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CMS

CMS ENERGY CORP

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3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2020 Filed Sep 4, 2020 14:57 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 1,620 $61.66 $99,893.57
Disclosure

SEC source: 0001691392-20-000003 · primary_doc.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,670

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.66 to $61.6654, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 18:33 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 2,460 $60.25 $148,215.00
Disclosure

SEC source: 0001691392-20-000002 · primary_doc.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,290

F1 · ownership.direct: The total holdings reflect an adjustment of 202 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:18 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 430 $60.43 $25,986.71
Disclosure

SEC source: 0001681922-20-000002 · primary_doc.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,166

Read SEC document
August 25, 2020 Filed Aug 27, 2020 15:07 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 699 $61.00 $42,639.00
Disclosure

SEC source: 0000811156-20-000015 · primary_doc.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,548

Read SEC document
August 17, 2020 Filed Aug 18, 2020 19:19 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 800 $61.30 $49,039.52
Disclosure

SEC source: 0000811156-20-000014 · primary_doc.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,596

Read SEC document
August 14, 2020 Filed Aug 18, 2020 17:06 UTC SaleCommon Stock 4,800 $60.96 $292,589.28
Disclosure

SEC source: 0000811156-20-000013 · primary_doc.xml · nonDerivative · entry 2

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,162

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.95 to $61.01, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: The total holdings reflect an adjustment of 18 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 19:37 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 770 $62.80 $48,354.23
Disclosure

SEC source: 0001681922-20-000001 · primary_doc.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,396

F1 · ownership.direct: The total holdings reflect an adjustment of 74 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 16:54 UTC
Hendrian Catherine ASenior Vice President
SaleCommon Stock 1,584 $62.78 $99,438.61
Disclosure

SEC source: 0001701746-20-000002 · primary_doc.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,218

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:41 UTC
Hendrian Catherine ASenior Vice President
SaleCommon Stock 792 $63.07 $49,950.41
Disclosure

SEC source: 0001701746-20-000001 · primary_doc.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,802

F1 · ownership.direct: The total holdings reflect an adjustment of 166 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 156 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 18:00 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 780 $63.00 $49,140.00
Disclosure

SEC source: 0001691392-20-000001 · primary_doc.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,247

F1 · ownership.direct: The total holdings reflect an adjustment of 208 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 26, 2020 Filed May 27, 2020 16:28 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 891 $56.41 $50,261.31
Disclosure

SEC source: 0001246360-20-001311 · form.xml · nonDerivative · entry 3

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,819

Read SEC document
May 26, 2020 Filed May 27, 2020 16:28 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 881 $56.75 $49,996.75
Disclosure

SEC source: 0001246360-20-001311 · form.xml · nonDerivative · entry 2

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,710

Read SEC document
May 26, 2020 Filed May 27, 2020 16:28 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 899 $56.29 $50,608.76
Disclosure

SEC source: 0001246360-20-001311 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,591

Read SEC document
May 21, 2020 Filed May 22, 2020 14:07 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 875 $55.76 $48,787.46
Disclosure

SEC source: 0001246360-20-001295 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,092

Read SEC document
May 18, 2020 Filed May 19, 2020 17:56 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 892 $56.00 $49,952.00
Disclosure

SEC source: 0001246360-20-001237 · form.xml · nonDerivative · entry 3

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,490

Read SEC document
May 18, 2020 Filed May 19, 2020 17:56 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 909 $55.18 $50,158.62
Disclosure

SEC source: 0001246360-20-001237 · form.xml · nonDerivative · entry 2

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,382

Read SEC document
May 18, 2020 Filed May 19, 2020 17:56 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 900 $55.50 $49,950.00
Disclosure

SEC source: 0001246360-20-001237 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,291

Read SEC document
May 14, 2020 Filed May 15, 2020 14:56 UTC
Hendrian Catherine ASenior Vice President
SaleCommon Stock 1,843 $54.17 $99,842.31
Disclosure

SEC source: 0001246360-20-001206 · form.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,272

Read SEC document
May 14, 2020 Filed May 15, 2020 14:56 UTC
Hendrian Catherine ASenior Vice President
SaleCommon Stock 926 $54.13 $50,120.86
Disclosure

SEC source: 0001246360-20-001206 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,115

Read SEC document
May 12, 2020 Filed May 12, 2020 18:21 UTC
Rich Brian FSenior Vice President
SaleCommon Stock 7,500 $55.64 $417,324.75
Disclosure

SEC source: 0001246360-20-001177 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,092

Read SEC document
May 12, 2020 Filed May 14, 2020 16:35 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 896 $55.75 $49,952.00
Disclosure

