Last 12 months
Inside the activity.
0 purchase rows · 49 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
| Nov 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2007 Filed Apr 30, 2007 19:11 UTC |
Pike Lynn AnnCOO, Banking Segment
|
GrantCommon Stock | 19,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028013 · rrd156142.xml · nonDerivative · entry 1 Pike Lynn A · CIK 0001397863 · COO, Banking Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,481 F1 · security: This grant of restricted stock will vest in the following manner: 25% will vest on April 26, 2008, 25% will vest on April 26, 2009, and 50% will vest on April 26, 2010. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:44 UTC |
DIETZ W RONALDDirector
|
GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028156 · rrd156232.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 F1 · security: Restricted Stock Units which vest in their entirety on April 26, 2008. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:45 UTC |
DIETZ W RONALDDirector
|
GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028158 · rrd156232.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 F1 · security: Restricted Stock Units which vest in their entirety on April 26, 2008. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:45 UTC |
LEROY PIERRE EDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 4,098 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0001181431-07-028160 · rrd156230.xml · derivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Common Stock · 4,098 shares Expires 2017-04-25 Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:45 UTC |
LEROY PIERRE EDirector
|
GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028160 · rrd156230.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,776 F1 · security: Restricted Stock Units Which vest in their entirety on April 26, 2008. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:45 UTC |
GROSS PATRICK WDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 4,098 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0001181431-07-028164 · rrd156226.xml · derivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Common Stock · 4,098 shares Expires 2017-04-25 Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:45 UTC |
GROSS PATRICK WDirector
|
GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028164 · rrd156226.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,315 F1 · security: Restricted Stock Units which vest in their entirety on April 26, 2008. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:46 UTC |
WESTREICH STANLEYDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 3,074 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0001181431-07-028167 · rrd156224.xml · derivative · entry 4 WESTREICH STANLEY · CIK 0001238046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074 Underlying: Common Stock · 3,074 shares Expires 2017-04-25 Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:46 UTC |
WESTREICH STANLEYDirector
|
GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028167 · rrd156224.xml · nonDerivative · entry 1 WESTREICH STANLEY · CIK 0001238046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,705 F1 · security: Restricted Stock Units Which vest in their entirety on April 26, 2008. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:46 UTC |
CAMPBELL E R BODirector
|
GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028170 · rrd156221.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,465 F1 · security: Restricted Stock Units Which vest in their entirety on April 26, 2008. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:47 UTC |
SHATTUCK MAYO A IIIDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 3,415 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0001181431-07-028172 · rrd156216.xml · derivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,415 Underlying: Common Stock · 3,415 shares Expires 2017-04-25 Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:47 UTC |
SHATTUCK MAYO A IIIDirector
|
GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028172 · rrd156216.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,365 F1 · security: Restricted Stock Units whish vest in their entirety on April 26, 2008. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:47 UTC |
HACKETT ANN FDirector
|
GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028174 · rrd156214.xml · nonDerivative · entry 1 HACKETT ANN F · CIK 0001188662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,426 F1 · security: Restricted Stock Units Which vest in their entirety on April 26, 2008. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:47 UTC |
HAY LEWIS IIIDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 3,586 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0001181431-07-028175 · rrd156210.xml · derivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,586 Underlying: Common Stock · 3,586 shares Expires 2017-04-25 Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:47 UTC |
HAY LEWIS IIIDirector
|
GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028175 · rrd156210.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,886 F1 · security: Restricted Stock Units which vest in their entirety on April 26, 2008. Read SEC document |
| March 31, 2007 Filed Apr 3, 2007 00:41 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Disposition to issuerCommon Stock | 113,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-07-000017 · fai986.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,256 F1 · shares: Represents the number of units withheld by the issuer upon the vesting on March 31, 2007, of restricted stock units granted on December 15, 2003. The shares were withheld based on the Company's fully diluted earnings per share compound growth over the three-year performance period beginning January 1, 2004 and ending on December 31, 2006. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| March 31, 2007 Filed Feb 6, 2008 00:39 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Exercise / conversionPerformance Shares · Derivative | 241,680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-002203 · doc4.xml · derivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 241,680 shares Expires 2007-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These performance shares were issued on March 31, 2007. Read SEC document |
