COF

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,848,652

F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,848,919

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,849,191

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,849,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,849,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,848,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,848,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

SEC source: 0000927628-24-000041 · wk-form4_1707170026.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,510

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0000927628-24-000042 · wk-form4_1707170034.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,402

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0000927628-24-000043 · wk-form4_1707170055.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,727

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0000927628-24-000044 · wk-form4_1707170069.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,345

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0000927628-24-000045 · wk-form4_1707170088.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,747

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

SEC source: 0000927628-24-000046 · wk-form4_1707170105.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,296

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0000927628-24-000047 · wk-form4_1707170120.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,087

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0000927628-24-000048 · wk-form4_1707170125.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,689

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0000927628-24-000049 · wk-form4_1707170134.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,890

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0000927628-24-000050 · wk-form4_1707170150.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,882

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0000927628-24-000052 · wk-form4_1707170206.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,561

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0000927628-24-000012 · wk-form4_1706909765.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,357

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2022. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-23-000324 · wk-form4_1702937171.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,040

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000325 · wk-form4_1702937247.xml · nonDerivative · entry 2

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F2 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000325 · wk-form4_1702937247.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,980

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000326 · wk-form4_1702937372.xml · derivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,955 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

SEC source: 0000927628-23-000326 · wk-form4_1702937372.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,186

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000326 · wk-form4_1702937372.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,991

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000326 · wk-form4_1702937372.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000318 · wk-form4_1702593786.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,991

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000319 · wk-form4_1702593867.xml · nonDerivative · entry 2

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,980

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000318 · wk-form4_1702593786.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,244

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000319 · wk-form4_1702593867.xml · nonDerivative · entry 3

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 3,000

F2 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000319 · wk-form4_1702593867.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,980

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000309 · wk-form4_1700258113.xml · nonDerivative · entry 2

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,980

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.60 to $107.34. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0000927628-23-000309 · wk-form4_1700258113.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,119

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.59 to $106.57. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,890 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · derivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,890

Underlying: Common Stock · 3,890 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · derivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,780

Underlying: Common Stock · 3,890 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000302 · wk-form4_1699566660.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,670

Underlying: Common Stock · 3,890 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000302 · wk-form4_1699566660.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000302 · wk-form4_1699566660.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000302 · wk-form4_1699566660.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,560

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000302 · wk-form4_1699566660.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000302 · wk-form4_1699566660.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000300 · wk-form4_1699392764.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,451

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000300 · wk-form4_1699392764.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,412

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.