Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | April 30, 2020 | May 04, 2020 |
| DEERE & CODE · Entity 106 | Pres WW Constr. & Forestry | December 10, 2004 | February 09, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date April 30, 2020 · Filed May 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,986 |
Reported balance
After 2020-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-30 · Grant · Acquired 2,780 · Balance 47,986 F1: Restricted stock units which vest in their entirety on April 30, 2021 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units which vest in their entirety on April 30, 2021 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
DEERE & CO
Report date December 10, 2004 · Filed February 09, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 83,663 |
Reported balance
After 2004-12-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2004-12-10 · Gift · Disposed 100 · Balance 83,663 F1: References to Deere & Company common stock include associated preferred stock rights. F2: The reporting of a gift of 100 shares to an unrelated third party. F3: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: References to Deere & Company common stock include associated preferred stock rights.
F2: The reporting of a gift of 100 shares to an unrelated third party.
F3: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2020 Filed May 4, 2020 21:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000194 · wf-form4_158862705786812.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,986 F1 · security: Restricted stock units which vest in their entirety on April 30, 2021 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000196 · wf-form4_155717370952390.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,206 F1 · security: Restricted stock units which vest in their entirety on May 2, 2020 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000197 · wf-form4_152547069597783.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,268 F1 · security: Restricted stock units which vest in their entirety on May 2, 2019 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 03, 2017 Filed May 5, 2017 21:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,061 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000193 · wf-form4_149402059404660.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,361 F1 · security: Restricted stock units which vest in their entirety on May 3, 2018 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 4,098 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0000927628-17-000015 · wf-form4_148598432576998.xml · derivative · entry 3 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,098 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,998 | $88.09 | $792,633.82 |
DisclosureSEC source: 0000927628-17-000015 · wf-form4_148598432576998.xml · nonDerivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,300 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.73 to $88.50. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,098 | $74.72 | $306,202.56 |
DisclosureSEC source: 0000927628-17-000015 · wf-form4_148598432576998.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2016 Filed May 6, 2016 20:28 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-032778 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,200 F1 · security: Restricted stock units which vest in their entirety on May 4, 2017 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 06, 2015 Filed May 8, 2015 20:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 8,484 | $0.00 Strike: $44.87 | $0.00 |
DisclosureSEC source: 0001225208-15-011742 · doc4.xml · derivative · entry 6 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,484 shares Expires 2020-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2015 Filed May 8, 2015 20:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 10,205 | $0.00 Strike: $47.29 | $0.00 |
DisclosureSEC source: 0001225208-15-011742 · doc4.xml · derivative · entry 5 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,205 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2015 Filed May 8, 2015 20:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 10,205 | $82.88 | $845,790.40 |
DisclosureSEC source: 0001225208-15-011742 · doc4.xml · nonDerivative · entry 4 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,760 F1 · price: These shares were sold at prices ranging from $82.87 to $82.89. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 06, 2015 Filed May 8, 2015 20:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,484 | $82.88 | $703,153.92 |
DisclosureSEC source: 0001225208-15-011742 · doc4.xml · nonDerivative · entry 3 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,965 F1 · price: These shares were sold at prices ranging from $82.87 to $82.89. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 06, 2015 Filed May 8, 2015 20:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,484 | $44.87 | $380,677.08 |
DisclosureSEC source: 0001225208-15-011742 · doc4.xml · nonDerivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2015 Filed May 8, 2015 20:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,205 | $47.29 | $482,594.45 |
DisclosureSEC source: 0001225208-15-011742 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2015 Filed May 4, 2015 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-011035 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,760 F1 · security: Restricted stock units which vest in their entirety on April 30, 2016 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 01, 2014 Filed May 5, 2014 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-012133 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,657 F1 · security: Restricted stock units which vest in their entirety on May 1, 2015 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 24, 2014 Filed Jan 27, 2014 21:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 18,795 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0001225208-14-002417 · doc4.xml · derivative · entry 3 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,795 shares Expires 2019-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2014 Filed Jan 27, 2014 21:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 18,795 | $71.29 | $1,339,895.55 |
DisclosureSEC source: 0001225208-14-002417 · doc4.xml · nonDerivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,376 F1 · price: These shares were sold at prices ranging from $71.27 to $71.36. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 24, 2014 Filed Jan 27, 2014 21:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 18,795 | $16.93 | $318,199.35 |
DisclosureSEC source: 0001225208-14-002417 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2013 Filed May 6, 2013 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011454 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,376 F1 · security: Restricted Stock Units which vest in their entirety on May 2, 2014. Read SEC document |
| May 08, 2012 Filed May 10, 2012 20:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-011843 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,454 F1 · security: Restricted Stock Units which vest in their entirety on May 8, 2013 Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014284 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,309 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| April 29, 2010 Filed May 4, 2010 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 8,484 | $0.00 Strike: $44.87 | $0.00 |
DisclosureSEC source: 0001225208-10-011737 · doc4.xml · derivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,484 Underlying: Common Stock · 8,484 shares Expires 2020-04-28 Read SEC document |
| April 29, 2010 Filed May 4, 2010 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011737 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,103 F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011. Read SEC document |
| April 23, 2009 Filed Apr 27, 2009 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 18,795 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0001225208-09-010846 · doc4.xml · derivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,795 Underlying: Common Stock · 18,795 shares Expires 2019-04-22 Read SEC document |
