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CONOCOPHILLIPS

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658
SEC CIK
0001163165
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2,671

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2018 Filed May 4, 2018 16:07 UTC
Carrig JanetSVP & General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 59,389 $0.00 Strike: $34.67 $0.00
Disclosure

SEC source: 0001209191-18-028078 · doc4.xml · derivative · entry 5

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,389 shares

Expires 2019-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.

F5 · derivative.exercise_date: The stock options became exercisable in three equal annual installments and were fully exercisable on 02/12/2012.

Read SEC document
May 03, 2018 Filed May 4, 2018 16:07 UTC
Carrig JanetSVP & General Counsel
SaleCommon Stock 59,389 $65.95 $3,916,532.32
Disclosure

SEC source: 0001209191-18-028078 · doc4.xml · nonDerivative · entry 2

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,211

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.7900 to $66.0100, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

Read SEC document
May 03, 2018 Filed May 4, 2018 16:07 UTC
Carrig JanetSVP & General Counsel
Exercise / conversionCommon Stock 59,389 $34.67 $2,059,016.63
Disclosure

SEC source: 0001209191-18-028078 · doc4.xml · nonDerivative · entry 1

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:25 UTC GrantStock Units · Derivative 214 $65.45 $14,006.84
Disclosure

SEC source: 0001209191-18-027162 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,795.2059

Underlying: Common Stock · 214 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:26 UTC GrantStock Units · Derivative 188 $65.45 $12,305.07
Disclosure

SEC source: 0001209191-18-027163 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,872.0529

Underlying: Common Stock · 188 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:30 UTC GrantStock Units · Derivative 179 $65.45 $11,716.00
Disclosure

SEC source: 0001209191-18-027165 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,960.2341

Underlying: Common Stock · 179 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:31 UTC GrantStock Units · Derivative 169 $65.45 $11,061.47
Disclosure

SEC source: 0001209191-18-027166 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,819.7678

Underlying: Common Stock · 169 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:32 UTC
Freeman JodyDirector
SaleCommon Stock 3,716 $65.55 $243,586.40
Disclosure

SEC source: 0001209191-18-027167 · doc4.xml · nonDerivative · entry 1

Freeman Jody · CIK 0001554673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.495 to $65.585, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 22:22 UTC
Freeman JodyDirector
Exercise / conversionStock Units · Derivative 3,716.4167 $65.19 $242,254.62
Disclosure

SEC source: 0001209191-18-025243 · doc4.xml · derivative · entry 2

Freeman Jody · CIK 0001554673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,470.3664

Underlying: Common Stock · 3,716.4167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis along with a cash payment for any remaining fractional share amount.

F3 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum three months from initial grant date.

F3 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum three months from initial grant date.

F2 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 22:22 UTC
Freeman JodyDirector
Exercise / conversionCommon Stock 3,716 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-025243 · doc4.xml · nonDerivative · entry 1

Freeman Jody · CIK 0001554673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis along with a cash payment for any remaining fractional share amount.

F2 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:55 UTC Exercise / conversionStock Options (rights to buy 2016) · Derivative 25,000 $0.00 Strike: $33.13 $0.00
Disclosure

SEC source: 0001209191-18-022107 · doc4.xml · derivative · entry 3

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,800

Underlying: Common Stock · 25,000 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:55 UTC SaleCommon Stock 25,000 $58.96 $1,473,905.00
Disclosure

SEC source: 0001209191-18-022107 · doc4.xml · nonDerivative · entry 2

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $59.10 to $58.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges provided herein.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:55 UTC Exercise / conversionCommon Stock 25,000 $33.13 $828,125.00
Disclosure

SEC source: 0001209191-18-022107 · doc4.xml · nonDerivative · entry 1

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:51 UTC GrantStock Units · Derivative 236 $59.17 $13,962.94
Disclosure

SEC source: 0001209191-18-022439 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,581.2059

Underlying: Common Stock · 236 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:51 UTC GrantStock Units · Derivative 208 $59.17 $12,306.32
Disclosure

SEC source: 0001209191-18-022440 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,684.0529

Underlying: Common Stock · 208 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:52 UTC GrantStock Units · Derivative 198 $59.17 $11,714.67
Disclosure

SEC source: 0001209191-18-022443 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,781.2341

Underlying: Common Stock · 198 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:53 UTC GrantStock Units · Derivative 187 $59.17 $11,063.86
Disclosure

SEC source: 0001209191-18-022445 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,650.7678

Underlying: Common Stock · 187 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 19:46 UTC GrantStock Units · Derivative 252 $55.44 $13,970.88
Disclosure

SEC source: 0001209191-18-015477 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,874.5079

Underlying: Common Stock · 252 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 19:47 UTC GrantStock Units · Derivative 222 $55.44 $12,307.68
Disclosure

SEC source: 0001209191-18-015480 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,365.0096

Underlying: Common Stock · 222 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 19:49 UTC GrantStock Units · Derivative 211 $55.44 $11,697.84
Disclosure

SEC source: 0001209191-18-015484 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,351.4085

Underlying: Common Stock · 211 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 19:51 UTC GrantStock Units · Derivative 200 $55.44 $11,088.00
Disclosure

SEC source: 0001209191-18-015487 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,075.7718

Underlying: Common Stock · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:08 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionStock Units · Derivative 29,349 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011797 · doc4.xml · derivative · entry 4

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii)February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:08 UTC
Fox Matthew JExecutive Vice President
Tax withholdingCommon Stock 10,568 $54.65 $577,488.36
Disclosure