| March 31, 2007 Filed Feb 6, 2008 00:39 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Exercise / conversionCommon Stock | 241,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-002203 · doc4.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,561,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed to fully reflect the transaction previously reported on a Form 4 filed on April 2, 2007, consisting of (i) the vesting and issuance of shares in settlement of 241,680 performance shares, and (ii) the forfeiture without payment of 113,730 performance units, based upon the 2004-2006 performance period. F2 · balance_after: Reflects the number of shares directly held on March 31, 2007 after giving effect to the transaction described in note 1. Read SEC document |
| March 29, 2007 Filed Apr 3, 2007 00:42 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 402 | $76.19 | $30,628.38 |
DisclosureSEC source: 0000927628-07-000018 · kla984.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,824 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:09 UTC |
BAILAR GREGORChief Information Officer
|
Tax withholdingCommon Stock | 1,263 | $75.83 | $95,773.29 |
DisclosureSEC source: 0000927628-07-000011 · bai976.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,787 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:10 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 785 | $75.21 | $59,039.85 |
DisclosureSEC source: 0000927628-07-000013 · kla969.xml · nonDerivative · entry 3 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,226 F3 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:10 UTC |
KLANE LARRY APdt, Global Financial Services
|
Tax withholdingCommon Stock | 125 | $75.83 | $9,478.75 |
DisclosureSEC source: 0000927628-07-000013 · kla969.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,011 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's spouse tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:10 UTC |
KLANE LARRY APdt, Global Financial Services
|
Tax withholdingCommon Stock | 1,383 | $75.83 | $104,872.89 |
DisclosureSEC source: 0000927628-07-000013 · kla969.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,744 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:10 UTC |
Berson Jory APresident, US Card
|
Tax withholdingCommon Stock | 755 | $75.83 | $57,251.65 |
DisclosureSEC source: 0000927628-07-000012 · ber972.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,426 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:11 UTC |
PERLIN GARY LChief Financial Officer
|
Tax withholdingCommon Stock | 1,985 | $75.83 | $150,522.55 |
DisclosureSEC source: 0000927628-07-000014 · per982.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,486 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:11 UTC |
SCHNALL PETER AChief Credit Officer
|
Tax withholdingCommon Stock | 1,176 | $75.83 | $89,176.08 |
DisclosureSEC source: 0000927628-07-000015 · sch974.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,421 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:12 UTC |
SCHUYLER MATTHEW WChief Human Resources Officer
|
Tax withholdingCommon Stock | 1,176 | $75.83 | $89,176.08 |
DisclosureSEC source: 0000927628-07-000016 · sch983.xml · nonDerivative · entry 1 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,323 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 23:49 UTC |
WESTREICH STANLEYDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 21,000 | $0.00 Strike: $11.52 | $0.00 |
DisclosureSEC source: 0001181431-07-017691 · rrd150458.xml · derivative · entry 4 WESTREICH STANLEY · CIK 0001238046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2007-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became 100% exercisable on April 24, 1998, the first anniversary of the date of grant. Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 23:49 UTC |
WESTREICH STANLEYDirector
|
Exercise / conversionCommon Stock | 21,000 | $11.52 | $241,920.00 |
DisclosureSEC source: 0001181431-07-017691 · rrd150458.xml · nonDerivative · entry 1 WESTREICH STANLEY · CIK 0001238046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2007 Filed Mar 6, 2007 01:30 UTC |
KLANE LARRY APdt, Global Financial Services
|
Tax withholdingCommon Stock | 138 | $76.79 | $10,597.02 |
DisclosureSEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 7 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,136 F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's spouse tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2007 Filed Mar 6, 2007 01:30 UTC |
KLANE LARRY APdt, Global Financial Services
|
Tax withholdingCommon Stock | 1,077 | $76.79 | $82,702.83 |
DisclosureSEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 6 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,127 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2007 Filed Mar 7, 2007 00:31 UTC |
SCHUYLER MATTHEW WChief Human Resources Officer
|
Tax withholdingCommon Stock | 825 | $76.79 | $63,351.75 |
DisclosureSEC source: 0001181431-07-017452 · rrd150233.xml · nonDerivative · entry 2 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,499 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2007 Filed Mar 7, 2007 00:36 UTC |
Berson Jory APresident, US Card
|
Tax withholdingCommon Stock | 533 | $76.79 | $40,929.07 |
DisclosureSEC source: 0001181431-07-017453 · rrd150237.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,181 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. F3 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| March 03, 2007 Filed Mar 7, 2007 00:36 UTC |
