-000046 · wf-form4_155071419087102.xml · derivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,000 Underlying: Class A common stock · 910,000 shares Expires 2029-02-15 F1 · derivative.exercise_date: Represents a matching stock option granted to the Reporting Person under the Issuer's Equity and Long-Term Incentive Plan. If any portion of the Reporting Person's matching stock option under the Elite program is forfeited due to the Reporting Person's failure to meet her Subscription Amount (as defined in the Elite Subscription Agreement), an equal percentage of this matching stock option will be forfeited. Subject to certain other vesting conditions and exceptions, this matching stock option vests and is exercisable as follows: 60% on February 15, 2022, 20% on February 15, 2023 and 20% on February 15, 2024. Read SEC document |
| September 04, 2018 Filed Sep 7, 2018 01:23 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 78,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-18-000047 · wf-form4_153628338957601.xml · derivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,936 Underlying: Class A common stock · 78,308 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on September 4, 2023, subject to certain vesting conditions and exceptions. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on September 4, 2023, subject to certain vesting conditions and exceptions. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on September 4, 2023, subject to certain vesting conditions and exceptions. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 20:22 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 53,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-17-000097 · wf-form4_150516130785802.xml · derivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,628 Underlying: Class A common stock · 53,676 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on September 7, 2022. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on September 7, 2022. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on September 7, 2022. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:18 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A common stock | 48,153 | $16.79 | $808,488.87 |
DisclosureSEC source: 0001024305-17-000075 · wf-form4_150395150952682.xml · nonDerivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,035 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:19 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A common stock | 2,500 | $18.50 | $46,250.00 |
DisclosureSEC source: 0001024305-17-000014 · wf-form4_148831677535497.xml · nonDerivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,718 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:15 UTC | COTY INC. COTY · Entity 4357 | GrantClass A common stock | 10,000 | $18.55 | $185,500.00 |
DisclosureSEC source: 0001024305-16-000277 · wf-form4_148192294382407.xml · nonDerivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,218 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.545 to $18.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:40 UTC | COTY INC. COTY · Entity 4357 | GrantClass A common stock | 2,735 | $18.30 | $50,050.50 |
DisclosureSEC source: 0001024305-16-000246 · wf-form4_147941879973809.xml · nonDerivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,218 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:16 UTC | COTY INC. COTY · Entity 4357 | GrantStock Option (right to buy) · Derivative | 291,105 | $0.00 Strike: $18.55 | $0.00 |
DisclosureSEC source: 0001024305-16-000241 · wf-form4_147916538792518.xml · derivative · entry 2 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,105 Underlying: Class A common stock · 291,105 shares Expires 2026-11-10 F1 · security: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 97,035 shares of Class A Common Stock, the entire matching Stock Option will be forfeited. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:16 UTC | COTY INC. COTY · Entity 4357 | GrantClass A common stock | 30,000 | $19.94 | $598,200.00 |
DisclosureSEC source: 0001024305-16-000241 · wf-form4_147916538792518.xml · nonDerivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,483 Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 21:21 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 39,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-16-000194 · wf-form4_147578890681184.xml · derivative · entry 2 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,952 Underlying: Class A common stock · 39,952 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on October 5, 2021. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on October 5, 2021. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on October 5, 2021. Read SEC document |
| October 04, 2016 Filed Oct 6, 2016 21:21 UTC | COTY INC. COTY · Entity 4357 | OtherClass A common stock | 2,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001024305-16-000194 · wf-form4_147578890681184.xml · nonDerivative · entry 1 Moreau Sylvie · CIK 0001686489 · President, Professional Beauty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,483 F1 · kind: Pursuant to the Transaction Agreement, dated July 8, 2015, by and among Issuer, The Procter & Gamble Company ("P&G"), Galleria Co. ("Galleria") and Green Acquisition Sub Inc., P&G commenced an exchange offer (the "Offer") for the separation of Galleria, a wholly owned subsidiary of P&G, pursuant to which, Galleria common stock was converted into the right to receive one share of Issuer's Class A common stock ("Merger"). Pursuant to the Offer and Merger, participating P&G shareholders received 3.9033 shares of Issuer's Class A common stock for each P&G share tendered in the Offer, subject to proration. The Reporting Person tendered her P&G shares for exchange in the Offer, which expired at 12:00 AM, New York City time at the end of September 29, 2016. On October 4, 2016, the guaranteed delivery period for the Offer ended and the final proration factor of 15.0123% for the Offer was calculated. The Reporting Person received 2,483 shares of Class A Common Stock in the Offer and Merger. F1 · price: Pursuant to the Transaction Agreement, dated July 8, 2015, by and among Issuer, The Procter & Gamble Company ("P&G"), Galleria Co. ("Galleria") and Green Acquisition Sub Inc., P&G commenced an exchange offer (the "Offer") for the separation of Galleria, a wholly owned subsidiary of P&G, pursuant to which, Galleria common stock was converted into the right to receive one share of Issuer's Class A common stock ("Merger"). Pursuant to the Offer and Merger, participating P&G shareholders received 3.9033 shares of Issuer's Class A common stock for each P&G share tendered in the Offer, subject to proration. The Reporting Person tendered her P&G shares for exchange in the Offer, which expired at 12:00 AM, New York City time at the end of September 29, 2016. On October 4, 2016, the guaranteed delivery period for the Offer ended and the final proration factor of 15.0123% for the Offer was calculated. The Reporting Person received 2,483 shares of Class A Common Stock in the Offer and Merger. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.