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CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 20, 2024 21:12 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 522 $136.36 $71,179.92
Disclosure

SEC source: 0000927628-24-000078 · wk-form4_1708463516.xml · nonDerivative · entry 3

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,247

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:12 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 452 $136.36 $61,634.72
Disclosure

SEC source: 0000927628-24-000078 · wk-form4_1708463516.xml · nonDerivative · entry 2

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,769

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:12 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 516 $136.36 $70,361.76
Disclosure

SEC source: 0000927628-24-000078 · wk-form4_1708463516.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,221

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:12 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,992 $136.36 $271,629.12
Disclosure

SEC source: 0000927628-24-000079 · wk-form4_1708463536.xml · nonDerivative · entry 3

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,546

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:12 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,261 $136.36 $171,949.96
Disclosure

SEC source: 0000927628-24-000079 · wk-form4_1708463536.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,538

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:12 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,497 $136.36 $204,130.92
Disclosure

SEC source: 0000927628-24-000079 · wk-form4_1708463536.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,799

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:13 UTC
Hall SheldonSenior Advisor to CEO
Tax withholdingCommon Stock 1,860 $136.36 $253,629.60
Disclosure

SEC source: 0000927628-24-000080 · wk-form4_1708463577.xml · nonDerivative · entry 3

Hall Sheldon · CIK 0001748065 · Senior Advisor to CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,737

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:13 UTC
Hall SheldonSenior Advisor to CEO
Tax withholdingCommon Stock 1,022 $136.36 $139,359.92
Disclosure

SEC source: 0000927628-24-000080 · wk-form4_1708463577.xml · nonDerivative · entry 2

Hall Sheldon · CIK 0001748065 · Senior Advisor to CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,597

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:13 UTC
Hall SheldonSenior Advisor to CEO
Tax withholdingCommon Stock 1,094 $136.36 $149,177.84
Disclosure

SEC source: 0000927628-24-000080 · wk-form4_1708463577.xml · nonDerivative · entry 1

Hall Sheldon · CIK 0001748065 · Senior Advisor to CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,619

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC Tax withholdingCommon Stock 569 $136.36 $77,588.84
Disclosure

SEC source: 0000927628-24-000081 · wk-form4_1708463612.xml · nonDerivative · entry 4

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,854

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC Tax withholdingCommon Stock 432 $136.36 $58,907.52
Disclosure

SEC source: 0000927628-24-000081 · wk-form4_1708463612.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,423

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC Tax withholdingCommon Stock 446 $136.36 $60,816.56
Disclosure

SEC source: 0000927628-24-000081 · wk-form4_1708463612.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,855

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC Tax withholdingCommon Stock 426 $136.36 $58,089.36
Disclosure

SEC source: 0000927628-24-000081 · wk-form4_1708463612.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,301

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 1,079 $136.36 $147,132.44
Disclosure

SEC source: 0000927628-24-000082 · wk-form4_1708463708.xml · nonDerivative · entry 3

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,763

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 762 $136.36 $103,906.32
Disclosure

SEC source: 0000927628-24-000082 · wk-form4_1708463708.xml · nonDerivative · entry 2

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,745

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 542 $136.36 $73,907.12
Disclosure

SEC source: 0000927628-24-000082 · wk-form4_1708463708.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,507

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:16 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 710 $136.36 $96,815.60
Disclosure

SEC source: 0000927628-24-000083 · wk-form4_1708463752.xml · nonDerivative · entry 3

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,635

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:16 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 257 $136.36 $35,044.52
Disclosure

SEC source: 0000927628-24-000083 · wk-form4_1708463752.xml · nonDerivative · entry 2

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,345

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:16 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 145 $136.36 $19,772.20
Disclosure

SEC source: 0000927628-24-000083 · wk-form4_1708463752.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,602

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:16 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 1,210 $136.36 $164,995.60
Disclosure

SEC source: 0000927628-24-000084 · wk-form4_1708463776.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,280

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:16 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 939 $136.36 $128,042.04
Disclosure

SEC source: 0000927628-24-000084 · wk-form4_1708463776.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,490

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:16 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 1,081 $136.36 $147,405.16
Disclosure

SEC source: 0000927628-24-000084 · wk-form4_1708463776.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,429

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:17 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 2,697 $136.36 $367,762.92
Disclosure

SEC source: 0000927628-24-000085 · wk-form4_1708463813.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,250

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:17 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,306 $136.36 $178,086.16
Disclosure

SEC source: 0000927628-24-000085 · wk-form4_1708463813.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,947

