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CONOCOPHILLIPS

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658
SEC CIK
0001163165
Parsed reports
2,671

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2016 Filed Feb 22, 2016 22:37 UTC Exercise / conversionStock Units · Derivative 8,661 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-101048 · doc4.xml · derivative · entry 3

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:37 UTC Tax withholdingCommon Stock 2,867 $33.98 $97,406.33
Disclosure

SEC source: 0001209191-16-101048 · doc4.xml · nonDerivative · entry 2

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:37 UTC Disposition to issuerCommon Stock 8,661 $33.98 $294,257.48
Disclosure

SEC source: 0001209191-16-101048 · doc4.xml · nonDerivative · entry 1

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:35 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Units · Derivative 126,302 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-101046 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 126,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:35 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 48,686 $33.98 $1,654,106.85
Disclosure

SEC source: 0001209191-16-101046 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:35 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Disposition to issuerCommon Stock 126,302 $33.98 $4,291,110.45
Disclosure

SEC source: 0001209191-16-101046 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:39 UTC
McMorran James DVice President
Exercise / conversionStock Units · Derivative 4,818 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-101050 · doc4.xml · derivative · entry 4

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:39 UTC
McMorran James DVice President
Tax withholdingCommon Stock 1,403 $33.98 $47,666.93
Disclosure

SEC source: 0001209191-16-101050 · doc4.xml · nonDerivative · entry 2

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:39 UTC
McMorran James DVice President
Disposition to issuerCommon Stock 4,818 $33.98 $163,691.55
Disclosure

SEC source: 0001209191-16-101050 · doc4.xml · nonDerivative · entry 1

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:41 UTC
Schwarz Glenda MaeVP & Controller
Exercise / conversionStock Units · Derivative 8,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-101053 · doc4.xml · derivative · entry 4

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:41 UTC
Schwarz Glenda MaeVP & Controller
Tax withholdingCommon Stock 2,300 $33.98 $78,142.50
Disclosure

SEC source: 0001209191-16-101053 · doc4.xml · nonDerivative · entry 2

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:41 UTC
Schwarz Glenda MaeVP & Controller
Disposition to issuerCommon Stock 8,158 $33.98 $277,168.05
Disclosure

SEC source: 0001209191-16-101053 · doc4.xml · nonDerivative · entry 1

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:44 UTC Exercise / conversionStock Units · Derivative 32,279 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-101056 · doc4.xml · derivative · entry 4

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:44 UTC Tax withholdingCommon Stock 9,234 $33.98 $313,725.15
Disclosure

SEC source: 0001209191-16-101056 · doc4.xml · nonDerivative · entry 2

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,636

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:44 UTC Disposition to issuerCommon Stock 32,279 $33.98 $1,096,679.03
Disclosure

SEC source: 0001209191-16-101056 · doc4.xml · nonDerivative · entry 1

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,636

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:04 UTC
Hirshberg Al J.Executive Vice President
Exercise / conversionStock Units · Derivative 44,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-101077 · doc4.xml · derivative · entry 6

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:04 UTC
Hirshberg Al J.Executive Vice President
Tax withholdingCommon Stock 14,539 $33.98 $493,962.53
Disclosure

SEC source: 0001209191-16-101077 · doc4.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,985

Read SEC document
February 18, 2016 Filed Feb 22, 2016 23:04 UTC
Hirshberg Al J.Executive Vice President
Disposition to issuerCommon Stock 44,938 $33.98 $1,526,768.55
Disclosure

SEC source: 0001209191-16-101077 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,985

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:46 UTC
Wallette Don E Jr.Executive Vice President
Exercise / conversionStock Units · Derivative 31,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-101061 · doc4.xml · derivative · entry 3

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:46 UTC
Wallette Don E Jr.Executive Vice President
Tax withholdingCommon Stock 9,865 $33.98 $335,163.38
Disclosure

SEC source: 0001209191-16-101061 · doc4.xml · nonDerivative · entry 2

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,216

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:46 UTC
Wallette Don E Jr.Executive Vice President
Disposition to issuerCommon Stock 31,646 $33.98 $1,075,172.85
Disclosure

SEC source: 0001209191-16-101061 · doc4.xml · nonDerivative · entry 1

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,216

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:34 UTC
DeSanctis EllenVice President
GrantStock Units · Derivative 10,467 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099790 · doc4.xml · derivative · entry 2

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,467

Underlying: Common Stock · 10,467 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:34 UTC
DeSanctis EllenVice President
GrantStock Options (rights to buy) · Derivative 66,100 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099790 · doc4.xml · derivative · entry 1

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,100

Underlying: Common Stock · 66,100 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:38 UTC
Fox Matthew JExecutive Vice President
GrantStock Units · Derivative 52,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099793 · doc4.xml · derivative · entry 2

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,514

Underlying: Common Stock · 52,514 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:38 UTC
Fox Matthew JExecutive Vice President
GrantStock Options (rights to buy) · Derivative 386,600 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099793 · doc4.xml · derivative · entry 1

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,600

Underlying: Common Stock · 386,600 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:42 UTC
Hirshberg Al J.Executive Vice President
GrantStock Units · Derivative 44,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099798 · doc4.xml · derivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,938

Underlying: Common Stock · 44,938 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:42 UTC
Hirshberg Al J.Executive Vice President
GrantStock Options (rights to buy) · Derivative 341,500 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099798 · doc4.xml · derivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,500

Underlying: Common Stock · 341,500 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:44 UTC GrantStock Units · Derivative 8,661 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099801 · doc4.xml · derivative · entry 2

