Tapewire

NYSE · USD

COTY

COTY INC.

Export transactions ↓
Tapewire entity
4357
SEC CIK
0001024305
Parsed reports
432

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2020 Filed Sep 3, 2020 21:57 UTC PurchaseClass A common stock 50,000 $3.60 $180,000.00
Disclosure

SEC source: 0001024305-20-000085 · wf-form4_159917024658294.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,129

Read SEC document
July 30, 2020 Filed Jul 30, 2020 23:26 UTC OtherSeries B Preferred Stock · Derivative 4,785 Not disclosed Strike: $6.24 Not disclosed
Disclosure

SEC source: 0001140361-20-017082 · form4.xml · derivative · entry 2

KKR European Fund V (USD) SCSp · CIK 0001755734 · 10% owner

KKR Associates Europe V SCSp · CIK 0001813358 · 10% owner

KKR Europe V S.a r.l. · CIK 0001813365 · 10% owner

KKR Europe V Holdings Ltd · CIK 0001813351 · 10% owner

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,000,000

Underlying: Class A Common Stock · 766,827 shares

Expires not disclosed

F4 · derivative.exercise_price: Series B Preferred Stock is convertible into (i) a number of shares of Class A Common Stock equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such share of Series B Preferred Stock as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Issuer has obtained prior stockholder approval, and if such approval has not been obtained, the Issuer will deliver cash in lieu of any shares of Class A Common Stock not deliverable. The initial conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments.

F1 · kind: In connection with the admission of certain third parties into investment vehicles affiliated with the Reporting Persons, the Reporting Persons may have been deemed to have disposed of a portion of their pecuniary interest in shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") of Coty Inc. (the "Issuer") at $1,000 per share, the initial purchase price of the Series B Preferred Stock. The number of shares of Series B Preferred Stock that corresponds to the admission of third parties described above was equal to approximately 179,500 shares and 4,785 shares on July 28, 2020 and July 30, 2020, respectively, or approximately 28,766,024 and 766,827 underlying shares of Class A common stock, par value of $0.01 per share, of the Issuer (the "Class A Common Stock"), respectively, based on the current conversion rate of such Series B Preferred Stock and the initial liquidation preference of such shares.

F1 · shares: In connection with the admission of certain third parties into investment vehicles affiliated with the Reporting Persons, the Reporting Persons may have been deemed to have disposed of a portion of their pecuniary interest in shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") of Coty Inc. (the "Issuer") at $1,000 per share, the initial purchase price of the Series B Preferred Stock. The number of shares of Series B Preferred Stock that corresponds to the admission of third parties described above was equal to approximately 179,500 shares and 4,785 shares on July 28, 2020 and July 30, 2020, respectively, or approximately 28,766,024 and 766,827 underlying shares of Class A common stock, par value of $0.01 per share, of the Issuer (the "Class A Common Stock"), respectively, based on the current conversion rate of such Series B Preferred Stock and the initial liquidation preference of such shares.

F1 · price: In connection with the admission of certain third parties into investment vehicles affiliated with the Reporting Persons, the Reporting Persons may have been deemed to have disposed of a portion of their pecuniary interest in shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") of Coty Inc. (the "Issuer") at $1,000 per share, the initial purchase price of the Series B Preferred Stock. The number of shares of Series B Preferred Stock that corresponds to the admission of third parties described above was equal to approximately 179,500 shares and 4,785 shares on July 28, 2020 and July 30, 2020, respectively, or approximately 28,766,024 and 766,827 underlying shares of Class A common stock, par value of $0.01 per share, of the Issuer (the "Class A Common Stock"), respectively, based on the current conversion rate of such Series B Preferred Stock and the initial liquidation preference of such shares.

F3 · derivative.exercise_date: The Series B Preferred Stock is convertible into shares of Class A Common Stock at any time at the option of the holder thereof and has no stated maturity. The Series B Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert any or all of the Series B Preferred Stock into Class A Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F3 · derivative.expiration_date: The Series B Preferred Stock is convertible into shares of Class A Common Stock at any time at the option of the holder thereof and has no stated maturity. The Series B Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert any or all of the Series B Preferred Stock into Class A Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F1 · derivative.underlying_shares: In connection with the admission of certain third parties into investment vehicles affiliated with the Reporting Persons, the Reporting Persons may have been deemed to have disposed of a portion of their pecuniary interest in shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") of Coty Inc. (the "Issuer") at $1,000 per share, the initial purchase price of the Series B Preferred Stock. The number of shares of Series B Preferred Stock that corresponds to the admission of third parties described above was equal to approximately 179,500 shares and 4,785 shares on July 28, 2020 and July 30, 2020, respectively, or approximately 28,766,024 and 766,827 underlying shares of Class A common stock, par value of $0.01 per share, of the Issuer (the "Class A Common Stock"), respectively, based on the current conversion rate of such Series B Preferred Stock and the initial liquidation preference of such shares.

