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CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2026 Filed Feb 18, 2026 22:04 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,711 $207.37 $354,810.07
Disclosure

SEC source: 0001497948-26-000004 · wk-form4_1771452296.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,754

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC
Golden Timothy PSVP, Chief Accounting Officer
Tax withholdingCommon Stock 350 $207.37 $72,579.50
Disclosure

SEC source: 0001706865-26-000004 · wk-form4_1771453053.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,797

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC
Golden Timothy PSVP, Chief Accounting Officer
Tax withholdingCommon Stock 506 $207.37 $104,929.22
Disclosure

SEC source: 0001706865-26-000004 · wk-form4_1771453053.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,147

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC
Golden Timothy PSVP, Chief Accounting Officer
Tax withholdingCommon Stock 591 $207.37 $122,555.67
Disclosure

SEC source: 0001706865-26-000004 · wk-form4_1771453053.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,653

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:18 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 1,203 $207.37 $249,466.11
Disclosure

SEC source: 0001727277-26-000006 · wk-form4_1771453097.xml · nonDerivative · entry 3

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,251

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:18 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 1,735 $207.37 $359,786.95
Disclosure

SEC source: 0001727277-26-000006 · wk-form4_1771453097.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,454

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:18 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 1,536 $207.37 $318,520.32
Disclosure

SEC source: 0001727277-26-000006 · wk-form4_1771453097.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,189

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 1,129 $207.37 $234,120.73
Disclosure

SEC source: 0001741273-26-000009 · wk-form4_1771453077.xml · nonDerivative · entry 3

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,326

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 1,445 $207.37 $299,649.65
Disclosure

SEC source: 0001741273-26-000009 · wk-form4_1771453077.xml · nonDerivative · entry 2

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,455

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 1,262 $207.37 $261,700.94
Disclosure

SEC source: 0001741273-26-000009 · wk-form4_1771453077.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,900

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:09 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 917 $207.37 $190,158.29
Disclosure

SEC source: 0001741344-26-000011 · wk-form4_1771452567.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,970

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:09 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 1,093 $207.37 $226,655.41
Disclosure

SEC source: 0001741344-26-000011 · wk-form4_1771452567.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,887

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:09 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 1,008 $207.37 $209,028.96
Disclosure

SEC source: 0001741344-26-000011 · wk-form4_1771452567.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,980

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:05 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 977 $207.37 $202,600.49
Disclosure

SEC source: 0001839737-26-000004 · wk-form4_1771452339.xml · nonDerivative · entry 3

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,911

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:05 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 1,175 $207.37 $243,659.75
Disclosure

SEC source: 0001839737-26-000004 · wk-form4_1771452339.xml · nonDerivative · entry 2

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,888

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:05 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 1,036 $207.37 $214,835.32
Disclosure

SEC source: 0001839737-26-000004 · wk-form4_1771452339.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,063

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 801 $207.37 $166,103.37
Disclosure

SEC source: 0001905899-26-000005 · wk-form4_1771453032.xml · nonDerivative · entry 3

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,570

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 821 $207.37 $170,250.77
Disclosure

SEC source: 0001905899-26-000005 · wk-form4_1771453032.xml · nonDerivative · entry 2

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,371

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 728 $207.37 $150,965.36
Disclosure

SEC source: 0001905899-26-000005 · wk-form4_1771453032.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,192

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:13 UTC
Blinde NealPresident, Commercial Banking
Tax withholdingCommon Stock 1,058 $207.37 $219,397.46
Disclosure

SEC source: 0001906015-26-000007 · wk-form4_1771452778.xml · nonDerivative · entry 3

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,686

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:13 UTC
Blinde NealPresident, Commercial Banking
Tax withholdingCommon Stock 1,526 $207.37 $316,446.62
Disclosure

SEC source: 0001906015-26-000007 · wk-form4_1771452778.xml · nonDerivative · entry 2

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,744

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:13 UTC
Blinde NealPresident, Commercial Banking
Tax withholdingCommon Stock 1,608 $207.37 $333,450.96
Disclosure

SEC source: 0001906015-26-000007 · wk-form4_1771452778.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,270

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:07 UTC
Mouadeb Mark DanielPresident, Card
Tax withholdingCommon Stock 1,059 $207.37 $219,604.83
Disclosure