PERLIN GARY LChief Financial Officer
|
Tax withholdingCommon Stock | 1,388 | $76.79 | $106,584.52 |
DisclosureSEC source: 0001181431-07-017454 · rrd150231.xml · nonDerivative · entry 2 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,471 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2007 Filed Mar 7, 2007 00:53 UTC |
SCHNALL PETER AChief Risk Officer
|
Tax withholdingCommon Stock | 824 | $76.79 | $63,274.96 |
DisclosureSEC source: 0001181431-07-017459 · rrd150260.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,597 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. F3 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| March 03, 2007 Filed Mar 7, 2007 00:58 UTC |
BAILAR GREGORChief Information Officer
|
Tax withholdingCommon Stock | 890 | $76.79 | $68,343.10 |
DisclosureSEC source: 0001181431-07-017460 · rrd150219.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,050 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 02, 2007 Filed Mar 6, 2007 01:30 UTC |
KLANE LARRY APdt, Global Financial Services
|
GrantCommon Stock · Derivative | 1,440 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017108 · rrd150004.xml · derivative · entry 9 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,440 Underlying: Common Stock · 1,440 shares Expires 2017-03-01 F6 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 6, 2007 01:30 UTC |
KLANE LARRY APdt, Global Financial Services
|
GrantCommon Stock · Derivative | 80,800 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017108 · rrd150004.xml · derivative · entry 8 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,800 Underlying: Common Stock · 80,800 shares Expires 2017-03-01 F6 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 6, 2007 01:30 UTC |
KLANE LARRY APdt, Global Financial Services
|
GrantCommon Stock | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 5 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,274 F3 · kind: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| March 02, 2007 Filed Mar 6, 2007 01:30 UTC |
KLANE LARRY APdt, Global Financial Services
|
GrantCommon Stock | 13,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 4 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,204 F2 · kind: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 2, 2008, provided that the issuer achieves a determined earnings per share for 2007; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:31 UTC |
SCHUYLER MATTHEW WChief Human Resources Officer
|
GrantCommon Stock · Derivative | 66,140 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017452 · rrd150233.xml · derivative · entry 3 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,140 Underlying: Common Stock · 66,140 shares Expires 2017-03-01 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:31 UTC |
SCHUYLER MATTHEW WChief Human Resources Officer
|
GrantCommon Stock | 11,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017452 · rrd150233.xml · nonDerivative · entry 1 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,324 F1 · kind: This grant restricted stock will vest in the following manner provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:36 UTC |
Berson Jory APresident, US Card
|
GrantCommon Stock · Derivative | 53,420 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017453 · rrd150237.xml · derivative · entry 3 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,420 Underlying: Common Stock · 53,420 shares Expires 2017-03-01 F4 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:36 UTC |
Berson Jory APresident, US Card
|
GrantCommon Stock | 10,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017453 · rrd150237.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,714 F1 · kind: This grant restricted stock will vest in the following manner provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:36 UTC |
PERLIN GARY LChief Financial Officer
|
GrantCommon Stock · Derivative | 122,460 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017454 · rrd150231.xml · derivative · entry 3 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,460 Underlying: Common Stock · 122,460 shares Expires 2017-03-01 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:36 UTC |
PERLIN GARY LChief Financial Officer
|
GrantCommon Stock | 20,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017454 · rrd150231.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,859 F1 · kind: This grant restricted stock will vest in the following manner provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:53 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantCommon Stock · Derivative | 73,850 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017459 · rrd150260.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,850 Underlying: Common Stock · 73,850 shares Expires 2017-03-01 F4 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:53 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantCommon Stock | 12,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017459 · rrd150260.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,421 F1 · kind: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:58 UTC |
BAILAR GREGORChief Information Officer
|
GrantCommon Stock · Derivative | 73,850 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017460 · rrd150219.xml · derivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,850 Underlying: Common Stock · 73,850 shares Expires 2017-03-01 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:58 UTC |
BAILAR GREGORChief Information Officer
|
GrantCommon Stock | 12,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017460 · rrd150219.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,940 F1 · kind: This grant restricted stock will vest in the following manner provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.