F4 · derivative.underlying_shares: Series B Preferred Stock is convertible into (i) a number of shares of Class A Common Stock equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such share of Series B Preferred Stock as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Issuer has obtained prior stockholder approval, and if such approval has not been obtained, the Issuer will deliver cash in lieu of any shares of Class A Common Stock not deliverable. The initial conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments.

F5 · derivative.underlying_shares: The 1,000,000 shares of Series B Preferred Stock reported herein have an initial liquidation preference of $1,000.00 per share. The Series B Preferred Stock has a dividend rate of 9.0% per annum, accruing daily and payable quarterly in arrears, which shall increase by 1.0% on the seven year anniversary of the issuance date and shall increase by an additional 1.0% on each subsequent anniversary up to a maximum of 12.0%, which dividends will be payable in cash, by increasing the amount of accrued dividends with respect to a share of Series B Preferred Stock, or any combination thereof, at the sole discretion of the Issuer.

F2 · balance_after: KKR Rainbow Aggregator, L.P. continues to beneficially own all 1,000,000 shares of Series B Preferred Stock, 750,000 of which have been held since the initial closing of the Series B Preferred Stock investment on May 26, 2020 and 250,000 which will be delivered at a second closing of the investment, expected to occur on or about July 31, 2020.

F4 · balance_after: Series B Preferred Stock is convertible into (i) a number of shares of Class A Common Stock equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such share of Series B Preferred Stock as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Issuer has obtained prior stockholder approval, and if such approval has not been obtained, the Issuer will deliver cash in lieu of any shares of Class A Common Stock not deliverable. The initial conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments.

F5 · balance_after: The 1,000,000 shares of Series B Preferred Stock reported herein have an initial liquidation preference of $1,000.00 per share. The Series B Preferred Stock has a dividend rate of 9.0% per annum, accruing daily and payable quarterly in arrears, which shall increase by 1.0% on the seven year anniversary of the issuance date and shall increase by an additional 1.0% on each subsequent anniversary up to a maximum of 12.0%, which dividends will be payable in cash, by increasing the amount of accrued dividends with respect to a share of Series B Preferred Stock, or any combination thereof, at the sole discretion of the Issuer.

F2 · ownership.nature: KKR Rainbow Aggregator, L.P. continues to beneficially own all 1,000,000 shares of Series B Preferred Stock, 750,000 of which have been held since the initial closing of the Series B Preferred Stock investment on May 26, 2020 and 250,000 which will be delivered at a second closing of the investment, expected to occur on or about July 31, 2020.

F6 · ownership.nature: The securities reported herein are held by KKR Rainbow Aggregator L.P. KKR Rainbow Aggregator GP LLC is the general partner of KKR Rainbow Aggregator L.P. KKR European Fund V (USD) SCSp is the sole member of KKR Rainbow Aggregator GP LLC. KKR Associates Europe V SCSp is the general partner of KKR European Fund V (USD) SCSp. KKR Europe V S.a r.l. is the general partner of KKR Associates Europe V SCSp. KKR Europe V Holdings Limited is the sole shareholder of KKR Europe V S.a r.l. KKR Group Partnership L.P. is the sole member of KKR Europe V Holdings Limited. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons engaged in any transactions subject to Section 16 of the Securities Exchange Act of 1934 or are the beneficial owners of any securities reported herein.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:26 UTC OtherSeries B Preferred Stock · Derivative 179,500 Not disclosed Strike: $6.24 Not disclosed
Disclosure

SEC source: 0001140361-20-017082 · form4.xml · derivative · entry 1

KKR European Fund V (USD) SCSp · CIK 0001755734 · 10% owner

KKR Associates Europe V SCSp · CIK 0001813358 · 10% owner

KKR Europe V S.a r.l. · CIK 0001813365 · 10% owner

KKR Europe V Holdings Ltd · CIK 0001813351 · 10% owner

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,000,000

Underlying: Class A Common Stock · 28,766,024 shares

Expires not disclosed

F4 · derivative.exercise_price: Series B Preferred Stock is convertible into (i) a number of shares of Class A Common Stock equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such share of Series B Preferred Stock as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Issuer has obtained prior stockholder approval, and if such approval has not been obtained, the Issuer will deliver cash in lieu of any shares of Class A Common Stock not deliverable. The initial conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments.

