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CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2026 Filed Feb 5, 2026 22:00 UTC
Sanjiv YajnikPresident, Financial Services
GrantCommon Stock 7,555 $0.00 $0.00
Disclosure

SEC source: 0001466919-26-000002 · wk-form4_1770328807.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,134

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:58 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantCommon Stock 8,150 $0.00 $0.00
Disclosure

SEC source: 0001497948-26-000002 · wk-form4_1770328709.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,465

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:09 UTC
Golden Timothy PSVP, Chief Accounting Officer
GrantCommon Stock 3,443 $0.00 $0.00
Disclosure

SEC source: 0001706865-26-000002 · wk-form4_1770329339.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,244

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027, and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:09 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
GrantCommon Stock 8,239 $0.00 $0.00
Disclosure

SEC source: 0001727277-26-000004 · wk-form4_1770329382.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,725

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
Dean LiaPres, Banking & Prem. Products
GrantCommon Stock 6,682 $0.00 $0.00
Disclosure

SEC source: 0001741273-26-000007 · wk-form4_1770329158.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,446

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:00 UTC
Karam CeliaPres, Retail Bank
GrantCommon Stock 5,719 $0.00 $0.00
Disclosure

SEC source: 0001741344-26-000009 · wk-form4_1770328847.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,988

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:58 UTC
Young Andrew MChief Financial Officer
GrantCommon Stock 6,759 $0.00 $0.00
Disclosure

SEC source: 0001839737-26-000002 · wk-form4_1770328680.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,099

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:09 UTC
Haggerty KaitlinChief Human Resources Officer
GrantCommon Stock 5,373 $0.00 $0.00
Disclosure

SEC source: 0001905899-26-000003 · wk-form4_1770329363.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,920

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:07 UTC
Blinde NealPresident, Commercial Banking
GrantCommon Stock 6,794 $0.00 $0.00
Disclosure

SEC source: 0001906015-26-000005 · wk-form4_1770329240.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,878

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:59 UTC
Mouadeb Mark DanielPresident, Card
GrantCommon Stock 7,331 $0.00 $0.00
Disclosure

SEC source: 0001938196-26-000002 · wk-form4_1770328776.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,429

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:57 UTC
Raghu RaviPres, Software, Intl & Sm Bus
GrantCommon Stock 4,443 $0.00 $0.00
Disclosure

SEC source: 0001938203-26-000004 · wk-form4_1770328648.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,780

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:59 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
GrantCommon Stock 5,231 $0.00 $0.00
Disclosure

SEC source: 0001938261-26-000002 · wk-form4_1770328744.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,595

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:56 UTC
West KaraChief Enterprise Risk Officer
GrantCommon Stock 6,165 $0.00 $0.00
Disclosure

SEC source: 0001938284-26-000002 · wk-form4_1770328614.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,954

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:07 UTC
Hanson Jason P.Pres.- Global Payment Network
GrantCommon Stock 4,714 $0.00 $0.00
Disclosure

SEC source: 0001982604-26-000005 · wk-form4_1770329268.xml · nonDerivative · entry 1

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,959

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 00:00 UTC
Karam CeliaPres, Retail Bank
SaleCommon Stock 2,108 $218.25 $460,071.00
Disclosure

SEC source: 0001741344-26-000007 · wk-form4_1770249644.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,269

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:44 UTC
Hanson Jason P.Pres.- Global Payment Network
Exercise / conversionRestricted Stock Units · Derivative 3,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001982604-26-000003 · wk-form4_1770155047.xml · derivative · entry 9

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,776

Underlying: Common Stock · 3,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restricted stock unit awards in respect of shares of common stock of the Issuer.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning 02/01/2026.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning 02/01/2026.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:44 UTC
Hanson Jason P.Pres.- Global Payment Network
Exercise / conversionRestricted Stock Units · Derivative 5,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001982604-26-000003 · wk-form4_1770155047.xml · derivative · entry 8

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,996

Underlying: Common Stock · 5,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restricted stock unit awards in respect of shares of common stock of the Issuer.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F4 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning 02/01/2026.

F4 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning 02/01/2026.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:44 UTC
Hanson Jason P.Pres.- Global Payment Network
Exercise / conversionRestricted Stock Units · Derivative 1,087 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001982604-26-000003 · wk-form4_1770155047.xml · derivative · entry 7

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,087 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restricted stock unit awards in respect of shares of common stock of the Issuer.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:44 UTC
Hanson Jason P.Pres.- Global Payment Network
Tax withholdingCommon Stock 1,724 $218.93 $377,435.32
Disclosure

SEC source: 0001982604-26-000003 · wk-form4_1770155047.xml · nonDerivative · entry 6

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,245

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligations associated with the vesting of previously granted restricted stock units. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:44 UTC
Hanson Jason P.Pres.- Global Payment Network
Exercise / conversionCommon Stock 3,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001982604-26-000003 · wk-form4_1770155047.xml · nonDerivative · entry 5

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:44 UTC
Hanson Jason P.Pres.- Global Payment Network
Tax withholdingCommon Stock 2,135 $218.93 $467,415.55
Disclosure

