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CMS

CMS ENERGY CORP

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3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2019 Filed Aug 26, 2019 18:14 UTC
Hofmeister Brandon J.Senior Vice President
SaleCommon Stock 500 $62.36 $31,180.00
Disclosure

SEC source: 0001246360-19-002019 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,948

F1 · ownership.direct: The total holdings reflect an adjustment of 65 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 94 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 13, 2019 Filed Aug 13, 2019 20:21 UTC
Rich Brian FSenior Vice President
SaleCommon Stock 4,000 $59.70 $238,785.20
Disclosure

SEC source: 0001246360-19-001964 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,554

F1 · ownership.direct: The total holdings reflect an adjustment of 241 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 196 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 20:35 UTC SaleCommon Stock 33,500 $60.04 $2,011,410.35
Disclosure

SEC source: 0001246360-19-001952 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,211

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.08 to $60.00, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019

Read SEC document
August 01, 2019 Filed Aug 2, 2019 13:42 UTC SaleCommon Stock 5,600 $57.78 $323,555.12
Disclosure

SEC source: 0001246360-19-001859 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,711

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.96 to $57.62, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019

Read SEC document
July 01, 2019 Filed Jul 2, 2019 14:42 UTC SaleCommon Stock 5,600 $57.46 $321,769.28
Disclosure

SEC source: 0001246360-19-001656 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,311

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.09 to $57.71, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:14 UTC
Hendrian Catherine ASenior Vice President
SaleCommon Stock 1,753 $56.96 $99,859.47
Disclosure

SEC source: 0001246360-19-001567 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,567

Read SEC document
May 08, 2019 Filed May 9, 2019 16:28 UTC
Reynolds Catherine MSVP and General Counsel
SaleCommon Stock 6,203 $54.63 $338,846.32
Disclosure

SEC source: 0001246360-19-001378 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,211

Read SEC document
May 03, 2019 Filed May 6, 2019 19:14 UTC
BARBA GLENN PVP, Controller, CAO
SaleCommon Stock 8,500 $54.95 $467,075.00
Disclosure

SEC source: 0001246360-19-001344 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,555

Read SEC document
May 03, 2019 Filed May 7, 2019 19:21 UTC GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001370 · form.xml · nonDerivative · entry 2

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,320

F1 · shares: Grant of 2,715 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 452 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:22 UTC GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001374 · form.xml · nonDerivative · entry 1

SHANK SUZANNE F. · CIK 0001713197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,663

F1 · shares: Grant of 2,715 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 6 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:21 UTC GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001372 · form.xml · nonDerivative · entry 1

Sznewajs John G · CIK 0001333724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

F1 · shares: Grant of 2,715 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 86 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 259 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:22 UTC GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001373 · form.xml · nonDerivative · entry 1

DARROW KURT L · CIK 0001263270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,510

F1 · shares: Grant of 2,715 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 249 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 286 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:21 UTC GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001371 · form.xml · nonDerivative · entry 1

HARVEY WILLIAM D · CIK 0001209101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,565

F1 · shares: Grant of 2,715 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 679 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:21 UTC
Wright LauraDirector
GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001369 · form.xml · nonDerivative · entry 1

Wright Laura · CIK 0001297907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,903

F1 · shares: Grant of 2,715 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 603 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:21 UTC GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001368 · form.xml · nonDerivative · entry 1

Butler Deborah H · CIK 0001401687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

F1 · shares: Grant of 2,715 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 37 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 362 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:21 UTC GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001367 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,911

F1 · shares: Grant of 2,715 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:21 UTC
Soto MyrnaDirector
GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001366 · form.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,894

F1 · shares: Grant of 2,715 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 251 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 147 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:21 UTC GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001365 · form.xml · nonDerivative · entry 1

EWING STEPHEN E · CIK 0001167312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,394

F1 · shares: Grant of 2,715 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 1144 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
April 30, 2019 Filed May 1, 2019 20:35 UTC SaleCommon Stock 16,800 $55.35 $929,880.00
Disclosure