F1 · kind: In connection with the admission of certain third parties into investment vehicles affiliated with the Reporting Persons, the Reporting Persons may have been deemed to have disposed of a portion of their pecuniary interest in shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") of Coty Inc. (the "Issuer") at $1,000 per share, the initial purchase price of the Series B Preferred Stock. The number of shares of Series B Preferred Stock that corresponds to the admission of third parties described above was equal to approximately 179,500 shares and 4,785 shares on July 28, 2020 and July 30, 2020, respectively, or approximately 28,766,024 and 766,827 underlying shares of Class A common stock, par value of $0.01 per share, of the Issuer (the "Class A Common Stock"), respectively, based on the current conversion rate of such Series B Preferred Stock and the initial liquidation preference of such shares.

F1 · shares: In connection with the admission of certain third parties into investment vehicles affiliated with the Reporting Persons, the Reporting Persons may have been deemed to have disposed of a portion of their pecuniary interest in shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") of Coty Inc. (the "Issuer") at $1,000 per share, the initial purchase price of the Series B Preferred Stock. The number of shares of Series B Preferred Stock that corresponds to the admission of third parties described above was equal to approximately 179,500 shares and 4,785 shares on July 28, 2020 and July 30, 2020, respectively, or approximately 28,766,024 and 766,827 underlying shares of Class A common stock, par value of $0.01 per share, of the Issuer (the "Class A Common Stock"), respectively, based on the current conversion rate of such Series B Preferred Stock and the initial liquidation preference of such shares.

F1 · price: In connection with the admission of certain third parties into investment vehicles affiliated with the Reporting Persons, the Reporting Persons may have been deemed to have disposed of a portion of their pecuniary interest in shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") of Coty Inc. (the "Issuer") at $1,000 per share, the initial purchase price of the Series B Preferred Stock. The number of shares of Series B Preferred Stock that corresponds to the admission of third parties described above was equal to approximately 179,500 shares and 4,785 shares on July 28, 2020 and July 30, 2020, respectively, or approximately 28,766,024 and 766,827 underlying shares of Class A common stock, par value of $0.01 per share, of the Issuer (the "Class A Common Stock"), respectively, based on the current conversion rate of such Series B Preferred Stock and the initial liquidation preference of such shares.

F3 · derivative.exercise_date: The Series B Preferred Stock is convertible into shares of Class A Common Stock at any time at the option of the holder thereof and has no stated maturity. The Series B Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert any or all of the Series B Preferred Stock into Class A Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F3 · derivative.expiration_date: The Series B Preferred Stock is convertible into shares of Class A Common Stock at any time at the option of the holder thereof and has no stated maturity. The Series B Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert any or all of the Series B Preferred Stock into Class A Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F1 · derivative.underlying_shares: In connection with the admission of certain third parties into investment vehicles affiliated with the Reporting Persons, the Reporting Persons may have been deemed to have disposed of a portion of their pecuniary interest in shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") of Coty Inc. (the "Issuer") at $1,000 per share, the initial purchase price of the Series B Preferred Stock. The number of shares of Series B Preferred Stock that corresponds to the admission of third parties described above was equal to approximately 179,500 shares and 4,785 shares on July 28, 2020 and July 30, 2020, respectively, or approximately 28,766,024 and 766,827 underlying shares of Class A common stock, par value of $0.01 per share, of the Issuer (the "Class A Common Stock"), respectively, based on the current conversion rate of such Series B Preferred Stock and the initial liquidation preference of such shares.

F4 · derivative.underlying_shares: Series B Preferred Stock is convertible into (i) a number of shares of Class A Common Stock equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such share of Series B Preferred Stock as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Issuer has obtained prior stockholder approval, and if such approval has not been obtained, the Issuer will deliver cash in lieu of any shares of Class A Common Stock not deliverable. The initial conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments.

F5 · derivative.underlying_shares: The 1,000,000 shares of Series B Preferred Stock reported herein have an initial liquidation preference of $1,000.00 per share. The Series B Preferred Stock has a dividend rate of 9.0% per annum, accruing daily and payable quarterly in arrears, which shall increase by 1.0% on the seven year anniversary of the issuance date and shall increase by an additional 1.0% on each subsequent anniversary up to a maximum of 12.0%, which dividends will be payable in cash, by increasing the amount of accrued dividends with respect to a share of Series B Preferred Stock, or any combination thereof, at the sole discretion of the Issuer.

F2 · balance_after: KKR Rainbow Aggregator, L.P. continues to beneficially own all 1,000,000 shares of Series B Preferred Stock, 750,000 of which have been held since the initial closing of the Series B Preferred Stock investment on May 26, 2020 and 250,000 which will be delivered at a second closing of the investment, expected to occur on or about July 31, 2020.

F4 · balance_after: Series B Preferred Stock is convertible into (i) a number of shares of Class A Common Stock equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such share of Series B Preferred Stock as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Issuer has obtained prior stockholder approval, and if such approval has not been obtained, the Issuer will deliver cash in lieu of any shares of Class A Common Stock not deliverable. The initial conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments.

