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CMS

CMS ENERGY CORP

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3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2018 Filed Mar 23, 2018 14:56 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 1,638 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001183 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,262

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 111 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 14:56 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 1,991 $43.81 $87,225.71
Disclosure

SEC source: 0001246360-18-001182 · form.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,161

Read SEC document
March 21, 2018 Filed Mar 23, 2018 14:56 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 3,276 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001182 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,152

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 192 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 19:07 UTC
Reynolds Catherine MSVP and General Counsel
SaleCommon Stock 8,310 $43.40 $360,629.07
Disclosure

SEC source: 0001246360-18-000778 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,810

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:42 UTC Tax withholdingCommon Stock 20,119 $44.05 $886,241.95
Disclosure

SEC source: 0001246360-18-000269 · form.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,587

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:42 UTC GrantCommon Stock 18,794 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000269 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,706

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 964 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:42 UTC
Rochow Garrick JSenior Vice President
Tax withholdingCommon Stock 3,783 $44.05 $166,641.15
Disclosure

SEC source: 0001246360-18-000268 · form.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,877

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:42 UTC
Rochow Garrick JSenior Vice President
GrantCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000268 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,660

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:42 UTC
Rich Brian FSVP and CIO
Tax withholdingCommon Stock 3,731 $44.05 $164,350.55
Disclosure

SEC source: 0001246360-18-000267 · form.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,331

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:42 UTC
Rich Brian FSVP and CIO
GrantCommon Stock 2,506 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000267 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,062

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:42 UTC
Reynolds Catherine MSVP and General Counsel
Tax withholdingCommon Stock 7,165 $44.05 $315,618.25
Disclosure

SEC source: 0001246360-18-000266 · form.xml · nonDerivative · entry 2

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,120

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:42 UTC
Reynolds Catherine MSVP and General Counsel
GrantCommon Stock 4,894 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000266 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,285

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,931 $44.05 $85,060.55
Disclosure

SEC source: 0001246360-18-000265 · form.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,513

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 1,254 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000265 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,444

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 2,507 $44.05 $110,433.35
Disclosure

SEC source: 0001246360-18-000264 · form.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,684

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 2,506 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000264 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,191

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 9,114 $44.05 $401,471.70
Disclosure

SEC source: 0001246360-18-000263 · form.xml · nonDerivative · entry 2

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,960

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 6,264 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000263 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,074

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 1,266 $44.05 $55,767.30
Disclosure

SEC source: 0001246360-18-000261 · form.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,285

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 784 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000261 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,551

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 911 $44.05 $40,129.55
Disclosure

SEC source: 0001246360-18-000262 · form.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,113

Read SEC document
January 21, 2018 Filed Jan 23, 2018 19:35 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 588 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000262 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,024

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:49 UTC
Rochow Garrick JSenior Vice President
GrantCommon Stock 17,396 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000226 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,115

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 40 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 372 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:49 UTC
Reynolds Catherine MSVP and General Counsel
GrantCommon Stock 22,447 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000227 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,391

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 988 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:49 UTC
Rich Brian FSVP and CIO
GrantCommon Stock 12,346 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000225 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,556

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 51 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 324 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:49 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 4,938 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000224 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,190

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 76 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:42 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 9,024 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000223 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,767

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 156 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 284 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:42 UTC GrantCommon Stock 26,712 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000222 · form.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,970

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 573 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:42 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 6,734 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000221 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,436

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 50 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 80 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:42 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 106,622 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000220 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,810

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 2,632 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:35 UTC
Brossoit Jean-FrancoisSenior Vice President
GrantCommon Stock 12,346 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000219 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,074

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 171 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 164 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 14:35 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 7,071 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000218 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,685

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 430 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 18:56 UTC
MENGEBIER DAVID GSenior Vice President
SaleCommon Stock 2,500 $49.48 $123,703.75
Disclosure

SEC source: 0001246360-17-003133 · form.xml · nonDerivative · entry 1

MENGEBIER DAVID G · CIK 0001180043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,523

F1 · ownership.direct: The total holdings reflect an adjustment of 115 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 386 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 15:42 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 1,000 $48.12 $48,115.00
Disclosure

SEC source: 0001246360-17-003031 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,176

Read SEC document
November 01, 2017 Filed Nov 2, 2017 18:28 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 1,000 $48.02 $48,017.00
Disclosure

