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CONOCOPHILLIPS

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658
SEC CIK
0001163165
Parsed reports
2,671

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2017 Filed Jun 2, 2017 17:56 UTC GrantStock Units · Derivative 249 $44.48 $11,074.28
Disclosure

SEC source: 0001209191-17-037076 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,231.9442

Underlying: Common Stock · 249 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 17:57 UTC GrantStock Units · Derivative 263 $44.48 $11,696.93
Disclosure

SEC source: 0001209191-17-037079 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,188.9356

Underlying: Common Stock · 263 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 17:59 UTC GrantStock Units · Derivative 235 $44.48 $10,451.63
Disclosure

SEC source: 0001209191-17-037081 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,220.1645

Underlying: Common Stock · 235 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 18:00 UTC GrantStock Units · Derivative 263 $44.48 $11,696.93
Disclosure

SEC source: 0001209191-17-037084 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,897.3029

Underlying: Common Stock · 263 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 18:01 UTC GrantStock Units · Derivative 314 $44.48 $13,965.15
Disclosure

SEC source: 0001209191-17-037087 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,248.8652

Underlying: Common Stock · 314 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
May 19, 2017 Filed May 23, 2017 17:48 UTC
McMorran James DVice President
SaleCommon Stock 9,091 $47.47 $431,589.77
Disclosure

SEC source: 0001209191-17-034574 · doc4.xml · nonDerivative · entry 1

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.47 to $47.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

Read SEC document
April 28, 2017 Filed May 2, 2017 17:56 UTC GrantStock Units · Derivative 291 $48.03 $13,976.73
Disclosure

SEC source: 0001209191-17-029109 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,934.8652

Underlying: Common Stock · 291 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 28, 2017 Filed May 2, 2017 17:57 UTC GrantStock Units · Derivative 243 $48.03 $11,671.29
Disclosure

SEC source: 0001209191-17-029111 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,925.9356

Underlying: Common Stock · 243 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 28, 2017 Filed May 2, 2017 18:00 UTC GrantStock Units · Derivative 217 $48.03 $10,422.51
Disclosure

SEC source: 0001209191-17-029113 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,985.1645

Underlying: Common Stock · 217 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 28, 2017 Filed May 2, 2017 18:05 UTC GrantStock Units · Derivative 243 $48.03 $11,671.29
Disclosure

SEC source: 0001209191-17-029117 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,634.3029

Underlying: Common Stock · 243 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 28, 2017 Filed May 2, 2017 18:10 UTC GrantStock Units · Derivative 230 $48.03 $11,046.90
Disclosure

SEC source: 0001209191-17-029119 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,982.9442

Underlying: Common Stock · 230 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 21:50 UTC
DeSanctis EllenVice President
Exercise / conversionStock Units · Derivative 758 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026124 · doc4.xml · derivative · entry 4

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 21:50 UTC
DeSanctis EllenVice President
Tax withholdingCommon Stock 190 $49.42 $9,389.33
Disclosure

SEC source: 0001209191-17-026124 · doc4.xml · nonDerivative · entry 2

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,578

Read SEC document
April 04, 2017 Filed Apr 6, 2017 21:50 UTC
DeSanctis EllenVice President
Exercise / conversionCommon Stock 758 $49.42 $37,458.47
Disclosure

SEC source: 0001209191-17-026124 · doc4.xml · nonDerivative · entry 1

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 21:58 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionStock Units · Derivative 2,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026127 · doc4.xml · derivative · entry 6

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 21:58 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionStock Units · Derivative 3,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026127 · doc4.xml · derivative · entry 5

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,155

Underlying: Common Stock · 3,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 21:58 UTC
Fox Matthew JExecutive Vice President
Tax withholdingCommon Stock 854 $49.42 $42,202.55
Disclosure

SEC source: 0001209191-17-026127 · doc4.xml · nonDerivative · entry 4

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,268

Read SEC document
April 04, 2017 Filed Apr 6, 2017 21:58 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionCommon Stock 2,155 $49.42 $106,494.71
Disclosure

SEC source: 0001209191-17-026127 · doc4.xml · nonDerivative · entry 3

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 21:58 UTC
Fox Matthew JExecutive Vice President
Tax withholdingCommon Stock 1,398 $49.42 $69,085.67
Disclosure

SEC source: 0001209191-17-026127 · doc4.xml · nonDerivative · entry 2

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,967

Read SEC document
April 04, 2017 Filed Apr 6, 2017 21:58 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionCommon Stock 3,529 $49.42 $174,394.36
Disclosure

SEC source: 0001209191-17-026127 · doc4.xml · nonDerivative · entry 1

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:08 UTC
Hirshberg Al J.Executive Vice President
Exercise / conversionStock Units · Derivative 14,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026135 · doc4.xml · derivative · entry 9

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:08 UTC
Hirshberg Al J.Executive Vice President
Exercise / conversionStock Units · Derivative 27,966 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026135 · doc4.xml · derivative · entry 8

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,887

Underlying: Common Stock · 27,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:08 UTC
Hirshberg Al J.Executive Vice President
Tax withholdingCommon Stock 5,896 $49.42 $291,365.58
Disclosure

SEC source: 0001209191-17-026135 · doc4.xml · nonDerivative · entry 4

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:08 UTC
Hirshberg Al J.Executive Vice President
Exercise / conversionCommon Stock 14,887 $49.42 $735,678.32
Disclosure

SEC source: 0001209191-17-026135 · doc4.xml · nonDerivative · entry 3

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:08 UTC
Hirshberg Al J.Executive Vice President
Tax withholdingCommon Stock 11,075 $49.42 $547,298.81
Disclosure