F5 · balance_after: The 1,000,000 shares of Series B Preferred Stock reported herein have an initial liquidation preference of $1,000.00 per share. The Series B Preferred Stock has a dividend rate of 9.0% per annum, accruing daily and payable quarterly in arrears, which shall increase by 1.0% on the seven year anniversary of the issuance date and shall increase by an additional 1.0% on each subsequent anniversary up to a maximum of 12.0%, which dividends will be payable in cash, by increasing the amount of accrued dividends with respect to a share of Series B Preferred Stock, or any combination thereof, at the sole discretion of the Issuer.

F2 · ownership.nature: KKR Rainbow Aggregator, L.P. continues to beneficially own all 1,000,000 shares of Series B Preferred Stock, 750,000 of which have been held since the initial closing of the Series B Preferred Stock investment on May 26, 2020 and 250,000 which will be delivered at a second closing of the investment, expected to occur on or about July 31, 2020.

F6 · ownership.nature: The securities reported herein are held by KKR Rainbow Aggregator L.P. KKR Rainbow Aggregator GP LLC is the general partner of KKR Rainbow Aggregator L.P. KKR European Fund V (USD) SCSp is the sole member of KKR Rainbow Aggregator GP LLC. KKR Associates Europe V SCSp is the general partner of KKR European Fund V (USD) SCSp. KKR Europe V S.a r.l. is the general partner of KKR Associates Europe V SCSp. KKR Europe V Holdings Limited is the sole shareholder of KKR Europe V S.a r.l. KKR Group Partnership L.P. is the sole member of KKR Europe V Holdings Limited. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons engaged in any transactions subject to Section 16 of the Securities Exchange Act of 1934 or are the beneficial owners of any securities reported herein.

Read SEC document
June 06, 2020 Filed Jun 9, 2020 21:35 UTC Exercise / conversionRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000057 · wf-form4_159173850820325.xml · derivative · entry 2

Michaels Paul S. · CIK 0001646199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting on June 6, 2020, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting on June 6, 2020, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting on June 6, 2020, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
June 06, 2020 Filed Jun 9, 2020 21:35 UTC Exercise / conversionClass A common stock 685 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000057 · wf-form4_159173850820325.xml · nonDerivative · entry 1

Michaels Paul S. · CIK 0001646199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:53 UTC
von Bretten GordonChief Transformation Officer
GrantRestricted Stock Award · Derivative 692,952 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000066 · wf-form4_159173959492656.xml · derivative · entry 1

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,952

Underlying: Class A common stock · 692,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on June 5, 2021, 1/3 on June 5, 2022 and 1/3 on June 5, 2023.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on June 5, 2021, 1/3 on June 5, 2022 and 1/3 on June 5, 2023.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on June 5, 2021, 1/3 on June 5, 2022 and 1/3 on June 5, 2023.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:52 UTC
Terisse Pierre-AndreChief Financial Officer & COO
GrantRestricted Stock Award · Derivative 692,952 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000064 · wf-form4_159173950252268.xml · derivative · entry 2

Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,952

Underlying: Class A common stock · 692,952 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on June 5, 2021, 1/3 on June 5, 2022 and 1/3 on June 5, 2023.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on June 5, 2021, 1/3 on June 5, 2022 and 1/3 on June 5, 2023.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on June 5, 2021, 1/3 on June 5, 2022 and 1/3 on June 5, 2023.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:52 UTC
Terisse Pierre-AndreChief Financial Officer & COO
GrantRestricted Stock Units · Derivative 984,252 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000064 · wf-form4_159173950252268.xml · derivative · entry 1

Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,582

Underlying: Class A common stock · 984,252 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on June 5, 2023, 20% on June 5, 2024 and 20% on June 5, 2025.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on June 5, 2023, 20% on June 5, 2024 and 20% on June 5, 2025.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on June 5, 2023, 20% on June 5, 2024 and 20% on June 5, 2025.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:46 UTC GrantClass A common stock · Derivative 8,468 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000062 · wf-form4_159173915539403.xml · derivative · entry 1

Parize Isabelle · CIK 0001805944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,468

Underlying: Class A common stock · 8,468 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on February 27, 2025.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on February 27, 2025.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on February 27, 2025.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:43 UTC
Tan JustineDirector
GrantRestricted Stock Units · Derivative 8,468 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000060 · wf-form4_159173898170769.xml · derivative · entry 1

Tan Justine · CIK 0001805946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,468

Underlying: Class A common stock · 8,468 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on February 27, 2025.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on February 27, 2025.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on February 27, 2025.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:25 UTC Amendment
Laubies PierreDirector · Chief Executive Officer
SaleClass A common stock 3,260,329 $11.49 $37,473,243.43
Disclosure

SEC source: 0001024305-20-000024 · wf-form4a_158439389591550.xml · nonDerivative · entry 1

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The total holdings reflect an adjustment of 41,654 additional shares of Class A Common Stock ("Common Stock") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.

