Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | December 22, 2011 | December 22, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date December 22, 2011 · Filed December 22, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,986 |
Reported balance
Holding disclosure · report date 2011-12-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 47,986 F1: Excludes 238,533 shares previously owned directly which were transferred into a limited partnership. |
| Common StockSEC Table I · non-derivative | IndirectBy Campbell Capital II, L.L.C. | 181,486 |
Reported balance
Holding disclosure · report date 2011-12-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 181,486 |
| Common StockSEC Table I · non-derivative | IndirectBy Campbell Capital, L.L.C. | 181,486 |
Reported balance
Holding disclosure · report date 2011-12-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 181,486 |
| Common StockSEC Table I · non-derivative | IndirectBy E. R. Campbell Family Foundation | 7,864 |
Reported balance
Holding disclosure · report date 2011-12-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,864 |
| Common StockSEC Table I · non-derivative | IndirectCampbell Holdings, LP | 238,533 |
Reported balance
Holding disclosure · report date 2011-12-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 238,533 |
Filing footnotes · ownership attribution and instrument terms
F1: Excludes 238,533 shares previously owned directly which were transferred into a limited partnership.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2011 Filed May 13, 2011 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 6,638 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0001225208-11-014283 · doc4.xml · derivative · entry 5 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,638 Underlying: Common Stock · 6,638 shares Expires 2021-05-10 Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014283 · doc4.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,519 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| January 25, 2011 Filed Feb 1, 2011 21:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 4,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004436 · doc4.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,313 Read SEC document |
| November 04, 2010 Filed Nov 5, 2010 19:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-024370 · doc4.xml · nonDerivative · entry 2 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,463 F1 · kind: Annuity payment pursuant to the terms of a 2009 Grantor Retained Annuity Trust of which the reporting person is not a trustee. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 19:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 230,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-024370 · doc4.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,463 F1 · kind: Annuity payment pursuant to the terms of a 2009 Grantor Retained Annuity Trust of which the reporting person is not a trustee. Read SEC document |
| April 29, 2010 Filed May 4, 2010 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 6,363 | $0.00 Strike: $44.87 | $0.00 |
DisclosureSEC source: 0001225208-10-011735 · doc4.xml · derivative · entry 5 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,363 Underlying: Common Stock · 6,363 shares Expires 2020-04-28 Read SEC document |
| April 29, 2010 Filed May 4, 2010 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011735 · doc4.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,642 F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011. Read SEC document |
| November 12, 2009 Filed Jan 30, 2010 00:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-002690 · doc5.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,853 Read SEC document |
| November 02, 2009 Filed Nov 4, 2009 22:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-021681 · doc4.xml · nonDerivative · entry 3 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,103 F3 · kind: The shares were contributed to a 2009 Grantor Retained Annuity Trust of which the reporting person is not a trustee. Read SEC document |
| September 30, 2009 Filed Nov 4, 2009 22:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 443,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-021681 · doc4.xml · nonDerivative · entry 2 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,103 F2 · kind: Annuity payment pursuant to the terms of the reporting person's 2008 Grantor Retained Annuity Trust of which he is not a trustee. Read SEC document |
| September 15, 2009 Filed Nov 4, 2009 22:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 56,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-021681 · doc4.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,458 F1 · kind: Annuity payment pursuant to the terms of the reporting person's 2007 Grantor Retained Annuity Trust of which he is not a trustee. Read SEC document |
| April 23, 2009 Filed Apr 27, 2009 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 14,096 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0001225208-09-010839 · doc4.xml · derivative · entry 5 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,096 Underlying: Common Stock · 14,096 shares Expires 2019-04-22 Read SEC document |
| April 23, 2009 Filed Apr 27, 2009 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-010839 · doc4.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,103 F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-007190 · doc4.xml · nonDerivative · entry 2 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,061 F2 · security: Restricted Stock Units which vest in their entirety on April 24, 2009. Read SEC document |
| February 07, 2008 Filed Apr 28, 2008 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 443,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-007190 · doc4.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,465 F1 · security: The shares were contributed to a Grantor Retained Annuity Trust of which the grantor is not a trustee. Read SEC document |
| January 29, 2008 Filed Feb 1, 2008 00:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 443,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-001879 · doc4.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,110 F1 · security: Annuity payment pursuant to the terms of the reporting person's Grantor Retained Annuity Trust of which he is not a trustee. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028170 · rrd156221.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,465 F1 · security: Restricted Stock Units Which vest in their entirety on April 26, 2008. Read SEC document |
| January 16, 2007 Filed Jan 19, 2007 23:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-07-000002 · cam940.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,189 F1 · kind: The shares were contributed to a Grantor Retained Annuity Trust for which the grantor is not a trustee. Read SEC document |
| November 13, 2006 Filed Dec 14, 2006 22:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-069804 · rrd139530.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,189 Read SEC document |
| May 01, 2006 Filed May 3, 2006 22:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000047 · cam885.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,789 F1 · security: Restricted Stock Units which vest in their entirety on May 1, 2007. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,010 | $0.00 Strike: $85.12 | $0.00 |
DisclosureSEC source: 0000927628-05-000124 · cam746.xml · derivative · entry 2 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010 Underlying: Common Stock · 1,010 shares Expires 2015-12-14 F2 · derivative.exercise_date: This option becomes 100% exercisable on 12/15/2006, the first anniversary date of the grant. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000124 · cam746.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,789 F1 · security: Restricted Stock Units which vest in their entirety on 12/15/2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.