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:17 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,436 $136.36 $195,812.96
Disclosure

SEC source: 0000927628-24-000085 · wk-form4_1708463813.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,253

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:18 UTC
Blinde NealPresident, Commercial Banking
Tax withholdingCommon Stock 1,627 $136.36 $221,857.72
Disclosure

SEC source: 0000927628-24-000086 · wk-form4_1708463848.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,263

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 1,198 $136.36 $163,359.28
Disclosure

SEC source: 0000927628-24-000087 · wk-form4_1708463907.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,719

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 724 $136.36 $98,724.64
Disclosure

SEC source: 0000927628-24-000087 · wk-form4_1708463907.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,911

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 926 $136.36 $126,269.36
Disclosure

SEC source: 0000927628-24-000087 · wk-form4_1708463907.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,635

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 15,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,196 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents restricted stock units granted on February 4, 2021 for performance year 2021.

F1 · derivative.exercise_price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2021 Restricted Stock Units · Derivative 17,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,270 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents restricted stock units granted on February 4, 2021 for performance year 2020.

F1 · derivative.exercise_price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Disposition to issuerCommon Stock 15,196 $135.66 $2,061,489.36
Disclosure

SEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,848,418

F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Disposition to issuerCommon Stock 17,270 $135.66 $2,342,848.20
Disclosure

SEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,863,614

F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 15,196 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,880,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 17,270 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,865,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:20 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 598 $136.36 $81,543.28
Disclosure

SEC source: 0000927628-24-000089 · wk-form4_1708463988.xml · nonDerivative · entry 3

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,774

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:20 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 393 $136.36 $53,589.48
Disclosure

SEC source: 0000927628-24-000089 · wk-form4_1708463988.xml · nonDerivative · entry 2

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,362

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:20 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 367 $136.36 $50,044.12
Disclosure

SEC source: 0000927628-24-000089 · wk-form4_1708463988.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,755

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:50 UTC
Raghu RaviPres, Software, Intl & Sm Bus
GrantCommon Stock 6,777 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000035 · wk-form4_1707169836.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,737

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:51 UTC
West KaraChief Enterprise Risk Officer
GrantCommon Stock 5,595 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000036 · wk-form4_1707169891.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,122

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 01, 2024 Filed Feb 5, 2024 21:52 UTC
Sanjiv YajnikPresident, Financial Services
GrantCommon Stock 11,742 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000037 · wk-form4_1707169932.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,163

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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February 01, 2024 Filed Feb 5, 2024 21:53 UTC
Young Andrew MChief Financial Officer
GrantCommon Stock 9,236 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000038 · wk-form4_1707169974.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,049

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 01, 2024 Filed Feb 5, 2024 21:53 UTC
Hall SheldonSenior Advisor to CEO
GrantCommon Stock 9,624 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000039 · wk-form4_1707169999.xml · nonDerivative · entry 1

Hall Sheldon · CIK 0001748065 · Senior Advisor to CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,713

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 01, 2024 Filed Feb 5, 2024 21:53 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 18,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,580

Underlying: Common Stock · 18,580 shares

Expires 2027-02-15

F10 · security: Represents restricted stock units granted February 1, 2024 for performance year 2024.

F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading davs preceding the vesting date.

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February 01, 2024 Filed Feb 5, 2024 21:53 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Grant2024 Restricted Stock Units · Derivative 34,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,929

Underlying: Common Stock · 34,929 shares

Expires 2027-02-15

F8 · security: Represents restricted stock units granted February 1, 2024 for performance year 2023.

F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading davs preceding the vesting date.

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February 01, 2024 Filed Feb 5, 2024 21:53 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,305

Underlying: Common Stock · 234 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Represents restricted stock units granted January 26, 2023 for performance year 2023.

F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

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February 01, 2024 Filed Feb 5, 2024 21:53 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2023 Restricted Stock Units · Derivative 267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,288

Underlying: Common Stock · 267 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents restricted stock units granted January 26, 2023 for performance year 2022.

F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

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February 01, 2024 Filed Feb 5, 2024 21:53 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,404

Underlying: Common Stock · 272 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2022.

F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

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February 01, 2024 Filed Feb 5, 2024 21:53 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2022 Restricted Stock Units · Derivative 220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,791

Underlying: Common Stock · 220 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2021.

F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

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February 01, 2024 Filed Feb 5, 2024 21:53 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 234 $134.56 $31,487.04
Disclosure

SEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,848,418

F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.