F2 · shares: On March 12, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement (the "Stock Purchase Agreement") pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Common Stock held by Mr. Laubies.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:15 UTC Amendment
Agnaten SE10% owner
Lucresca SE10% owner
PurchaseClass A Common Stock, par value $0.01 per share 3,260,329 $11.49 $37,473,243.43
Disclosure

SEC source: 0001104659-20-034170 · tm2012829d1_4a.xml · nonDerivative · entry 1

Cottage Holdco B.V. · CIK 0001767648 · 10% owner

JAB Cosmetics B.V. · CIK 0001636487 · 10% owner

JAB Holdings B.V. · CIK 0001579134 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,168,370

F1 · shares: On March 12, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement (the "Stock Purchase Agreement") pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Class A Common Stock held by Mr. Laubies.

F2 · ownership.direct: The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

Read SEC document
March 12, 2020 Filed Mar 19, 2020 20:59 UTC Amendment
Agnaten SE10% owner
Lucresca SE10% owner
PurchaseClass A Common Stock, par value $0.01 per share 3,260,329 $11.49 $37,473,243.43
Disclosure

SEC source: 0001104659-20-035939 · tm2012972d2_4a.xml · nonDerivative · entry 1

Cottage Holdco B.V. · CIK 0001767648 · 10% owner

JAB Cosmetics B.V. · CIK 0001636487 · 10% owner

JAB Holdings B.V. · CIK 0001579134 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,299,223

F1 · shares: On March 12, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement (the "Stock Purchase Agreement") pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Class A Common Stock held by Mr. Laubies.

F2 · ownership.direct: The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:07 UTC
Laubies PierreDirector · Chief Executive Officer
Disposition to issuerSeries A-1 Preferred Stock · Derivative 980,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000020 · wf-form4_158318681546660.xml · derivative · entry 3

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 980,000 shares

Expires not disclosed

F6 · derivative.exercise_price: The Issuer's redemption right with respect to the 980,000 shares issued to Mr. Laubies on June 19, 2019 (the "June Shares") lapses with respect to 60% on May 10, 2022, 20% on May 10, 2023 and 20% on May 10, 2024; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after May 10, 2019, the redemption right shall lapse in full.

F7 · derivative.exercise_price: The June Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at the Mr. Laubies' election, at any time on or prior to May 10, 2025; provided that this right expires upon the earlier of (i) May 10, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies maintains his investment of $7,500,000 in the Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $14.48, subject to adjustment (such difference, the "June Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the June Shares Preferred Net Value.

F5 · shares: On February 27, 2020, Coty Inc. (the "Company"), Mr. Laubies and Elmfort Invest B.V. entered into a purchase agreement pursuant to which Mr. Laubies and Elmfort Invest B.V. agreed to sell, and the Company agreed to purchase, all of the shares of Series A-1 Preferred Stock held directly and indirectly by Mr. Laubies.

F6 · derivative.exercise_date: The Issuer's redemption right with respect to the 980,000 shares issued to Mr. Laubies on June 19, 2019 (the "June Shares") lapses with respect to 60% on May 10, 2022, 20% on May 10, 2023 and 20% on May 10, 2024; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after May 10, 2019, the redemption right shall lapse in full.

F7 · derivative.exercise_date: The June Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at the Mr. Laubies' election, at any time on or prior to May 10, 2025; provided that this right expires upon the earlier of (i) May 10, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies maintains his investment of $7,500,000 in the Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $14.48, subject to adjustment (such difference, the "June Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the June Shares Preferred Net Value.

F6 · derivative.expiration_date: The Issuer's redemption right with respect to the 980,000 shares issued to Mr. Laubies on June 19, 2019 (the "June Shares") lapses with respect to 60% on May 10, 2022, 20% on May 10, 2023 and 20% on May 10, 2024; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after May 10, 2019, the redemption right shall lapse in full.

F7 · derivative.expiration_date: The June Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at the Mr. Laubies' election, at any time on or prior to May 10, 2025; provided that this right expires upon the earlier of (i) May 10, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies maintains his investment of $7,500,000 in the Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $14.48, subject to adjustment (such difference, the "June Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the June Shares Preferred Net Value.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:07 UTC
Laubies PierreDirector · Chief Executive Officer
Disposition to issuerSeries A-1 Preferred Stock · Derivative 6,925,341 $2.74 $19,001,058.10
Disclosure

SEC source: 0001024305-20-000020 · wf-form4_158318681546660.xml · derivative · entry 2

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Elmfort Invest B.V.

