Laubies Pierre

SEC source: 0001024305-20-000024 · wf-form4a_158439389591550.xml · nonDerivative · entry 1

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The total holdings reflect an adjustment of 41,654 additional shares of Class A Common Stock ("Common Stock") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.

F2 · shares: On March 12, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement (the "Stock Purchase Agreement") pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Common Stock held by Mr. Laubies.

SEC source: 0001024305-20-000020 · wf-form4_158318681546660.xml · derivative · entry 3

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 980,000 shares

Expires not disclosed

F6 · derivative.exercise_price: The Issuer's redemption right with respect to the 980,000 shares issued to Mr. Laubies on June 19, 2019 (the "June Shares") lapses with respect to 60% on May 10, 2022, 20% on May 10, 2023 and 20% on May 10, 2024; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after May 10, 2019, the redemption right shall lapse in full.

F7 · derivative.exercise_price: The June Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at the Mr. Laubies' election, at any time on or prior to May 10, 2025; provided that this right expires upon the earlier of (i) May 10, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies maintains his investment of $7,500,000 in the Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $14.48, subject to adjustment (such difference, the "June Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the June Shares Preferred Net Value.

F5 · shares: On February 27, 2020, Coty Inc. (the "Company"), Mr. Laubies and Elmfort Invest B.V. entered into a purchase agreement pursuant to which Mr. Laubies and Elmfort Invest B.V. agreed to sell, and the Company agreed to purchase, all of the shares of Series A-1 Preferred Stock held directly and indirectly by Mr. Laubies.

F6 · derivative.exercise_date: The Issuer's redemption right with respect to the 980,000 shares issued to Mr. Laubies on June 19, 2019 (the "June Shares") lapses with respect to 60% on May 10, 2022, 20% on May 10, 2023 and 20% on May 10, 2024; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after May 10, 2019, the redemption right shall lapse in full.

F7 · derivative.exercise_date: The June Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at the Mr. Laubies' election, at any time on or prior to May 10, 2025; provided that this right expires upon the earlier of (i) May 10, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies maintains his investment of $7,500,000 in the Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $14.48, subject to adjustment (such difference, the "June Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the June Shares Preferred Net Value.

F6 · derivative.expiration_date: The Issuer's redemption right with respect to the 980,000 shares issued to Mr. Laubies on June 19, 2019 (the "June Shares") lapses with respect to 60% on May 10, 2022, 20% on May 10, 2023 and 20% on May 10, 2024; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after May 10, 2019, the redemption right shall lapse in full.

F7 · derivative.expiration_date: The June Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at the Mr. Laubies' election, at any time on or prior to May 10, 2025; provided that this right expires upon the earlier of (i) May 10, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies maintains his investment of $7,500,000 in the Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $14.48, subject to adjustment (such difference, the "June Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the June Shares Preferred Net Value.

SEC source: 0001024305-20-000020 · wf-form4_158318681546660.xml · derivative · entry 2

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Elmfort Invest B.V.

Disclosed balance after: 980,000

Underlying: Class A common stock · 6,925,341 shares

Expires not disclosed

F3 · derivative.exercise_price: With respect to the 6,925,341 shares of Series A-1 Preferred Stock issued to Mr. Laubies on February 4, 2019 (the "February Shares"), the Issuer may redeem such shares at a redemption price equal to the lower of cost or then current fair market value if Mr. Laubies is terminated prior to November 12, 2023 (other than due to death or disability). The Issuer's right to redeem the February Shares at the lower of cost or then current fair market value shall lapse as follows: 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after November 12, 2019, the redemption right shall lapse in full.

F4 · derivative.exercise_price: The February Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at Mr. Laubies' election, at any time on or prior to November 12, 2025; provided that this right expires upon the earlier of (i) November 12, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies has made an aggregate investment of at least $20,000,000 in the Issuer's Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $8.75, subject to adjustment (such difference, the "February Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the February Shares Preferred Net Value.

F5 · shares: On February 27, 2020, Coty Inc. (the "Company"), Mr. Laubies and Elmfort Invest B.V. entered into a purchase agreement pursuant to which Mr. Laubies and Elmfort Invest B.V. agreed to sell, and the Company agreed to purchase, all of the shares of Series A-1 Preferred Stock held directly and indirectly by Mr. Laubies.

F3 · derivative.exercise_date: With respect to the 6,925,341 shares of Series A-1 Preferred Stock issued to Mr. Laubies on February 4, 2019 (the "February Shares"), the Issuer may redeem such shares at a redemption price equal to the lower of cost or then current fair market value if Mr. Laubies is terminated prior to November 12, 2023 (other than due to death or disability). The Issuer's right to redeem the February Shares at the lower of cost or then current fair market value shall lapse as follows: 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after November 12, 2019, the redemption right shall lapse in full.

F4 · derivative.exercise_date: The February Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at Mr. Laubies' election, at any time on or prior to November 12, 2025; provided that this right expires upon the earlier of (i) November 12, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies has made an aggregate investment of at least $20,000,000 in the Issuer's Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $8.75, subject to adjustment (such difference, the "February Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the February Shares Preferred Net Value.

F3 · derivative.expiration_date: With respect to the 6,925,341 shares of Series A-1 Preferred Stock issued to Mr. Laubies on February 4, 2019 (the "February Shares"), the Issuer may redeem such shares at a redemption price equal to the lower of cost or then current fair market value if Mr. Laubies is terminated prior to November 12, 2023 (other than due to death or disability). The Issuer's right to redeem the February Shares at the lower of cost or then current fair market value shall lapse as follows: 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023; provided, that if Mr. Laubies is terminated without Cause or for Good Reason within 12 months following a change in control of the Issuer occurring after November 12, 2019, the redemption right shall lapse in full.