SEC source: 0001246360-19-001281 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,196

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.03 to $55.56, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:28 UTC Tax withholdingCommon Stock 5,484 $55.22 $302,826.48
Disclosure

SEC source: 0001246360-19-001124 · form.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,996

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:28 UTC GrantCommon Stock 2,828 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001124 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,480

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 68 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Rich Brian FSVP and CIO
Tax withholdingCommon Stock 2,415 $55.22 $133,356.30
Disclosure

SEC source: 0001246360-19-001123 · form.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,117

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Rich Brian FSVP and CIO
GrantCommon Stock 1,231 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001123 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,532

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 227 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 232 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 797 $55.22 $44,010.34
Disclosure

SEC source: 0001246360-19-001122 · form.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,754

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 615 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001122 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,551

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 95 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 1,469 $55.22 $81,118.18
Disclosure

SEC source: 0001246360-19-001121 · form.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,320

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 748 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001121 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,789

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 111 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 170 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 457 $55.22 $25,235.54
Disclosure

SEC source: 0001246360-19-001119 · form.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,289

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 233 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001119 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,746

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 62 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 102 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 10,442 $55.22 $576,607.24
Disclosure

SEC source: 0001246360-19-001118 · form.xml · nonDerivative · entry 2

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,400

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 5,323 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001118 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,842

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,823 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 1,465 $55.22 $80,897.30
Disclosure

SEC source: 0001246360-19-001117 · form.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,055

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 1,131 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001117 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,520

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 147 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Rochow Garrick JSenior Vice President
Tax withholdingCommon Stock 2,741 $55.22 $151,358.02
Disclosure

SEC source: 0001246360-19-001116 · form.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,945

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Rochow Garrick JSenior Vice President
GrantCommon Stock 1,397 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001116 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,686

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 30 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 302 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Reynolds Catherine MSVP and General Counsel
Tax withholdingCommon Stock 4,895 $55.22 $270,301.90
Disclosure

SEC source: 0001246360-19-001115 · form.xml · nonDerivative · entry 2

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,414

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:21 UTC
Reynolds Catherine MSVP and General Counsel
GrantCommon Stock 2,495 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001115 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,309

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 5 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 420 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:56 UTC GiftCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000758 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,584

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:42 UTC
Reynolds Catherine MSVP and General Counsel
SaleCommon Stock 8,187 $53.02 $434,054.27
Disclosure

SEC source: 0001246360-19-000584 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,389

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January 20, 2019 Filed Jan 23, 2019 21:36 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 2,074 $50.88 $105,525.12
Disclosure

SEC source: 0001246360-19-000260 · form.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,760

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January 20, 2019 Filed Jan 23, 2019 21:36 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 320 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000260 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,834

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 20, 2019 Filed Jan 23, 2019 21:36 UTC
Reynolds Catherine MSVP and General Counsel
Tax withholdingCommon Stock 6,639 $50.88 $337,792.32
Disclosure

SEC source: 0001246360-19-000259 · form.xml · nonDerivative · entry 2

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,576

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:36 UTC
Reynolds Catherine MSVP and General Counsel
GrantCommon Stock 1,068 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000259 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,215

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Rochow Garrick JSenior Vice President
Tax withholdingCommon Stock 3,767 $50.88 $191,664.96
Disclosure

SEC source: 0001246360-19-000258 · form.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,957

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Rochow Garrick JSenior Vice President
GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000258 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,724

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,176 $50.88 $59,834.88
Disclosure

SEC source: 0001246360-19-000257 · form.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,841

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 263 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000257 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,017

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC Tax withholdingCommon Stock 4,876 $50.88 $248,090.88
Disclosure

SEC source: 0001246360-19-000256 · form.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,459

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January 20, 2019 Filed Jan 23, 2019 21:35 UTC GrantCommon Stock 1,210 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000256 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,335

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 416 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Rich Brian FSVP and CIO
Tax withholdingCommon Stock 3,333 $50.88 $169,583.04
Disclosure

SEC source: 0001246360-19-000255 · form.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,842

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.