SEC source: 0001209191-18-011797 · doc4.xml · nonDerivative · entry 3

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,268

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:08 UTC
Fox Matthew JExecutive Vice President
Disposition to issuerCommon Stock 18,781 $54.65 $1,026,287.75
Disclosure

SEC source: 0001209191-18-011797 · doc4.xml · nonDerivative · entry 2

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,268

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:08 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionCommon Stock 29,349 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-011797 · doc4.xml · nonDerivative · entry 1

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:11 UTC
Wallette Don E Jr.Executive Vice President
Exercise / conversionStock Units · Derivative 18,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011799 · doc4.xml · derivative · entry 4

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii)February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:11 UTC
Wallette Don E Jr.Executive Vice President
Tax withholdingCommon Stock 538 $54.65 $29,399.01
Disclosure

SEC source: 0001209191-18-011799 · doc4.xml · nonDerivative · entry 3

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,926

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:11 UTC
Wallette Don E Jr.Executive Vice President
Disposition to issuerCommon Stock 17,783 $54.65 $971,752.04
Disclosure

SEC source: 0001209191-18-011799 · doc4.xml · nonDerivative · entry 2

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,926

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:11 UTC
Wallette Don E Jr.Executive Vice President
Exercise / conversionCommon Stock 18,321 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-011799 · doc4.xml · nonDerivative · entry 1

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:10 UTC
Hirshberg Al J.Executive Vice President
Exercise / conversionStock Units · Derivative 25,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011798 · doc4.xml · derivative · entry 7

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii)February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:10 UTC
Hirshberg Al J.Executive Vice President
Tax withholdingCommon Stock 9,122 $54.65 $498,471.69
Disclosure

SEC source: 0001209191-18-011798 · doc4.xml · nonDerivative · entry 3

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:10 UTC
Hirshberg Al J.Executive Vice President
Disposition to issuerCommon Stock 16,798 $54.65 $917,926.71
Disclosure

SEC source: 0001209191-18-011798 · doc4.xml · nonDerivative · entry 2

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:10 UTC
Hirshberg Al J.Executive Vice President
Exercise / conversionCommon Stock 25,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-011798 · doc4.xml · nonDerivative · entry 1

Hirshberg Al J. · CIK 0001503106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 11:11 UTC
Carrig JanetSVP & General Counsel
Exercise / conversionStock Units · Derivative 13,481 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011800 · doc4.xml · derivative · entry 6

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 11:11 UTC
Carrig JanetSVP & General Counsel
Tax withholdingCommon Stock 407 $54.65 $22,240.52
Disclosure

SEC source: 0001209191-18-011800 · doc4.xml · nonDerivative · entry 3

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,211

Read SEC document
February 17, 2018 Filed Feb 21, 2018 11:11 UTC
Carrig JanetSVP & General Counsel
Disposition to issuerCommon Stock 13,074 $54.65 $714,428.73
Disclosure

SEC source: 0001209191-18-011800 · doc4.xml · nonDerivative · entry 2

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,211

Read SEC document
February 17, 2018 Filed Feb 21, 2018 11:11 UTC
Carrig JanetSVP & General Counsel
Exercise / conversionCommon Stock 13,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-011800 · doc4.xml · nonDerivative · entry 1

KELLY JANET LANGFORD · CIK 0001071333 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:12 UTC
DeSanctis EllenVice President
Exercise / conversionStock Units · Derivative 5,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011801 · doc4.xml · derivative · entry 5

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:12 UTC
DeSanctis EllenVice President
Tax withholdingCommon Stock 1,257 $54.65 $68,688.77
Disclosure

SEC source: 0001209191-18-011801 · doc4.xml · nonDerivative · entry 3

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,578

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:12 UTC
DeSanctis EllenVice President
Disposition to issuerCommon Stock 3,759 $54.65 $205,410.56
Disclosure

SEC source: 0001209191-18-011801 · doc4.xml · nonDerivative · entry 2

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,578

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:12 UTC
DeSanctis EllenVice President
Exercise / conversionCommon Stock 5,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-011801 · doc4.xml · nonDerivative · entry 1

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:13 UTC Tax withholdingCommon Stock 1,297 $54.65 $70,874.57
Disclosure

SEC source: 0001209191-18-011802 · doc4.xml · nonDerivative · entry 3

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:13 UTC Disposition to issuerCommon Stock 3,011 $54.65 $164,536.10
Disclosure

SEC source: 0001209191-18-011802 · doc4.xml · nonDerivative · entry 2

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:13 UTC Exercise / conversionCommon Stock 4,308 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-011802 · doc4.xml · nonDerivative · entry 1

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:14 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Units · Derivative 62,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011803 · doc4.xml · derivative · entry 6

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:14 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 21,747 $54.65 $1,188,364.82
Disclosure

SEC source: 0001209191-18-011803 · doc4.xml · nonDerivative · entry 3

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,197

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:14 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Disposition to issuerCommon Stock 40,495 $54.65 $2,212,849.28
Disclosure

SEC source: 0001209191-18-011803 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,197

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:14 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 62,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-011803 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:15 UTC
McMorran James DVice President
Exercise / conversionStock Units · Derivative 3,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011804 · doc4.xml · derivative · entry 5

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:15 UTC
McMorran James DVice President
Tax withholdingCommon Stock 909 $54.65 $49,672.31
Disclosure

SEC source: 0001209191-18-011804 · doc4.xml · nonDerivative · entry 3

McMorran James D · CIK 0001648944 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.