F4 · derivative.expiration_date: The February Shares, to the extent vested, may be exchanged for cash or shares of Common Stock, at Mr. Laubies' election, at any time on or prior to November 12, 2025; provided that this right expires upon the earlier of (i) November 12, 2025, or (ii) on or after the first anniversary of his termination due to death or disability, in each case, so long as Mr. Laubies has made an aggregate investment of at least $20,000,000 in the Issuer's Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) $8.75, subject to adjustment (such difference, the "February Shares Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the February Shares Preferred Net Value.

SEC source: 0001024305-20-000020 · wf-form4_158318681546660.xml · nonDerivative · entry 1

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The total holdings reflect an adjustment of 41,654 additional shares of Class A Common Stock ("Common Stock") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.

F2 · shares: On February 27, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Common Stock held by Mr. Laubies.

SEC source: 0001024305-19-000102 · wf-form4_156763732278375.xml · nonDerivative · entry 1

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218,675

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.47 to $9.64, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001024305-19-000085 · wf-form4_156115277040748.xml · derivative · entry 1

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,905,341

Underlying: Class A common stock · 980,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series A-1 Preferred Stock vests 60% on May 10, 2022, 20% on May 10, 2023 and 20% on May 10, 2024, subject to certain vesting conditions, and expires on May 10, 2025.

F2 · derivative.exercise_price: Each share of Series A-1 Preferred Stock may be exchanged for cash or shares of Class A Common Stock ("Common Stock"), at the Issuer's election, upon the earlier of (i) May 10, 2025, if Mr. Laubies is employed with the Issuer; (ii) termination of Mr. Laubies's employment as a result of death or disability; or (iii) a termination of Mr. Laubies's employment under certain circumstances following a change of control of the Issuer, in each case, if Mr. Laubies maintains his investment of $7,500,000 in the Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) an amount equal to the sum of $14.48, subject to adjustment (such difference, the "Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the Preferred Net Value.

F1 · derivative.exercise_date: The Series A-1 Preferred Stock vests 60% on May 10, 2022, 20% on May 10, 2023 and 20% on May 10, 2024, subject to certain vesting conditions, and expires on May 10, 2025.

F2 · derivative.exercise_date: Each share of Series A-1 Preferred Stock may be exchanged for cash or shares of Class A Common Stock ("Common Stock"), at the Issuer's election, upon the earlier of (i) May 10, 2025, if Mr. Laubies is employed with the Issuer; (ii) termination of Mr. Laubies's employment as a result of death or disability; or (iii) a termination of Mr. Laubies's employment under certain circumstances following a change of control of the Issuer, in each case, if Mr. Laubies maintains his investment of $7,500,000 in the Common Stock. The amount received upon exchange will equal, at the Issuer's election: (i) an amount in cash equal to (A) the fair market value of a share of Common Stock on the exchange date minus (B) an amount equal to the sum of $14.48, subject to adjustment (such difference, the "Preferred Net Value"), or (ii) the number of shares of Common Stock whose aggregate value, as measured by the fair market value of the Common Stock on the exchange date, is equal to the Preferred Net Value.

F1 · derivative.expiration_date: The Series A-1 Preferred Stock vests 60% on May 10, 2022, 20% on May 10, 2023 and 20% on May 10, 2024, subject to certain vesting conditions, and expires on May 10, 2025.

SEC source: 0001024305-19-000058 · wf-form4_155787303232044.xml · nonDerivative · entry 1

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,956,675

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.485 to $11.88, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001024305-19-000011 · wf-form4_154932952444212.xml · derivative · entry 1

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,925,341

Underlying: Class A common stock · 6,925,341 shares

Expires 2025-11-12

F1 · derivative.exercise_price: The Series A-1 Preferred Stock vests 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023, subject to certain vesting conditions. Each share of Series A-1 Preferred Stock may be exchanged for cash or shares of Class A Common Stock, at the Issuer's election, upon the earlier of (i) November 11, 2025, if Mr. Laubies is employed with the Issuer; (ii) termination of Mr. Laubies's employment as a result of death or disability; or (iii) a termination of Mr. Laubies's employment under certain circumstances following a change of control of the Issuer, in each case, if Mr. Laubies has made an aggregate investment of at least $20,000,000 in the Issuer's Class A Common Stock. The amount of cash or number of shares of Class A Common Stock, at the Issuer's election, received upon exchange will equal the difference between (i) the fair market value of the Class A Common Stock on the date that the Series A Preferred Stock is exchanged less (ii) $8.75, subject to adjustment.

F1 · derivative.exercise_date: The Series A-1 Preferred Stock vests 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023, subject to certain vesting conditions. Each share of Series A-1 Preferred Stock may be exchanged for cash or shares of Class A Common Stock, at the Issuer's election, upon the earlier of (i) November 11, 2025, if Mr. Laubies is employed with the Issuer; (ii) termination of Mr. Laubies's employment as a result of death or disability; or (iii) a termination of Mr. Laubies's employment under certain circumstances following a change of control of the Issuer, in each case, if Mr. Laubies has made an aggregate investment of at least $20,000,000 in the Issuer's Class A Common Stock. The amount of cash or number of shares of Class A Common Stock, at the Issuer's election, received upon exchange will equal the difference between (i) the fair market value of the Class A Common Stock on the date that the Series A Preferred Stock is exchanged less (ii) $8.75, subject to adjustment.

SEC source: 0001759195-18-000003 · wf-form4_154240480165677.xml · nonDerivative · entry 1

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,308,447

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.20 to $8.975, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001759195-18-000003 · wf-form4_154240480165677.xml · derivative · entry 2

Laubies Pierre · CIK 0001759195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,034

Underlying: Class A common stock · 578,034 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 12, 2021, 20% on November 12, 2022 and 20% on November 12, 2023.