SEC source: 0001982604-26-000003 · wk-form4_1770155047.xml · nonDerivative · entry 4

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,079

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligations associated with the vesting of previously granted restricted stock units. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:44 UTC
Hanson Jason P.Pres.- Global Payment Network
Exercise / conversionCommon Stock 5,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001982604-26-000003 · wk-form4_1770155047.xml · nonDerivative · entry 3

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:44 UTC
Hanson Jason P.Pres.- Global Payment Network
Tax withholdingCommon Stock 348 $218.93 $76,187.64
Disclosure

SEC source: 0001982604-26-000003 · wk-form4_1770155047.xml · nonDerivative · entry 2

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,218

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligations associated with the vesting of previously granted restricted stock units. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:44 UTC
Hanson Jason P.Pres.- Global Payment Network
Exercise / conversionCommon Stock 1,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001982604-26-000003 · wk-form4_1770155047.xml · nonDerivative · entry 1

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
January 31, 2026 Filed Feb 3, 2026 21:49 UTC
Blinde NealPresident, Commercial Banking
Tax withholdingCommon Stock 3,936 $218.93 $861,708.48
Disclosure

SEC source: 0001906015-26-000003 · wk-form4_1770155347.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,084

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 21:40 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
SaleCommon Stock 2,000 $250.00 $500,000.00
Disclosure

SEC source: 0001727277-26-000002 · wk-form4_1767908445.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 21:58 UTC
Raghu RaviPres, Software, Intl & Sm Bus
SaleCommon Stock 13,450 $250.00 $3,362,500.00
Disclosure

SEC source: 0001938203-26-000002 · wk-form4_1767736689.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,337

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:57 UTC
Dean LiaPres, Banking & Prem. Products
SaleCommon Stock 3,163 $244.35 $772,879.05
Disclosure

SEC source: 0001741273-26-000003 · wk-form4_1767736663.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,692

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:56 UTC
Karam CeliaPres, Retail Bank
SaleCommon Stock 2,064 $244.35 $504,338.40
Disclosure

SEC source: 0001741344-26-000005 · wk-form4_1767736616.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,373

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 23:11 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
SaleCommon Stock 2,000 $221.54 $443,080.00
Disclosure

SEC source: 0001727277-25-000012 · wk-form4_1764803461.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 23:09 UTC
Dean LiaPres, Banking & Prem. Products
SaleCommon Stock 3,269 $218.15 $713,132.35
Disclosure

SEC source: 0001741273-25-000006 · wk-form4_1764803351.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,855

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 23:10 UTC
Karam CeliaPres, Retail Bank
SaleCommon Stock 2,936 $218.15 $640,488.40
Disclosure

SEC source: 0001741344-25-000007 · wk-form4_1764803409.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,433

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:54 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
SaleCommon Stock 13,564 $222.41 $3,016,769.24
Disclosure

SEC source: 0001497948-25-000007 · wk-form4_1763416477.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,315

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.95 to $222.94. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:54 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
SaleCommon Stock 4,276 $220.84 $944,311.84
Disclosure

SEC source: 0001497948-25-000007 · wk-form4_1763416477.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,879

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.61 to $221.57. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 21:31 UTC
Blinde NealPresident, Commercial Banking
SaleCommon Stock 43,200 $221.83 $9,583,056.00
Disclosure

SEC source: 0001906015-25-000006 · wk-form4_1762551072.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,020

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 25, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 53,487 $0.00 Strike: $63.73 $0.00
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,487 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 25,383 $221.29 $5,617,004.07
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,001,228

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F10 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.97 to $221.94. Information regarding the number of shares sold at each price will be provided upon request.

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November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 16,347 $220.65 $3,606,965.55
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,026,611

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F9 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.95 to $220.94. Information regarding the number of shares sold at each price will be provided upon request.

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November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 4,389 $219.31 $962,551.59
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,042,958

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.89 to $219.77. Information regarding the number of shares sold at each price will be provided upon request.

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November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 3,881 $218.47 $847,882.07
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,047,347

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.89 to $218.87. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 5,169 $221.75 $1,146,225.75
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,051,228

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.60 to $221.94. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 34,437 $221.04 $7,611,954.48
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,056,397

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.60 to $221.54. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 5,679 $220.23 $1,250,686.17
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,090,834

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.56 to $220.49. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 6,102 $219.07 $1,336,765.14
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,096,513

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.56 to $219.47. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 2,100 $218.07 $457,947.00
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,102,615

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.56 to $218.55. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:03 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 53,487 $63.73 $3,408,726.51
Disclosure

SEC source: 0001238032-25-000008 · wk-form4_1762466621.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,104,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:04 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
SaleCommon Stock 2,000 $219.41 $438,820.00
Disclosure

SEC source: 0001727277-25-000010 · wk-form4_1762466677.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 53,486 $0.00 Strike: $63.73 $0.00
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,487

Underlying: Common Stock · 53,486 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 2,023 $227.42 $460,070.66
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · nonDerivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,051,228

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.00 to $227.59. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 19,466 $226.43 $4,407,686.38
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,053,251

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.93 to $226.91. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.