Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | May 08, 2012 | May 10, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date May 08, 2012 · Filed May 10, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,805 |
Reported balance
After 2012-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-05-08 · Grant · Acquired 3,145 · Balance 35,805 F1: Restricted Stock Units which vest in their entirety on May 8, 2013. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units which vest in their entirety on May 8, 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2012 Filed May 10, 2012 20:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-011848 · doc4.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,805 F1 · security: Restricted Stock Units which vest in their entirety on May 8, 2013. Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 35,000 | $0.00 Strike: $31.77 | $0.00 |
DisclosureSEC source: 0001225208-12-004481 · doc4.xml · derivative · entry 3 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2012-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director. Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 35,000 | $47.99 | $1,679,650.00 |
DisclosureSEC source: 0001225208-12-004481 · doc4.xml · nonDerivative · entry 2 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,660 F1 · price: These shares were sold at prices ranging from $47.98 to $48.03. Information regarding the number of shares sold at each pricewill be provided upon request. F2 · balance_after: Includes shares acquired by the reporting person under the company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 35,000 | $31.77 | $1,111,775.00 |
DisclosureSEC source: 0001225208-12-004481 · doc4.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014286 · doc4.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,648 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| April 29, 2010 Filed May 4, 2010 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011731 · doc4.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,442 F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011. F2 · balance_after: Includes 17 shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| April 23, 2009 Filed Apr 27, 2009 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-010842 · doc4.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,636 F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010 F2 · balance_after: Includes 183 shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. F3 · ownership.direct: The reporting person no longer has a reportable beneficial interest in 910 shares of common stock owned by his son and included in the reporting person's prior ownership reports as indirect beneficial holdings. Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 10,205 | $0.00 Strike: $47.29 | $0.00 |
DisclosureSEC source: 0001225208-08-007192 · doc4.xml · derivative · entry 4 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,205 Underlying: Common Stock · 10,205 shares Expires 2018-04-23 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-007192 · doc4.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,411 F1 · security: Restricted Stock Units which vest in their entirety on April 24, 2009. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028156 · rrd156232.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 F1 · security: Restricted Stock Units which vest in their entirety on April 26, 2008. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| April 26, 2007 Filed Apr 30, 2007 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-028158 · rrd156232.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 F1 · security: Restricted Stock Units which vest in their entirety on April 26, 2008. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| May 01, 2006 Filed May 3, 2006 22:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000048 · die892.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,513 F1 · security: Restricted Stock Units which vest in their entirety on May 1, 2007. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| May 12, 2005 Filed May 12, 2005 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative | 5,000 | $31.77 Strike: $31.77 | $158,850.00 |
DisclosureSEC source: 0000927628-05-000057 · die653.xml · derivative · entry 8 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 5,000 shares Expires 2012-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments on the dates of the issuer's Annual Stockholder's Meeting in 2003, 2004 and 2005, for services as director through such date. Read SEC document |
| May 12, 2005 Filed May 12, 2005 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,200 | $72.00 | $230,400.00 |
DisclosureSEC source: 0000927628-05-000057 · die653.xml · nonDerivative · entry 5 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,510 Read SEC document |
| May 12, 2005 Filed May 12, 2005 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $72.09 | $72,090.00 |
DisclosureSEC source: 0000927628-05-000057 · die653.xml · nonDerivative · entry 4 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,710 Read SEC document |
| May 12, 2005 Filed May 12, 2005 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $72.10 | $28,840.00 |
DisclosureSEC source: 0000927628-05-000057 · die653.xml · nonDerivative · entry 3 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,710 Read SEC document |
| May 12, 2005 Filed May 12, 2005 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $72.11 | $28,844.00 |
DisclosureSEC source: 0000927628-05-000057 · die653.xml · nonDerivative · entry 2 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,110 Read SEC document |
| May 12, 2005 Filed May 12, 2005 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,000 | $31.77 | $158,850.00 |
DisclosureSEC source: 0000927628-05-000057 · die653.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2005 Filed May 3, 2005 19:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000050 · die643.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,510 F1 · security: Restricted Stock Units which vest in their entirety on April 30, 2006. F2 · balance_after: Reflects 600 shares previously misreported as transferred. F3 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 00:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 21,000 | $33.89 Strike: $33.89 | $711,690.00 |
DisclosureSEC source: 0000927628-04-000003 · die407.xml · derivative · entry 7 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2008-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 23, 1999 and annually from that date thereafter. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 00:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 21,000 | $11.52 Strike: $11.52 | $241,920.00 |
DisclosureSEC source: 0000927628-04-000003 · die407.xml · derivative · entry 6 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2007-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 24, 1998 and annually from that date thereafter. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 00:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 42,000 | $80.00 | $3,360,000.00 |
DisclosureSEC source: 0000927628-04-000003 · die407.xml · nonDerivative · entry 3 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,409 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through the date of this filing. F3 · balance_after: Since the date of the reporting person's last ownership report, he transferred 4,408 shares of Capital One common stock to his former spouse pursuant to a domestic relations order. Additionally, the reporting person no longer has a reportable beneficial interest in the 3,555 shares of Capital One common stock owned by his former spouse. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 00:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 21,000 | $33.89 | $711,690.00 |
DisclosureSEC source: 0000927628-04-000003 · die407.xml · nonDerivative · entry 2 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 00:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 21,000 | $11.52 | $241,920.00 |
DisclosureSEC source: 0000927628-04-000003 · die407.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 29, 2004 Filed Oct 1, 2004 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 21,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001179230-04-000033 · die360.xml · derivative · entry 6 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2006-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 18, 1997 and annually thereafter. Read SEC document |
| September 29, 2004 Filed Oct 1, 2004 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 21,000 | $75.00 | $1,575,000.00 |
DisclosureSEC source: 0001179230-04-000033 · die360.xml · nonDerivative · entry 2 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,814 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through the date of this filing. Read SEC document |
| September 29, 2004 Filed Oct 1, 2004 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 21,000 | $8.88 | $186,480.00 |
DisclosureSEC source: 0001179230-04-000033 · die360.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 21,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001242043-04-000021 · die321.xml · derivative · entry 6 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2005-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 21,000 | $70.00 | $1,470,000.00 |
DisclosureSEC source: 0001242043-04-000021 · die321.xml · nonDerivative · entry 2 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,811 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through May 31, 2004. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 21,000 | $6.63 | $139,230.00 |
DisclosureSEC source: 0001242043-04-000021 · die321.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.