SEC source: 0001246360-20-001197 · form.xml · nonDerivative · entry 2

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,191

Read SEC document
May 12, 2020 Filed May 14, 2020 16:35 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 900 $55.50 $49,950.00
Disclosure

SEC source: 0001246360-20-001197 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,087

Read SEC document
May 01, 2020 Filed May 4, 2020 20:35 UTC Tax withholdingCommon Stock 12,210 $55.95 $683,149.50
Disclosure

SEC source: 0001246360-20-001126 · form.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,999

F1 · ownership.direct: The total holdings reflect an adjustment of 334 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 396 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:08 UTC
Wright LauraDirector
GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001122 · form.xml · nonDerivative · entry 1

Wright Laura · CIK 0001297907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,208

F1 · shares: Grant of 2,681 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 624 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:08 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001120 · form.xml · nonDerivative · entry 1

Butler Deborah H · CIK 0001401687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,838

F1 · shares: Grant of 2,681 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 33 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 406 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:08 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001121 · form.xml · nonDerivative · entry 1

SHANK SUZANNE F. · CIK 0001713197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,438

F1 · shares: Grant of 2,681 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 22 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 72 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:07 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001118 · form.xml · nonDerivative · entry 1

HARVEY WILLIAM D · CIK 0001209101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,939

F1 · shares: Grant of 2,681 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 693 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:07 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001119 · form.xml · nonDerivative · entry 1

Sznewajs John G · CIK 0001333724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,915

F1 · shares: Grant of 2,681 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 79 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 311 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:07 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001117 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,592

F1 · shares: Grant of 2,681 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:07 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001116 · form.xml · nonDerivative · entry 2

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,944

F1 · shares: Grant of 2,681 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 36 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:07 UTC
Soto MyrnaDirector
GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001115 · form.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,013

F1 · shares: Grant of 2,681 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 290 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 148 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:07 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001113 · form.xml · nonDerivative · entry 1

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049

F1 · shares: Grant of 2,681 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 8 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 19:07 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001114 · form.xml · nonDerivative · entry 1

DARROW KURT L · CIK 0001263270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,755

F1 · shares: Grant of 2,681 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 253 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 311 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 14:14 UTC SaleCommon Stock 2,852 $55.38 $157,948.32
Disclosure

SEC source: 0001246360-20-001003 · form.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,911

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.72, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 14:14 UTC SaleCommon Stock 2,748 $56.09 $154,148.24
Disclosure

SEC source: 0001246360-20-001003 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,763

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.73 to $56.93, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:56 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 25,260 $49.55 $1,251,633.00
Disclosure

SEC source: 0001246360-20-000979 · form.xml · nonDerivative · entry 3

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,320

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:56 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 16,394 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000979 · form.xml · nonDerivative · entry 2

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,580

F3 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Rich Brian FSenior Vice President
Tax withholdingCommon Stock 2,887 $49.55 $143,050.85
Disclosure

SEC source: 0001246360-20-000977 · form.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,592

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Rich Brian FSenior Vice President
GrantCommon Stock 1,874 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000977 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,479

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan

F2 · ownership.direct: The total holdings reflect an adjustment of 256 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 231 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Johnson Shaun MSVP and General Counsel
Tax withholdingCommon Stock 1,022 $49.55 $50,640.10
Disclosure

SEC source: 0001246360-20-000975 · form.xml · nonDerivative · entry 2

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,464

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Johnson Shaun MSVP and General Counsel
GrantCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000975 · form.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,486

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan

F2 · ownership.direct: The total holdings reflect an adjustment of 57 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 91 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 2,255 $49.55 $111,735.25
Disclosure

SEC source: 0001246360-20-000976 · form.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,041

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 1,464 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000976 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,296

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 141 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 174 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Rochow Garrick JExecutive Vice President
Tax withholdingCommon Stock 3,729 $49.55 $184,771.95
Disclosure

SEC source: 0001246360-20-000974 · form.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,129

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March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Rochow Garrick JExecutive Vice President
GrantCommon Stock 2,420 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000974 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,858

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 35 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 302 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 903 $49.55 $44,743.65
Disclosure

SEC source: 0001246360-20-000973 · form.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,797

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March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000973 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,700

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 81 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 128 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,203 $49.55 $59,608.65
Disclosure

SEC source: 0001246360-20-000972 · form.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,967

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March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 780 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000972 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,170

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 81 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 20, 2020 Filed Mar 24, 2020 20:21 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 1,429 $49.55 $70,806.95
Disclosure

SEC source: 0001246360-20-000970 · form.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,604

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.