Disclosed balance after: 980,000

Underlying: Class A common stock · 6,925,341 shares

Expires not disclosed

F3 · derivative.exercise_price: With respect to the 6,925,341 shares of Series A-1 Preferred Stock issued to Mr. Laubies on February 4, 2019 (the "February Shares"), the Issuer may redeem such shares at a redemption price equal to the lower of cost or then current fair market value if Mr. Laubies is terminated prior to November 12, 2023 (other than due to death or disability). The Issuer's right to redeem the February Shares at the lower of cost or then current fair market value shall lapse as follows: 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after November 12, 2019, the redemption right shall lapse in full.

F4 · derivative.exercise_price: The February Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at Mr. Laubies' election, at any time on or prior to November 12, 2025; provided that this right expires upon the earlier of (i) November 12, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies has made an aggregate investment of at least $20,000,000 in the Issuer's Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $8.75, subject to adjustment (such difference, the "February Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the February Shares Preferred Net Value.

F5 · shares: On February 27, 2020, Coty Inc. (the "Company"), Mr. Laubies and Elmfort Invest B.V. entered into a purchase agreement pursuant to which Mr. Laubies and Elmfort Invest B.V. agreed to sell, and the Company agreed to purchase, all of the shares of Series A-1 Preferred Stock held directly and indirectly by Mr. Laubies.

F3 · derivative.exercise_date: With respect to the 6,925,341 shares of Series A-1 Preferred Stock issued to Mr. Laubies on February 4, 2019 (the "February Shares"), the Issuer may redeem such shares at a redemption price equal to the lower of cost or then current fair market value if Mr. Laubies is terminated prior to November 12, 2023 (other than due to death or disability). The Issuer's right to redeem the February Shares at the lower of cost or then current fair market value shall lapse as follows: 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after November 12, 2019, the redemption right shall lapse in full.

F4 · derivative.exercise_date: The February Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at Mr. Laubies' election, at any time on or prior to November 12, 2025; provided that this right expires upon the earlier of (i) November 12, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies has made an aggregate investment of at least $20,000,000 in the Issuer's Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $8.75, subject to adjustment (such difference, the "February Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the February Shares Preferred Net Value.

F3 · derivative.expiration_date: With respect to the 6,925,341 shares of Series A-1 Preferred Stock issued to Mr. Laubies on February 4, 2019 (the "February Shares"), the Issuer may redeem such shares at a redemption price equal to the lower of cost or then current fair market value if Mr. Laubies is terminated prior to November 12, 2023 (other than due to death or disability). The Issuer's right to redeem the February Shares at the lower of cost or then current fair market value shall lapse as follows: 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after November 12, 2019, the redemption right shall lapse in full.

F4 · derivative.expiration_date: The February Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at Mr. Laubies' election, at any time on or prior to November 12, 2025; provided that this right expires upon the earlier of (i) November 12, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies has made an aggregate investment of at least $20,000,000 in the Issuer's Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $8.75, subject to adjustment (such difference, the "February Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the February Shares Preferred Net Value.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:07 UTC
Laubies PierreDirector · Chief Executive Officer
SaleClass A common stock 3,260,329 $11.49 $37,473,243.43
Disclosure

SEC source: 0001024305-20-000020 · wf-form4_158318681546660.xml · nonDerivative · entry 1

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The total holdings reflect an adjustment of 41,654 additional shares of Class A Common Stock ("Common Stock") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.

F2 · shares: On February 27, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Common Stock held by Mr. Laubies.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:02 UTC
Agnaten SE10% owner
Lucresca SE10% owner
PurchaseClass A Common Stock, par value $0.01 per share 3,260,329 $11.49 $37,473,243.43
Disclosure

SEC source: 0001209191-20-014564 · doc4.xml · nonDerivative · entry 1

Cottage Holdco B.V. · CIK 0001767648 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Cosmetics B.V. · CIK 0001636487 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,168,370

F1 · shares: On February 27, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Class A Common Stock held by Mr. Laubies.

F2 · ownership.direct: The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 13:06 UTC
HARF PETERDirector
OtherClass A common stock 152,330 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000019 · wf-form4_158220396777066.xml · nonDerivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS Holding S.a.r.l.

Disclosed balance after: 12,255,536

F1 · kind: As of February 14, 2020, Mr. Harf assigned 152,330 shares of the Class A Common Stock of the Issuer to HFS Holding S.a r.l.

F3 · balance_after: The total holdings reflect an adjustment of 57,813 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 13:06 UTC
HARF PETERDirector
OtherClass A common stock 152,330 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000019 · wf-form4_158220396777066.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: As of February 14, 2020, Mr. Harf assigned 152,330 shares of the Class A Common Stock of the Issuer to HFS Holding S.a r.l.

