Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COTY INC.COTY · Entity 4357 | Chief Financial Officer & COO | December 30, 2020 | January 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COTY INC.
Report date December 30, 2020 · Filed January 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 795,208 |
Ending reported balance
After 2020-12-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-30 · Exercise / conversion · Acquired 984,252 · Balance 1,136,252 Row 2 · 2020-12-30 · Tax withholding · Disposed 341,044 · Balance 795,208 F1: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 383,330 |
Reported balance
After 2020-12-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-30 · Exercise / conversion · Disposed 984,252 · Balance 383,330 F2: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.
F2: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2020 Filed Jan 4, 2021 22:57 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 984,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-21-000001 · wf-form4_160980102952582.xml · derivative · entry 3 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,330 Underlying: Class A common stock · 984,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:57 UTC | COTY INC. COTY · Entity 4357 | Tax withholdingClass A common stock | 341,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-21-000001 · wf-form4_160980102952582.xml · nonDerivative · entry 2 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,208 F1 · shares: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:57 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 984,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-21-000001 · wf-form4_160980102952582.xml · nonDerivative · entry 1 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:52 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Award · Derivative | 692,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-20-000064 · wf-form4_159173950252268.xml · derivative · entry 2 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,952 Underlying: Class A common stock · 692,952 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on June 5, 2021, 1/3 on June 5, 2022 and 1/3 on June 5, 2023. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on June 5, 2021, 1/3 on June 5, 2022 and 1/3 on June 5, 2023. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on June 5, 2021, 1/3 on June 5, 2022 and 1/3 on June 5, 2023. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:52 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 984,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-20-000064 · wf-form4_159173950252268.xml · derivative · entry 1 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,582 Underlying: Class A common stock · 984,252 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on June 5, 2023, 20% on June 5, 2024 and 20% on June 5, 2025. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on June 5, 2023, 20% on June 5, 2024 and 20% on June 5, 2025. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on June 5, 2023, 20% on June 5, 2024 and 20% on June 5, 2025. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 02:10 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000136 · wf-form4_157412938964682.xml · derivative · entry 1 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,330 Underlying: Class A common stock · 133,333 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 23:00 UTC | COTY INC. COTY · Entity 4357 | GrantStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $12.21 | $0.00 |
DisclosureSEC source: 0001024305-19-000150 · wf-form4_157420440743259.xml · derivative · entry 1 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A common stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_date: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 225,631 shares of Class A Common Stock but more than 135,379, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 135,379, the entire matching Stock Option will be forfeited. F1 · derivative.expiration_date: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 225,631 shares of Class A Common Stock but more than 135,379, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 135,379, the entire matching Stock Option will be forfeited. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 21:47 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 58,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000077 · wf-form4_156089442021890.xml · derivative · entry 1 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,997 Underlying: Class A common stock · 58,915 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on June 14, 2022, 20% on June 14, 2023 and 20% on June 14, 2024 F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on June 14, 2022, 20% on June 14, 2023 and 20% on June 14, 2024 F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on June 14, 2022, 20% on June 14, 2023 and 20% on June 14, 2024 Read SEC document |
| May 10, 2019 Filed May 14, 2019 22:33 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A common stock | 152,000 | $11.73 | $1,782,732.00 |
DisclosureSEC source: 0001024305-19-000060 · wf-form4_155787318859801.xml · nonDerivative · entry 1 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,000 Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 01:55 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 191,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000043 · wf-form4_155071412037846.xml · derivative · entry 2 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,082 Underlying: Class A common stock · 191,082 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on February 15, 2022, 20% on February 15, 2023 and 20% on February 15, 2024. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on February 15, 2022, 20% on February 15, 2023 and 20% on February 15, 2024. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on February 15, 2022, 20% on February 15, 2023 and 20% on February 15, 2024. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 01:55 UTC | COTY INC. COTY · Entity 4357 | GrantStock Option (right to buy) · Derivative | 676,893 | $0.00 Strike: $11.08 | $0.00 |
DisclosureSEC source: 0001024305-19-000043 · wf-form4_155071412037846.xml · derivative · entry 1 Terisse Pierre-Andre · CIK 0001766930 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,893 Underlying: Class A common stock · 676,893 shares Expires 2029-02-15 F1 · derivative.exercise_date: Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 225,631 shares of Class A Common Stock but more than 135,379, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on February 15, 2020 through February 15, 2024, the Reporting Person owns fewer than 135,379, the entire matching Stock Option will be forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.