Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Vice President | November 30, 2018 | December 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date November 30, 2018 · Filed December 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-11-30 · Exercise / conversion · Acquired 145 · Balance 145 F1: Each stock unit was the economic equivalent of one share of common stock. Row 2 · 2018-11-30 · Tax withholding · Disposed 145 · Balance 0 |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,652.2958 |
Reported balance
After 2018-11-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-30 · Exercise / conversion · Disposed 145 · Balance 4,652.2958 F3: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4: Reflects partial lapsing of restrictions on the 2018 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F5: The stock unit grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. F6: The stock units do not have an expiration date. F7: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3. |
| Common StockSEC Table I · non-derivative | IndirectBy ConocoPhillips Savings Plan | 2,058.256 |
Reported balance
Holding disclosure · report date 2018-11-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,058.256 F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit was the economic equivalent of one share of common stock.
F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3.
F3: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F4: Reflects partial lapsing of restrictions on the 2018 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.
F5: The stock unit grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.
F6: The stock units do not have an expiration date.
F7: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2018 Filed Dec 4, 2018 23:50 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061041 · doc4.xml · derivative · entry 4 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,652.2958 Underlying: Common Stock · 145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · shares: Reflects partial lapsing of restrictions on the 2018 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. F6 · derivative.expiration_date: The stock units do not have an expiration date. F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 23:50 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 145 | $66.19 | $9,596.83 |
DisclosureSEC source: 0001209191-18-061041 · doc4.xml · nonDerivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 23:50 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-061041 · doc4.xml · nonDerivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 3,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011804 · doc4.xml · derivative · entry 5 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,510 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F5 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 909 | $54.65 | $49,672.31 |
DisclosureSEC source: 0001209191-18-011804 · doc4.xml · nonDerivative · entry 3 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 2,601 | $54.65 | $142,131.65 |
DisclosureSEC source: 0001209191-18-011804 · doc4.xml · nonDerivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 3,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011804 · doc4.xml · nonDerivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 3,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010323 · doc4.xml · derivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,510 Underlying: Common Stock · 3,510 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 4,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010323 · doc4.xml · derivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,734 Underlying: Common Stock · 4,734 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: Stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:29 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 1,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007927 · doc4.xml · derivative · entry 5 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 5, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 5, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F5 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:29 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 226 | $56.94 | $12,868.44 |
DisclosureSEC source: 0001209191-18-007927 · doc4.xml · nonDerivative · entry 3 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:29 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 799 | $56.94 | $45,495.06 |
DisclosureSEC source: 0001209191-18-007927 · doc4.xml · nonDerivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:29 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 1,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007927 · doc4.xml · nonDerivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash. Read SEC document |
| May 19, 2017 Filed May 23, 2017 17:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 9,091 | $47.47 | $431,589.77 |
DisclosureSEC source: 0001209191-17-034574 · doc4.xml · nonDerivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.47 to $47.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:23 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 2,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026145 · doc4.xml · derivative · entry 7 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,496 Underlying: Common Stock · 2,012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:23 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 5,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026145 · doc4.xml · derivative · entry 6 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,508 Underlying: Common Stock · 5,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:23 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 797 | $49.42 | $39,385.75 |
DisclosureSEC source: 0001209191-17-026145 · doc4.xml · nonDerivative · entry 4 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,091 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:23 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 2,012 | $49.42 | $99,428.01 |
DisclosureSEC source: 0001209191-17-026145 · doc4.xml · nonDerivative · entry 3 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:23 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,966 | $49.42 | $97,154.81 |
DisclosureSEC source: 0001209191-17-026145 · doc4.xml · nonDerivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,876 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:23 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 5,413 | $49.42 | $267,496.93 |
DisclosureSEC source: 0001209191-17-026145 · doc4.xml · nonDerivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 3,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013270 · doc4.xml · derivative · entry 4 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2017 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,130 | $47.67 | $53,867.10 |
DisclosureSEC source: 0001209191-17-013270 · doc4.xml · nonDerivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,429 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 3,867 | $47.67 | $184,339.89 |
DisclosureSEC source: 0001209191-17-013270 · doc4.xml · nonDerivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,429 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 3,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011582 · doc4.xml · derivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,867 Underlying: Common Stock · 3,867 shares Expires not disclosed F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2017 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 29,300 | $0.00 Strike: $49.76 | $0.00 |
DisclosureSEC source: 0001209191-17-011582 · doc4.xml · derivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,300 Underlying: Common Stock · 29,300 shares Expires 2027-02-14 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 14, 2018. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:49 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 5,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010128 · doc4.xml · derivative · entry 4 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,921 Underlying: Common Stock · 5,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 9, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 9, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:49 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,477 | $49.91 | $73,709.69 |
DisclosureSEC source: 0001209191-17-010128 · doc4.xml · nonDerivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,429 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:49 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 5,906 | $49.91 | $294,738.93 |
DisclosureSEC source: 0001209191-17-010128 · doc4.xml · nonDerivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 22:39 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-101050 · doc4.xml · derivative · entry 4 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 22:39 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,403 | $33.98 | $47,666.93 |
DisclosureSEC source: 0001209191-16-101050 · doc4.xml · nonDerivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 22:39 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 4,818 | $33.98 | $163,691.55 |
DisclosureSEC source: 0001209191-16-101050 · doc4.xml · nonDerivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 21:04 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099837 · doc4.xml · derivative · entry 2 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,818 Underlying: Common Stock · 4,818 shares Expires not disclosed F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 21:04 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 47,400 | $0.00 Strike: $33.13 | $0.00 |
DisclosureSEC source: 0001209191-16-099837 · doc4.xml · derivative · entry 1 McMorran James D · CIK 0001648944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,400 Underlying: Common Stock · 47,400 shares Expires 2026-02-16 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.