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,661

Underlying: Common Stock · 8,661 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:44 UTC GrantStock Options (rights to buy) · Derivative 55,800 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099801 · doc4.xml · derivative · entry 1

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,800

Underlying: Common Stock · 55,800 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:48 UTC
Lance Ryan MichaelDirector · Chairman and CEO
GrantStock Units · Derivative 126,302 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099803 · doc4.xml · derivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,302

Underlying: Common Stock · 126,302 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 20:48 UTC
Lance Ryan MichaelDirector · Chairman and CEO
GrantStock Options (rights to buy) · Derivative 819,900 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099803 · doc4.xml · derivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,900

Underlying: Common Stock · 819,900 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

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February 16, 2016 Filed Feb 18, 2016 20:50 UTC GrantStock Units · Derivative 32,279 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099806 · doc4.xml · derivative · entry 2

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,279

Underlying: Common Stock · 32,279 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

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February 16, 2016 Filed Feb 18, 2016 20:50 UTC GrantStock Options (rights to buy) · Derivative 245,200 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099806 · doc4.xml · derivative · entry 1

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,200

Underlying: Common Stock · 245,200 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

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February 16, 2016 Filed Feb 18, 2016 20:53 UTC
Wallette Don E Jr.Executive Vice President
GrantStock Units · Derivative 31,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099813 · doc4.xml · derivative · entry 2

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,646

Underlying: Common Stock · 31,646 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

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February 16, 2016 Filed Feb 18, 2016 20:53 UTC
Wallette Don E Jr.Executive Vice President
GrantStock Options (rights to buy) · Derivative 241,400 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099813 · doc4.xml · derivative · entry 1

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,400

Underlying: Common Stock · 241,400 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

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February 16, 2016 Filed Feb 18, 2016 20:56 UTC
Schwarz Glenda MaeVP & Controller
GrantStock Units · Derivative 8,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099817 · doc4.xml · derivative · entry 2

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,158

Underlying: Common Stock · 8,158 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

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February 16, 2016 Filed Feb 18, 2016 20:56 UTC
Schwarz Glenda MaeVP & Controller
GrantStock Options (rights to buy) · Derivative 58,600 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099817 · doc4.xml · derivative · entry 1

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,600

Underlying: Common Stock · 58,600 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

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February 16, 2016 Filed Feb 18, 2016 16:01 UTC
Carrig JanetSVP & General Counsel
GrantStock Units · Derivative 24,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099823 · doc4.xml · derivative · entry 2

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,376

Underlying: Common Stock · 24,376 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

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February 16, 2016 Filed Feb 18, 2016 16:01 UTC
Carrig JanetSVP & General Counsel
GrantStock Options (rights to buy) · Derivative 177,600 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099823 · doc4.xml · derivative · entry 1

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,600

Underlying: Common Stock · 177,600 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 21:04 UTC
McMorran James DVice President
GrantStock Units · Derivative 4,818 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-099837 · doc4.xml · derivative · entry 2

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,818

Underlying: Common Stock · 4,818 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 16, 2016 Filed Feb 18, 2016 21:04 UTC
McMorran James DVice President
GrantStock Options (rights to buy) · Derivative 47,400 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-16-099837 · doc4.xml · derivative · entry 1

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,400

Underlying: Common Stock · 47,400 shares

Expires 2026-02-16

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

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February 05, 2016 Filed Sep 2, 2016 20:25 UTC SaleCommon Stock 2,038 $33.02 $67,294.76
Disclosure

SEC source: 0001209191-16-139779 · doc4.xml · nonDerivative · entry 9

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.34

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.

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February 04, 2016 Filed Sep 2, 2016 20:25 UTC SaleCommon Stock 127 $35.40 $4,495.80
Disclosure

SEC source: 0001209191-16-139779 · doc4.xml · nonDerivative · entry 8

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,038.34

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.

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February 01, 2016 Filed Feb 3, 2016 14:34 UTC Exercise / conversionStock Units · Derivative 3,652 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-095118 · doc4.xml · derivative · entry 3

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Common Stock · 3,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person terminates for any reason except layoff, death or disability prior to the third anniversary of the grant date. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the earliest of the reporting person's death, the third anniversary of the grant date, or six months after termination for a reason other than death, unless the units have previously forfeited. The reporting person may also defer conversion of stock units until a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

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February 01, 2016 Filed Feb 3, 2016 14:34 UTC Tax withholdingCommon Stock 1,299 $38.30 $49,745.21
Disclosure

SEC source: 0001209191-16-095118 · doc4.xml · nonDerivative · entry 2

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
February 01, 2016 Filed Feb 3, 2016 14:34 UTC Exercise / conversionCommon Stock 3,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-095118 · doc4.xml · nonDerivative · entry 1

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 18:54 UTC GrantStock Units · Derivative 364 $38.40 $13,975.78
Disclosure

SEC source: 0001209191-16-094648 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,626.3327

Underlying: Common Stock · 364 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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January 29, 2016 Filed Feb 2, 2016 19:08 UTC GrantStock Units · Derivative 304 $38.40 $11,672.08
Disclosure

SEC source: 0001209191-16-094654 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,382.1484

Underlying: Common Stock · 304 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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January 29, 2016 Filed Feb 2, 2016 19:06 UTC GrantStock Units · Derivative 272 $38.40 $10,443.44
Disclosure

SEC source: 0001209191-16-094652 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,665.3593

Underlying: Common Stock · 272 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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January 29, 2016 Filed Feb 2, 2016 19:23 UTC GrantStock Units · Derivative 288 $38.40 $11,057.76
Disclosure

SEC source: 0001209191-16-094660 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,081.3018

Underlying: Common Stock · 288 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.