Hirshberg Al J.

SEC source: 0001503106-26-000002 · wk-form4_1779135454.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,803

SEC source: 0001503106-26-000002 · wk-form4_1779135454.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,303

SEC source: 0001895262-26-000060 · wk-form4_1770330018.xml · derivative · entry 4

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,082

Underlying: A Ordinary Shares · 2,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F3 · price: Restricted stock units settled in cash at $36.43 for an aggregate amount of $89,253.50.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

SEC source: 0001895262-26-000060 · wk-form4_1770330018.xml · derivative · entry 3

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,532

Underlying: A Ordinary Shares · 3,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

SEC source: 0001895262-26-000060 · wk-form4_1770330018.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001895262-26-000031 · wk-form4_1770081360.xml · derivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,205

Underlying: A Ordinary Shares · 6,082 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.exercise_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.expiration_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

SEC source: 0001628280-25-012475 · wk-form4_1741869264.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Charles S. Hirshberg, M.D. Revocable Trust

Disclosed balance after: 5,000

F1 · ownership.nature: Shares held by a family trust controlled by the Reporting Person.

SEC source: 0001628280-25-012475 · wk-form4_1741869264.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,130

SEC source: 0001628280-25-004055 · wk-form4_1738790807.xml · derivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,123

Underlying: A Ordinary Shares · 6,123 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.exercise_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.expiration_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

SEC source: 0001628280-25-002887 · wk-form4_1738112060.xml · derivative · entry 3

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: A Ordinary Shares · 1,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F3 · price: Restricted stock units settled in cash at $33.45 for an aggregate amount of $60,611.40.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

SEC source: 0001628280-25-002887 · wk-form4_1738112060.xml · derivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,812

Underlying: A Ordinary Shares · 2,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

SEC source: 0001628280-25-002887 · wk-form4_1738112060.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-003580 · wk-form4_1707267095.xml · derivative · entry 3

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,528

Underlying: A Ordinary Shares · 1,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F3 · price: Restricted stock units settled in cash at $43.25 for an aggregate amount of $85.981.00.

F2 · derivative.exercise_date: The restricted stock units vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest one year from the date of grant.

SEC source: 0001628280-24-003580 · wk-form4_1707267095.xml · derivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,516

Underlying: A Ordinary Shares · 2,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F2 · derivative.exercise_date: The restricted stock units vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest one year from the date of grant.

SEC source: 0001628280-24-003580 · wk-form4_1707267095.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-002567 · wk-form4_1706651809.xml · derivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,498

Underlying: A Ordinary Shares · 4,528 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.exercise_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.expiration_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

SEC source: 0001628280-23-002393 · wf-form4_167571172239504.xml · derivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,970

Underlying: A Ordinary Shares · 4,970 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.exercise_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.expiration_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

SEC source: 0000899243-22-032486 · doc4.xml · derivative · entry 6

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: A Ordinary Shares · 22,796 shares

Expires not disclosed

F3 · shares: The reported securities vested and settled in connection with the closing of the Merger.

F3 · derivative.exercise_date: The reported securities vested and settled in connection with the closing of the Merger.

F3 · derivative.expiration_date: The reported securities vested and settled in connection with the closing of the Merger.

SEC source: 0000899243-22-032486 · doc4.xml · nonDerivative · entry 3

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,551

F3 · shares: The reported securities vested and settled in connection with the closing of the Merger.

F3 · price: The reported securities vested and settled in connection with the closing of the Merger.

SEC source: 0000899243-23-001479 · doc4a.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,432

F1 · shares: This amended Form 4 is being filed for the purpose of amending the disclosure in Box 4 to reflect that the correct number of securities that vested on October 3, 2022 was 13,677. The original Form 4 inadvertently included 9,119 shares which represented restricted stock units that were settled in cash.

F1 · price: This amended Form 4 is being filed for the purpose of amending the disclosure in Box 4 to reflect that the correct number of securities that vested on October 3, 2022 was 13,677. The original Form 4 inadvertently included 9,119 shares which represented restricted stock units that were settled in cash.

F1 · balance_after: This amended Form 4 is being filed for the purpose of amending the disclosure in Box 4 to reflect that the correct number of securities that vested on October 3, 2022 was 13,677. The original Form 4 inadvertently included 9,119 shares which represented restricted stock units that were settled in cash.

SEC source: 0000899243-22-032486 · doc4.xml · derivative · entry 5

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,796

Underlying: A Ordinary Shares · 22,796 shares

Expires not disclosed

F2 · shares: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award.

F2 · price: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award.

F2 · derivative.exercise_date: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award.

F2 · derivative.expiration_date: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award.

SEC source: 0000899243-22-032486 · doc4.xml · derivative · entry 4

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 22,796 shares

Expires not disclosed

F2 · shares: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award.

F3 · shares: The reported securities vested and settled in connection with the closing of the Merger.

F2 · price: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award.

F2 · derivative.exercise_date: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award.

F2 · derivative.expiration_date: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award.

SEC source: 0000899243-22-032486 · doc4.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,755

F1 · shares: Pursuant to the business combination agreement, dated November 10, 2021 (as amended, the "BCA"), by and among Noble Corporation, an exempted company incorporated in the Cayman Islands with limited liability ("Noble Cayman"), NobleCorporation plc, a public limited company formed under the laws of England and Wales (the "Company"), Noble Newco Sub Limited ("Merger Sub"), and The Drilling Company of 1972 A/S, a Danish public limited liability company ("MaerskDrilling"), among other things, (i) Noble Cayman merged with and into Merger Sub (the "Merger"), with Merger Sub surviving the Merger as a wholly owned subsidiary of the Company and each ordinary share of Noble Cayman was convertedinto A ordinary shares, par value $0.00001 per share, of the Company (the "Company Shares") and (ii) the Company completed a voluntary tender exchange offer to Maersk Drilling.