SEC source: 0001938196-26-000004 · wk-form4_1771452468.xml · nonDerivative · entry 3

Mouadeb Mark Daniel · CIK 0001938196 · President, Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,484

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:07 UTC
Mouadeb Mark DanielPresident, Card
Tax withholdingCommon Stock 1,181 $207.37 $244,903.97
Disclosure

SEC source: 0001938196-26-000004 · wk-form4_1771452468.xml · nonDerivative · entry 2

Mouadeb Mark Daniel · CIK 0001938196 · President, Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,543

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:07 UTC
Mouadeb Mark DanielPresident, Card
Tax withholdingCommon Stock 705 $207.37 $146,195.85
Disclosure

SEC source: 0001938196-26-000004 · wk-form4_1771452468.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,724

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:07 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 560 $207.37 $116,127.20
Disclosure

SEC source: 0001938203-26-000006 · wk-form4_1771452441.xml · nonDerivative · entry 3

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,123

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:07 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 551 $207.37 $114,260.87
Disclosure

SEC source: 0001938203-26-000006 · wk-form4_1771452441.xml · nonDerivative · entry 2

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,683

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:07 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 546 $207.37 $113,224.02
Disclosure

SEC source: 0001938203-26-000006 · wk-form4_1771452441.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,234

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:06 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 769 $207.37 $159,467.53
Disclosure

SEC source: 0001938261-26-000004 · wk-form4_1771452369.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,146

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:06 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 862 $207.37 $178,752.94
Disclosure

SEC source: 0001938261-26-000004 · wk-form4_1771452369.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,915

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:06 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 818 $207.37 $169,628.66
Disclosure

SEC source: 0001938261-26-000004 · wk-form4_1771452369.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,777

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:10 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 578 $207.37 $119,859.86
Disclosure

SEC source: 0001938284-26-000004 · wk-form4_1771452617.xml · nonDerivative · entry 3

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,198

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:10 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 562 $207.37 $116,541.94
Disclosure

SEC source: 0001938284-26-000004 · wk-form4_1771452617.xml · nonDerivative · entry 2

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,776

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:10 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 616 $207.37 $127,739.92
Disclosure

SEC source: 0001938284-26-000004 · wk-form4_1771452617.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,338

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 22:06 UTC
Dean LiaPres, Banking & Prem. Products
SaleCommon Stock 3,284 $223.68 $734,565.12
Disclosure

SEC source: 0001741273-26-000007 · wk-form4_1770329158.xml · nonDerivative · entry 2

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,162

F3 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 11,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · derivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,194

Underlying: Common Stock · 11,194 shares

Expires 2029-02-15

F10 · security: Represents restricted stock units granted February 3, 2026, for performance year 2026.

F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 26,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · derivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,865

Underlying: Common Stock · 26,865 shares

Expires 2029-02-15

F8 · security: Represents restricted stock units granted February 3, 2026, for performance year 2025.

F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · derivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,357

Underlying: Common Stock · 136 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Represents restricted stock units granted February 4, 2025, for performance year 2025.

F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2025 Restricted Stock Units · Derivative 271 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,715

Underlying: Common Stock · 271 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents restricted stock units granted February 4, 2025 for performance year 2024.

F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

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February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,176

Underlying: Common Stock · 202 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents restricted stock units granted February 1, 2024 for performance year 2024

F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

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February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2024 Restricted Stock Units · Derivative 439 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,111

Underlying: Common Stock · 439 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents restricted stock units granted February 1, 2024 for performance year 2023.

F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 136 $223.34 $30,374.24
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,001,232

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 271 $223.34 $60,525.14
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,001,368

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 202 $223.34 $45,114.68
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,001,639

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 439 $223.34 $98,046.26
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,001,841

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 136 $223.34 $30,374.24
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,002,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 271 $223.34 $60,525.14
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,002,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 202 $223.34 $45,114.68
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,001,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 439 $223.34 $98,046.26
Disclosure

SEC source: 0001238032-26-000003 · wk-form4_1770329197.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,001,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:07 UTC
Alexander Robert M.Chief Information Officer
GrantCommon Stock 7,008 $0.00 $0.00
Disclosure

SEC source: 0001425374-26-000003 · wk-form4_1770329221.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,715

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.