SEC source: 0001246360-17-002999 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,176

F1 · ownership.direct: The total holdings reflect an adjustment of 154 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 22, 2017 Filed Aug 24, 2017 18:56 UTC
Rich Brian FSVP and CIO
SaleCommon Stock 3,500 $48.26 $168,920.50
Disclosure

SEC source: 0001246360-17-002627 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,835

Read SEC document
August 17, 2017 Filed Aug 21, 2017 18:28 UTC
Rochow Garrick JSenior Vice President
SaleCommon Stock 1,000 $47.82 $47,820.00
Disclosure

SEC source: 0001246360-17-002617 · form.xml · nonDerivative · entry 4

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,307

Read SEC document
August 17, 2017 Filed Aug 21, 2017 18:28 UTC
Rochow Garrick JSenior Vice President
SaleCommon Stock 1,000 $47.79 $47,790.00
Disclosure

SEC source: 0001246360-17-002617 · form.xml · nonDerivative · entry 3

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F3 · ownership.direct: This transaction involved the subsequent sale of the securities gifted to the reporting person's spouse.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 18:28 UTC
Rochow Garrick JSenior Vice President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002617 · form.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,307

F1 · ownership.direct: This transaction involved a gift of securities by the reporting person to his spouse.

F2 · ownership.direct: The total holdings reflect an adjustment of 21 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 192 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 18:28 UTC
Rochow Garrick JSenior Vice President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002617 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,000

F1 · ownership.direct: This transaction involved a gift of securities by the reporting person to his spouse.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 14:49 UTC GiftCommon Stock 63,829 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002531 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,948

F1 · ownership.direct: The total holdings reflect an adjustment of 492 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 16:28 UTC SaleCommon Stock 6,336 $46.81 $296,559.65
Disclosure

SEC source: 0001246360-17-002512 · form.xml · nonDerivative · entry 2

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,576

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.77 to $46.83, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: The total holdings reflect an adjustment of 187 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

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July 01, 2017 Filed Jul 5, 2017 14:07 UTC
Rich Brian FSVP and CIO
Tax withholdingCommon Stock 14,010 $46.25 $647,962.50
Disclosure

SEC source: 0001246360-17-002264 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,335

F1 · ownership.direct: The total holdings reflect an adjustment of 554 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 340 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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May 30, 2017 Filed May 31, 2017 14:21 UTC
Malone Daniel JSenior Vice President
SaleCommon Stock 10,000 $47.42 $474,211.00
Disclosure

SEC source: 0001246360-17-002046 · form.xml · nonDerivative · entry 1

Malone Daniel J · CIK 0001492921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,622

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.3719 to $47.434, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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May 25, 2017 Filed May 30, 2017 17:00 UTC
WEBB THOMAS JVice Chairman
SaleCommon Stock 50,000 $47.23 $2,361,590.00
Disclosure

SEC source: 0001246360-17-002041 · form.xml · nonDerivative · entry 1

WEBB THOMAS J · CIK 0001179875 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,773

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.185 to $47.30, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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May 16, 2017 Filed May 18, 2017 18:49 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 2,000 $45.50 $90,994.40
Disclosure

SEC source: 0001246360-17-001912 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,022

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.4899 to $45.5045, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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May 09, 2017 Filed May 10, 2017 17:56 UTC
BARBA GLENN PVP, Controller, CAO
SaleCommon Stock 729 $45.01 $32,812.29
Disclosure

SEC source: 0001246360-17-001789 · form.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,184

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May 09, 2017 Filed May 10, 2017 17:56 UTC
BARBA GLENN PVP, Controller, CAO
SaleCommon Stock 15,271 $45.13 $689,157.32
Disclosure

SEC source: 0001246360-17-001789 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,913

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.12 to $45.145, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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May 08, 2017 Filed May 9, 2017 17:00 UTC
Reynolds Catherine MSVP and General Counsel
SaleCommon Stock 10,246 $45.49 $466,048.53
Disclosure

SEC source: 0001246360-17-001784 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,956

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May 05, 2017 Filed May 8, 2017 20:28 UTC
Wright LauraDirector
GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001764 · form.xml · nonDerivative · entry 1

Wright Laura · CIK 0001297907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,281

F1 · shares: Grant of 2,861 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 425 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.