| April 23, 2009 Filed Apr 27, 2009 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-010846 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,314 F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010 Read SEC document |
| July 22, 2008 Filed Jul 24, 2008 17:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 2,500 | $39.28 | $98,200.00 |
DisclosureSEC source: 0001225208-08-012383 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,272 F1 · price: These shares were bought at prices ranging from $39.27 to $39.29. Information regarding the number of shares purchased or sold at each separate price will be provided upon request. Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 10,205 | $0.00 Strike: $47.29 | $0.00 |
DisclosureSEC source: 0001225208-08-007194 · doc4.xml · derivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,205 Underlying: Common Stock · 10,205 shares Expires 2018-04-23 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-007194 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,772 F1 · security: Restricted Stock Units which vest in their entirety on April 24, 2009. Read SEC document |
| October 24, 2007 Filed Oct 26, 2007 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 2,400 | $62.16 | $149,184.00 |
DisclosureSEC source: 0000927628-07-000045 · ler1072.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,176 Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantDirector Stock Option (Right to Buy) · Derivative | 4,098 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0001181431-07-028160 · rrd156230.xml · derivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Common Stock · 4,098 shares Expires 2017-04-25 Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028160 · rrd156230.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,776 F1 · security: Restricted Stock Units Which vest in their entirety on April 26, 2008. Read SEC document |
| May 31, 2006 Filed Jun 2, 2006 20:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantDirector Stock Option (Right to Buy) · Derivative | 4,300 | $0.00 Strike: $82.62 | $0.00 |
DisclosureSEC source: 0000927628-06-000054 · ler902.xml · derivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Underlying: Common Stock · 4,300 shares Expires 2016-05-30 Read SEC document |
| May 01, 2006 Filed May 3, 2006 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000045 · ler889.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · security: Restricted Stock Units which vest in their entirety on May 1, 2007. Read SEC document |
| February 16, 2006 Filed Apr 19, 2006 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 31 | $88.04 | $2,729.24 |
DisclosureSEC source: 0000927628-06-000038 · ler866.xml · nonDerivative · entry 4 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| February 16, 2006 Filed Apr 19, 2006 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 88 | $88.05 | $7,748.40 |
DisclosureSEC source: 0000927628-06-000038 · ler866.xml · nonDerivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| January 31, 2006 Filed Apr 19, 2006 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 31 | $83.21 | $2,579.51 |
DisclosureSEC source: 0000927628-06-000038 · ler866.xml · nonDerivative · entry 3 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 31 Read SEC document |
| January 31, 2006 Filed Apr 19, 2006 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 88 | $83.21 | $7,322.48 |
DisclosureSEC source: 0000927628-06-000038 · ler866.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,588 Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 16:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantDirector Stock Option (Right to Buy) · Derivative | 2,100 | $0.00 Strike: $79.35 | $0.00 |
DisclosureSEC source: 0000927628-05-000095 · ler712.xml · derivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 2,100 shares Expires 2015-09-29 F2 · derivative.exercise_date: This option becomes 100% exercisable on September 30, 2006, the first anniversary of the date of grant. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 16:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000095 · ler712.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · shares: Restricted Stock Units which vest in their entirety on September 30, 2006. Read SEC document |
| December 15, 2004 Filed Dec 15, 2004 21:37 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 19,000 | $0.00 Strike: $42.69 | $0.00 |
DisclosureSEC source: 0000315189-04-000122 · primary_doc.xml · derivative · entry 3 LEROY PIERRE E · CIK 0001055709 · Pres WW Const. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,000 shares Expires 2006-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| December 15, 2004 Filed Dec 15, 2004 21:37 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 19,000 | $73.00 | $1,387,000.00 |
DisclosureSEC source: 0000315189-04-000122 · primary_doc.xml · nonDerivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Pres WW Const. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,763 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 15, 2004 Filed Dec 15, 2004 21:37 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 19,000 | $42.69 | $811,110.00 |
DisclosureSEC source: 0000315189-04-000122 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Pres WW Const. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 10, 2004 Filed Dec 13, 2004 21:53 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 20,100 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0000315189-04-000121 · primary_doc.xml · derivative · entry 3 LEROY PIERRE E · CIK 0001055709 · Pres WW Const. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,100 shares Expires 2005-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| December 10, 2004 Filed Dec 13, 2004 21:53 UTC | DEERE & CO DE · Entity 106 | Sale$Par Common Stock | 20,100 | $70.26 | $1,412,226.00 |
DisclosureSEC source: 0000315189-04-000121 · primary_doc.xml · nonDerivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Pres WW Const. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,763 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 10, 2004 Filed Dec 13, 2004 21:53 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 20,100 | $34.13 | $686,013.00 |
DisclosureSEC source: 0000315189-04-000121 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Pres WW Const. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 10, 2004 Filed Feb 9, 2005 15:32 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-05-000009 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Pres WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,663 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: The reporting of a gift of 100 shares to an unrelated third party. F3 · balance_after: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 08, 2004 Filed Dec 9, 2004 21:44 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 45,306 | $0.00 Strike: $69.37 | $0.00 |
DisclosureSEC source: 0000315189-04-000117 · primary_doc.xml · derivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Pres WW Const. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,306 Underlying: Common Stock · 45,306 shares Expires 2014-12-08 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three installments on December 8, 2005, December 8, 2006, and December 10, 2007. Read SEC document |
| December 08, 2004 Filed Dec 9, 2004 21:44 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 18,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-04-000117 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Pres WW Const. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,763 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| March 03, 2004 Filed Mar 4, 2004 17:46 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-04-000030 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,641 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · shares: The reporting of a gift of 100 shares to an unrelated third party. F3 · balance_after: Includes 22,534 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.