F2 · shares: The total holdings reflect an adjustment of 720 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:23 UTC
Pieraccioni GiovanniPresident, EMEA
PurchaseClass A common stock 7,600 $11.62 $88,312.00
Disclosure

SEC source: 0001024305-20-000018 · wf-form4_158171541517121.xml · nonDerivative · entry 2

Pieraccioni Giovanni · CIK 0001608557 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,303

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.53 to $11.79, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:23 UTC
Pieraccioni GiovanniPresident, EMEA
PurchaseClass A common stock 7,603 $11.82 $89,867.46
Disclosure

SEC source: 0001024305-20-000018 · wf-form4_158171541517121.xml · nonDerivative · entry 1

Pieraccioni Giovanni · CIK 0001608557 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,703

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.74 to $11.97, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 14, 2020 22:12 UTC
Baltussen PascalChief Procurement Officer
GrantRestricted Stock Units · Derivative 87,183 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000005 · wf-form4_157903995631070.xml · derivative · entry 1

Baltussen Pascal · CIK 0001799710 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,183

Underlying: Class A common stock · 87,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 33.33% on January 2, 2021, 33.33% on January 2, 2022 and 33.33% on January 2, 2023.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 33.33% on January 2, 2021, 33.33% on January 2, 2022 and 33.33% on January 2, 2023.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 33.33% on January 2, 2021, 33.33% on January 2, 2022 and 33.33% on January 2, 2023.

Read SEC document
January 01, 2020 Filed Sep 9, 2020 22:27 UTC Amendment
Jones Richard J.S.Global Chief Supply Officer
GrantRestricted Stock Units · Derivative 88,888 $0.00 $0.00
Disclosure

SEC source: 0001024305-20-000089 · wf-form4a_159969042549086.xml · derivative · entry 1

Jones Richard J.S. · CIK 0001794535 · Global Chief Supply Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,888

Underlying: Class A common stock · 88,888 shares

Expires not disclosed

F1 · security: This submission is made to amend the Reporting Person's submission of an Initial Statement of Beneficial Ownership of Securities filed on November 19, 2019 and a Statement of Changes in Beneficial Ownership of Securities filed on November 19, 2019 (the "Original Submission"). After making the Original Submission, the Reporting Person determined in consultation with Coty Inc. (the "Issuer") that the Reporting Person was not designated an officer of the Issuer until January 1, 2020. As such, none of the holdings or transactions previously reported in the Reporting Person's Original Submission were subject to reporting under Section 16 until that date.

F2 · security: These Restricted Stock Units are reported in the Amendment to the Initial Statement of Beneficial Ownership filed as of even date herewith.

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F2 · derivative.underlying_shares: These Restricted Stock Units are reported in the Amendment to the Initial Statement of Beneficial Ownership filed as of even date herewith.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 23:54 UTC
Moreau SylviePresident, Professional Beauty
SaleClass A common stock 22,621 $11.96 $270,479.30
Disclosure

SEC source: 0001024305-19-000157 · wf-form4_157593564676422.xml · nonDerivative · entry 1

Moreau Sylvie · CIK 0001686489 · President, Professional Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,025

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.93 to $11.995, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:05 UTC GrantRestricted Stock Units · Derivative 7,808 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000155 · wf-form4_157420471584215.xml · derivative · entry 1

Ballini Beatrice · CIK 0001789833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

Underlying: Class A common stock · 7,808 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F2 · shares: Represents a pro-rated award for service during fiscal year 2020, commencing upon the Reporting Person's election to the Board.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:02 UTC GrantRestricted Stock Units · Derivative 6,547 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000152 · wf-form4_157420451679517.xml · derivative · entry 1

Creus Joachim · CIK 0001794192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,547

Underlying: Class A common stock · 6,547 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F2 · shares: Represents a pro-rated award for service during fiscal year 2020, commencing upon the Reporting Person's election to the Board on November 5, 2019.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:06 UTC
Denis PierreDirector
GrantRestricted Stock Units · Derivative 7,808 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000156 · wf-form4_157420477029869.xml · derivative · entry 1

Denis Pierre · CIK 0001789838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

Underlying: Class A common stock · 7,808 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F2 · shares: Represents a pro-rated award for service during fiscal year 2020, commencing upon the Reporting Person's election to the Board.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:03 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000153 · wf-form4_157420460501782.xml · derivative · entry 1

Chalmers Sabine · CIK 0001705112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,054

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:04 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000154 · wf-form4_157420465625739.xml · derivative · entry 1

Michaels Paul S. · CIK 0001646199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,685

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:57 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000148 · wf-form4_157420425318206.xml · derivative · entry 3

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:56 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000147 · wf-form4_157420419452033.xml · derivative · entry 4

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:38 UTC
HARF PETERDirector
GrantRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000146 · wf-form4_157420310922060.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Class A common stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:37 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000145 · wf-form4_157420304560652.xml · derivative · entry 3