F1 · price: Pursuant to the business combination agreement, dated November 10, 2021 (as amended, the "BCA"), by and among Noble Corporation, an exempted company incorporated in the Cayman Islands with limited liability ("Noble Cayman"), NobleCorporation plc, a public limited company formed under the laws of England and Wales (the "Company"), Noble Newco Sub Limited ("Merger Sub"), and The Drilling Company of 1972 A/S, a Danish public limited liability company ("MaerskDrilling"), among other things, (i) Noble Cayman merged with and into Merger Sub (the "Merger"), with Merger Sub surviving the Merger as a wholly owned subsidiary of the Company and each ordinary share of Noble Cayman was convertedinto A ordinary shares, par value $0.00001 per share, of the Company (the "Company Shares") and (ii) the Company completed a voluntary tender exchange offer to Maersk Drilling.

SEC source: 0000899243-22-032486 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the business combination agreement, dated November 10, 2021 (as amended, the "BCA"), by and among Noble Corporation, an exempted company incorporated in the Cayman Islands with limited liability ("Noble Cayman"), NobleCorporation plc, a public limited company formed under the laws of England and Wales (the "Company"), Noble Newco Sub Limited ("Merger Sub"), and The Drilling Company of 1972 A/S, a Danish public limited liability company ("MaerskDrilling"), among other things, (i) Noble Cayman merged with and into Merger Sub (the "Merger"), with Merger Sub surviving the Merger as a wholly owned subsidiary of the Company and each ordinary share of Noble Cayman was convertedinto A ordinary shares, par value $0.00001 per share, of the Company (the "Company Shares") and (ii) the Company completed a voluntary tender exchange offer to Maersk Drilling.

F1 · price: Pursuant to the business combination agreement, dated November 10, 2021 (as amended, the "BCA"), by and among Noble Corporation, an exempted company incorporated in the Cayman Islands with limited liability ("Noble Cayman"), NobleCorporation plc, a public limited company formed under the laws of England and Wales (the "Company"), Noble Newco Sub Limited ("Merger Sub"), and The Drilling Company of 1972 A/S, a Danish public limited liability company ("MaerskDrilling"), among other things, (i) Noble Cayman merged with and into Merger Sub (the "Merger"), with Merger Sub surviving the Merger as a wholly owned subsidiary of the Company and each ordinary share of Noble Cayman was convertedinto A ordinary shares, par value $0.00001 per share, of the Company (the "Company Shares") and (ii) the Company completed a voluntary tender exchange offer to Maersk Drilling.

SEC source: 0000899243-22-005286 · doc4.xml · derivative · entry 4

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,796

Underlying: Shares · 7,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F4 · shares: Represents the first of three vesting events for restricted stock units awarded on February 5, 2021.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0000899243-22-005286 · doc4.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,755

F1 · shares: Restricted stock units were settled in cash.

SEC source: 0000899243-22-005286 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-005286 · doc4.xml · derivative · entry 3

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,721

Underlying: Shares · 6,947 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-21-028574 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,304

F1 · price: The Reporting Person has been granted 11,287 shares of restricted Class A common stock. These shares will fully vest on April 24, 2022 and are receivable on account of the Reporting Person's service as a Director of the Issuer and without additional consideration.

SEC source: 0001209191-20-025855 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,017

F1 · price: The Reporting Person has been granted 23,474 shares of restricted Class A common stock. These shares will fully vest on April 24, 2021 and are receivable on account of the Reporting Person's service as a Director of the Issuer and without additional consideration.

SEC source: 0001209191-20-018675 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,543

SEC source: 0000899243-19-021453 · doc4.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,543

SEC source: 0000899243-19-021453 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,932

F1 · price: Shares were acquired at prices ranging from $6.11 to $6.12 per share.

SEC source: 0001213900-19-009052 · ownership.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,543

SEC source: 0001213900-19-007335 · ownership.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,543

F1 · price: The reporting person has been granted 5,543 shares of restricted Class A common stock. These shares will fully vest on April 25, 2020 and are receivable on account of the reporting person's service as a director of the Issuer and without additional consideration.

SEC source: 0001209191-18-061050 · doc4.xml · derivative · entry 6

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,313.8835

Underlying: Common Stock · 1,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2018 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3.

SEC source: 0001209191-18-061050 · doc4.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

SEC source: 0001209191-18-061050 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

SEC source: 0001209191-18-011798 · doc4.xml · derivative · entry 7

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii)February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-18-011798 · doc4.xml · nonDerivative · entry 3

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

SEC source: 0001209191-18-011798 · doc4.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

SEC source: 0001209191-18-011798 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash.

SEC source: 0001209191-18-010326 · doc4.xml · derivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,920

Underlying: Common Stock · 25,920 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-18-010326 · doc4.xml · derivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,124

Underlying: Common Stock · 33,124 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-18-007923 · doc4.xml · derivative · entry 7

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 5, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii)February 5, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-18-007923 · doc4.xml · nonDerivative · entry 3

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

SEC source: 0001209191-18-007923 · doc4.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

SEC source: 0001209191-18-007923 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash.

SEC source: 0001209191-17-026135 · doc4.xml · derivative · entry 9

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-17-026135 · doc4.xml · derivative · entry 8

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,887

Underlying: Common Stock · 27,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.