SEC source: 0001209191-17-026135 · doc4.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,216

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:08 UTC
Hirshberg Al J.Executive Vice President
Exercise / conversionCommon Stock 27,966 $49.42 $1,382,009.81
Disclosure

SEC source: 0001209191-17-026135 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 18:18 UTC
Carrig JanetSVP & General Counsel
Exercise / conversionStock Units · Derivative 9,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026139 · doc4.xml · derivative · entry 8

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,242

Underlying: Common Stock · 9,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 18:18 UTC
Carrig JanetSVP & General Counsel
Exercise / conversionStock Units · Derivative 26,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026139 · doc4.xml · derivative · entry 7

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,752

Underlying: Common Stock · 26,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 18:18 UTC
Carrig JanetSVP & General Counsel
Tax withholdingCommon Stock 3,766 $49.42 $186,106.31
Disclosure

SEC source: 0001209191-17-026139 · doc4.xml · nonDerivative · entry 4

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,211

Read SEC document
April 04, 2017 Filed Apr 6, 2017 18:18 UTC
Carrig JanetSVP & General Counsel
Exercise / conversionCommon Stock 9,510 $49.42 $469,960.43
Disclosure

SEC source: 0001209191-17-026139 · doc4.xml · nonDerivative · entry 3

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 18:18 UTC
Carrig JanetSVP & General Counsel
Tax withholdingCommon Stock 10,371 $49.42 $512,508.89
Disclosure

SEC source: 0001209191-17-026139 · doc4.xml · nonDerivative · entry 2

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,467

Read SEC document
April 04, 2017 Filed Apr 6, 2017 18:18 UTC
Carrig JanetSVP & General Counsel
Exercise / conversionCommon Stock 26,187 $49.42 $1,294,096.07
Disclosure

SEC source: 0001209191-17-026139 · doc4.xml · nonDerivative · entry 1

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:20 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Units · Derivative 14,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026141 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,054

Underlying: Common Stock · 14,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:20 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 6,246 $49.42 $308,661.71
Disclosure

SEC source: 0001209191-17-026141 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,197

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:20 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 14,887 $49.42 $735,678.32
Disclosure

SEC source: 0001209191-17-026141 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:23 UTC
McMorran James DVice President
Exercise / conversionStock Units · Derivative 2,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026145 · doc4.xml · derivative · entry 7

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496

Underlying: Common Stock · 2,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:23 UTC
McMorran James DVice President
Exercise / conversionStock Units · Derivative 5,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026145 · doc4.xml · derivative · entry 6

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,508

Underlying: Common Stock · 5,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:23 UTC
McMorran James DVice President
Tax withholdingCommon Stock 797 $49.42 $39,385.75
Disclosure

SEC source: 0001209191-17-026145 · doc4.xml · nonDerivative · entry 4

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:23 UTC
McMorran James DVice President
Exercise / conversionCommon Stock 2,012 $49.42 $99,428.01
Disclosure

SEC source: 0001209191-17-026145 · doc4.xml · nonDerivative · entry 3

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:23 UTC
McMorran James DVice President
Tax withholdingCommon Stock 1,966 $49.42 $97,154.81
Disclosure

SEC source: 0001209191-17-026145 · doc4.xml · nonDerivative · entry 2

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,876

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:23 UTC
McMorran James DVice President
Exercise / conversionCommon Stock 5,413 $49.42 $267,496.93
Disclosure

SEC source: 0001209191-17-026145 · doc4.xml · nonDerivative · entry 1

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:25 UTC
Schwarz Glenda MaeVP & Controller
Exercise / conversionStock Units · Derivative 3,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026147 · doc4.xml · derivative · entry 7

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731

Underlying: Common Stock · 3,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:25 UTC
Schwarz Glenda MaeVP & Controller
Exercise / conversionStock Units · Derivative 8,492 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026147 · doc4.xml · derivative · entry 6

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,891

Underlying: Common Stock · 8,492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:25 UTC
Schwarz Glenda MaeVP & Controller
Tax withholdingCommon Stock 1,326 $49.42 $65,527.61
Disclosure

SEC source: 0001209191-17-026147 · doc4.xml · nonDerivative · entry 4

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,945

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:25 UTC
Schwarz Glenda MaeVP & Controller
Exercise / conversionCommon Stock 3,160 $49.42 $156,159.30
Disclosure

SEC source: 0001209191-17-026147 · doc4.xml · nonDerivative · entry 3

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:25 UTC
Schwarz Glenda MaeVP & Controller
Tax withholdingCommon Stock 3,563 $49.42 $176,074.55
Disclosure

SEC source: 0001209191-17-026147 · doc4.xml · nonDerivative · entry 2

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,111

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:25 UTC
Schwarz Glenda MaeVP & Controller
Exercise / conversionCommon Stock 8,492 $49.42 $419,653.41
Disclosure

SEC source: 0001209191-17-026147 · doc4.xml · nonDerivative · entry 1

Schwarz Glenda Mae · CIK 0001461295 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:28 UTC
Wallette Don E Jr.Executive Vice President
Exercise / conversionStock Units · Derivative 15,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026149 · doc4.xml · derivative · entry 3

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,232

Underlying: Common Stock · 15,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:28 UTC
Wallette Don E Jr.Executive Vice President
Tax withholdingCommon Stock 6,062 $49.42 $299,568.89
Disclosure

SEC source: 0001209191-17-026149 · doc4.xml · nonDerivative · entry 2

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,926

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:28 UTC
Wallette Don E Jr.Executive Vice President
Exercise / conversionCommon Stock 15,306 $49.42 $756,384.26
Disclosure

SEC source: 0001209191-17-026149 · doc4.xml · nonDerivative · entry 1

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.