Schoewel Erhard · CIK 0001578917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 20:13 UTC
Zafar AyeshaSVP Group Controller
GrantRestricted Stock Units · Derivative 26,666 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000135 · wf-form4_157412600316518.xml · derivative · entry 4

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,056

Underlying: Class A common stock · 26,666 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 01:01 UTC
Hughes FionaChief Marketing Officer, CB
GrantRestricted Stock Units · Derivative 88,888 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000131 · wf-form4_157412525742494.xml · derivative · entry 1

Hughes Fiona · CIK 0001780096 · Chief Marketing Officer, CB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,719

Underlying: Class A common stock · 88,888 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 02:22 UTC
HUBER EDGAR O.President of Coty Luxury
GrantRestricted Stock Units · Derivative 177,777 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000137 · wf-form4_157413011525141.xml · derivative · entry 4

HUBER EDGAR O. · CIK 0001602810 · President of Coty Luxury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,709

Underlying: Class A common stock · 177,777 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 01:09 UTC
Hanrot SophieChief Human Resources Officer
GrantRestricted Stock Units · Derivative 53,333 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000134 · wf-form4_157412574854010.xml · derivative · entry 4

Hanrot Sophie · CIK 0001782074 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,667

Underlying: Class A common stock · 53,333 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 02:10 UTC
Terisse Pierre-AndreChief Financial Officer
GrantRestricted Stock Units · Derivative 133,333 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000136 · wf-form4_157412938964682.xml · derivative · entry 1

Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,330

Underlying: Class A common stock · 133,333 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 01:05 UTC
Pieraccioni GiovanniChief Operating Officer, CB
GrantRestricted Stock Units · Derivative 177,777 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000133 · wf-form4_157412549098986.xml · derivative · entry 1

Pieraccioni Giovanni · CIK 0001608557 · Chief Operating Officer, CB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,554

Underlying: Class A common stock · 177,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 01:02 UTC
Ramos Daniel EChief Scientific Officer
GrantRestricted Stock Units · Derivative 88,888 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000132 · wf-form4_157412534966362.xml · derivative · entry 1

Ramos Daniel E · CIK 0001717317 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,285

Underlying: Class A common stock · 88,888 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 00:59 UTC
Moreau SylviePresident, Professional Beauty
GrantRestricted Stock Units · Derivative 88,888 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000130 · wf-form4_157412515970453.xml · derivative · entry 4

Moreau Sylvie · CIK 0001686489 · President, Professional Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,795

Underlying: Class A common stock · 88,888 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 22:59 UTC
Jones Richard J.S.Global Chief Supply Officer
GrantRestricted Stock Units · Derivative 88,888 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000149 · wf-form4_157420435062028.xml · derivative · entry 1

Jones Richard J.S. · CIK 0001794535 · Global Chief Supply Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,888

Underlying: Class A common stock · 88,888 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 23:00 UTC
Terisse Pierre-AndreChief Financial Officer
GrantStock Options (right to buy) · Derivative 100,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001024305-19-000150 · wf-form4_157420440743259.xml · derivative · entry 1

Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A common stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 225,631 shares of Class A Common Stock but more than 135,379, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 135,379, the entire matching Stock Option will be forfeited.

F1 · derivative.expiration_date: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 225,631 shares of Class A Common Stock but more than 135,379, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 135,379, the entire matching Stock Option will be forfeited.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 23:01 UTC
Pieraccioni GiovanniChief Operating Officer, CB
GrantClass A common stock · Derivative 80,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001024305-19-000151 · wf-form4_157420446012728.xml · derivative · entry 1

Pieraccioni Giovanni · CIK 0001608557 · Chief Operating Officer, CB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Class A common stock · 80,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 180,505 shares of Class A Common Stock but more than 108,303, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 108,303, the entire matching Stock Option will be forfeited.

F1 · derivative.expiration_date: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 180,505 shares of Class A Common Stock but more than 108,303, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 108,303, the entire matching Stock Option will be forfeited.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 22:57 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000148 · wf-form4_157420425318206.xml · derivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2024, subject to certain vesting conditions and exceptions.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 22:57 UTC Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000148 · wf-form4_157420425318206.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total holdings reflect an adjustment of 1,770 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the Reporting Person's participation in the Coty Stock Dividend Reinvestment Program.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 22:56 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000147 · wf-form4_157420419452033.xml · derivative · entry 3

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 22:56 UTC Tax withholdingClass A common stock 2,537 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000147 · wf-form4_157420419452033.xml · nonDerivative · entry 2

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,129

F1 · shares: Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 22:56 UTC Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000147 · wf-form4_157420419452033.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 22:38 UTC
HARF PETERDirector
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-19-000146 · wf-form4_157420310922060.xml · derivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.